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782 proposals in the 2023-2024 proxy season: Principal Exchange-Traded Funds voted against, or withheld its votes from, 695 proposals put forward by company boards, and voted for 87 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Principal Exchange-Traded Funds voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
782 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Principal Exchange-Traded Funds voted | Funds |
|---|---|---|---|---|---|---|---|
| IMMUNOVANT INC. | August 21, 2023 | To elect as directors the three nominees named in the Company's proxy statement, each to hold office until our 2024 Annual Meeting of Stockholders and until the successors are duly elected and qualified: Nominees: Peter Salzmann, M.D., M.B.A. | Director Elections | Board | WITHHOLD | 1 | |
| INMODE LTD. | April 1, 2024 | Amend Grant of RSU Previously Granted to Bruce Mann, Director | Compensation | Board | AGAINST | 1 | |
| INMODE LTD. | April 1, 2024 | Approve Updated Compensation Policy for the Directors and Officers of the Company | Compensation | Board | AGAINST | 1 | |
| INNOVATIVE INDUSTRIAL PROPERTIES INC. | May 15, 2024 | Approval on a non-binding advisory basis of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| INOGEN INC. | June 5, 2024 | Election of Class I Directors: Elizabeth Mora | Director Elections | Board | WITHHOLD | 1 | |
| INOGEN INC. | June 5, 2024 | Election of Class I Directors: Heather Rider | Director Elections | Board | WITHHOLD | 1 | |
| INOTIV INC. | March 14, 2024 | Election of Directors: David Landman | Director Elections | Board | WITHHOLD | 1 | |
| INOTIV INC. | March 14, 2024 | Election of Directors: John E. Sagartz, DVM, Ph.D., DACVP | Director Elections | Board | WITHHOLD | 1 | |
| INOVIO PHARMACEUTICALS INC. | May 21, 2024 | To approve, on a non-binding advisory basis, the resolution regarding compensation of our named executive officers described in the accompanying proxy statement. | Say-on-Pay | Board | AGAINST | 1 | |
| INSTEEL INDUSTRIES INC. | February 13, 2024 | Election of Directors: H.O. Woltz III | Director Elections | Board | WITHHOLD | 1 | |
| INTEGRAL AD SCIENCE HOLDING CORP. | May 7, 2024 | Election of Class III Directors: Bridgette Heller | Director Elections | Board | WITHHOLD | 1 | |
| INTEGRAL AD SCIENCE HOLDING CORP. | May 7, 2024 | Election of Class III Directors: Christina Lema | Director Elections | Board | WITHHOLD | 1 | |
| INTEGRAL AD SCIENCE HOLDING CORP. | May 7, 2024 | Election of Class III Directors: Jill Putman | Director Elections | Board | WITHHOLD | 1 | |
| IRHYTHM TECHNOLOGIES INC. | May 29, 2024 | To approve, on a non-binding advisory basis, the named executive officer compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| ISRAEL DISCOUNT BANK LTD. | August 16, 2023 | Elect Amir Kushilevitz Ilan as External Director | Director Elections | Board | ABSTAIN | 1 | |
| ISRAEL DISCOUNT BANK LTD. | August 16, 2023 | Elect Shlomo Mor-Yosef as External Director | Director Elections | Board | ABSTAIN | 1 | |
| JACK IN THE BOX INC. | March 1, 2024 | Shareholder Proposal Regarding Greenhouse Gas ("GHG") Emissions Disclosures. | Environment or Climate | Shareholder | Against | FOR | 1 |
| JAMES HARDIE INDUSTRIES PLC | August 3, 2023 | Elect Nigel Stein as Director | Director Elections | Board | AGAINST | 1 | |
| JOHN B. SANFILIPPO & SON INC. | November 2, 2023 | Election of Directors: Ellen C. Taaffe | Director Elections | Board | WITHHOLD | 1 | |
| JOHN B. SANFILIPPO & SON INC. | November 2, 2023 | Election of Directors: Mercedes Romero | Director Elections | Board | WITHHOLD | 1 | |
| JOHN B. SANFILIPPO & SON INC. | November 2, 2023 | Election of Directors: Pamela Forbes Lieberman | Director Elections | Board | WITHHOLD | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Indigenous peoples' rights indicators | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| KALVISTA PHARMACEUTICALS INC. | September 26, 2023 | The election of two Class II directors to hold office until the earliest of our 2026 annual meeting of stockholders and such individual's death, resignation or removal and the election and qualification of his or her successor: PATRICK TREANOR | Director Elections | Board | AGAINST | 1 | |
| KARYOPHARM THERAPEUTICS INC. | May 29, 2024 | To approve an amendment to the Karyopharm Therapeutics Inc. 2022 Equity Incentive Plan, as amended, to increase the number of shares of our common stock available for issuance thereunder by 6,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| KITE REALTY GROUP TRUST | May 29, 2024 | Election of Trustees: Steven P. Grimes | Director Elections | Board | AGAINST | 1 | |
| KKR REAL ESTATE FINANCE TRUST INC. | April 19, 2024 | Election of Directors: Irene M. Esteves | Director Elections | Board | WITHHOLD | 1 | |
| KKR REAL ESTATE FINANCE TRUST INC. | April 19, 2024 | Election of Directors: Jonathan A. Langer | Director Elections | Board | WITHHOLD | 1 | |
| KKR REAL ESTATE FINANCE TRUST INC. | April 19, 2024 | Election of Directors: Terrance R. Ahern | Director Elections | Board | WITHHOLD | 1 | |
| KRYSTAL BIOTECH INC. | May 17, 2024 | Election of Class I Directors: Catherine Mazzacco | Director Elections | Board | WITHHOLD | 1 | |
| KRYSTAL BIOTECH INC. | May 17, 2024 | Election of Class I Directors: Julian S. Gangolli | Director Elections | Board | WITHHOLD | 1 | |
| KULICKE & SOFFA INDUSTRIES INC. | March 13, 2024 | Election of Directors to serve until the 2028 Annual Meeting: David Jeffrey Richardson | Director Elections | Board | WITHHOLD | 1 | |
| KULICKE & SOFFA INDUSTRIES INC. | March 13, 2024 | Election of Directors to serve until the 2028 Annual Meeting: Mui Sung Yeo | Director Elections | Board | WITHHOLD | 1 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Approval of an amendment to our Amended and Restated 2014 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Election of two Class I directors for three-year terms: Faheem Hasnain | Director Elections | Board | WITHHOLD | 1 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Election of two Class I directors for three-year terms: Troy E. Wilson, Ph.D, J.D. | Director Elections | Board | WITHHOLD | 1 | |
| KYMERA THERAPEUTICS INC. | June 18, 2024 | To approve an amendment to the Kymera Therapeutics, Inc. 2020 Stock Option and Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| L3HARRIS TECHNOLOGIES INC. | April 19, 2024 | Shareholder Proposal titled "Transparency in Lobbying" | Other Social Issues | Shareholder | Against | FOR | 1 |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Bruce Frank | Director Elections | Board | WITHHOLD | 1 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Elias Farhat | Director Elections | Board | WITHHOLD | 1 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Ming (Martin) Tian | Director Elections | Board | WITHHOLD | 1 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Mollie Fadule | Director Elections | Board | WITHHOLD | 1 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Qin (Joanna) Zhou | Director Elections | Board | WITHHOLD | 1 | |
| LANTHEUS HOLDINGS INC. | April 25, 2024 | The election of three Class III directors to our Board of Directors: Dr. James H. Thrall | Director Elections | Board | AGAINST | 1 | |
| LEMAITRE VASCULAR INC. | June 3, 2024 | Election of Directors: Lawrence J. Jasinski | Director Elections | Board | WITHHOLD | 1 | |
| LEONARDO DRS INC. | May 15, 2024 | Election of Directors: Kenneth J. Krieg | Director Elections | Board | WITHHOLD | 1 | |
| LEXEO THERAPEUTICS INC. | June 25, 2024 | The election of Mette Kirstine Agger as the Class I director: Mette Kirstine Agger | Director Elections | Board | WITHHOLD | 1 | |
| LIBERTY ENERGY INC. | April 16, 2024 | Approval of an amendment and restatement of the Company's long term incentive plan. | Compensation | Board | AGAINST | 1 | |
| LIBERTY ENERGY INC. | April 16, 2024 | Election of Directors: To elect three (3) Class II directors to the Board to serve until the 2027 annual meeting or until their successors are duly elected and qualified: Ken Babcock | Director Elections | Board | WITHHOLD | 1 | |
| LIBERTY LATIN AMERICA LTD. | May 21, 2024 | To elect Class I members of our board of directors until the 2027 Annual General Meeting of Shareholders or their earlier resignation or removal: Charles H.R. Bracken | Director Elections | Board | WITHHOLD | 1 | |
| LIFESTANCE HEALTH GROUP INC. | June 3, 2024 | Approval, on an advisory basis, of the compensation of the Company's named executive officers; | Say-on-Pay | Board | AGAINST | 1 | |
| LIFESTANCE HEALTH GROUP INC. | June 3, 2024 | Election of the three director nominees named in the Proxy Statement to serve until the 2027 annual meeting of stockholders: Kenneth Burdick | Director Elections | Board | WITHHOLD | 1 | |
| LIGAND PHARMACEUTICALS INC. | June 14, 2024 | Approval of an amendment and restatement of Ligand's 2002 Stock Incentive Plan | Compensation | Board | AGAINST | 1 | |
| LIVE OAK BANCSHARES INC. | May 21, 2024 | Election of Directors: Diane B. Glossman | Director Elections | Board | WITHHOLD | 1 | |
| LIVE OAK BANCSHARES INC. | May 21, 2024 | Election of Directors: Miltom E. Petty | Director Elections | Board | WITHHOLD | 1 | |
| LIVE OAK BANCSHARES INC. | May 21, 2024 | Election of Directors: Tonya W. Bradford | Director Elections | Board | WITHHOLD | 1 | |
| LIVE OAK BANCSHARES INC. | May 21, 2024 | Election of Directors: William H. Cameron | Director Elections | Board | WITHHOLD | 1 | |
| LIVE OAK BANCSHARES INC. | May 21, 2024 | Election of Directors: Yousef A. Valine | Director Elections | Board | WITHHOLD | 1 | |
| LIVE OAK BANCSHARES INC. | May 21, 2024 | Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Stockholder Proposal Requesting a Report on Reducing Full Value Chain GHG Emissions | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| LYELL IMMUNOPHARMA INC. | June 14, 2024 | Approval, on a non-binding advisory basis, of the compensation of the company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| LYELL IMMUNOPHARMA INC. | June 14, 2024 | Election of Class III Directors: Elizabeth Nabel, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| LYELL IMMUNOPHARMA INC. | June 14, 2024 | Election of Class III Directors: Lynn Seely, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| M.D.C. HOLDINGS INC. | April 2, 2024 | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by M.D.C. Holdings, Inc. to its named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 1 | |
| MACQUARIE GROUP LTD. | July 27, 2023 | Adopt Remuneration Report | Compensation | Board | AGAINST | 1 | |
| MARRIOTT VACATIONS WORLDWIDE CORP. | May 10, 2024 | Approval of the Amended and Restated Marriot Vacations Worldwide Corporation 2020 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| MAXCYTE INC. | June 11, 2024 | Election of Class III Directors: Richard Douglas | Director Elections | Board | WITHHOLD | 1 | |
| MAXIMUS INC. | March 12, 2024 | Shareholder proposal regarding the commission of a third party assessment on the Company's commitment to freedom of association and collective bargaining rights. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| MCDONALD'S CORP. | May 22, 2024 | Advisory Vote on Poultry Welfare Disclosure. | Other Social Issues | Shareholder | Against | FOR | 1 |
| MERCHANTS BANCORP | May 16, 2024 | A non-binding, advisory vote on the compensation of the Company's Named Executive Officers. | Say-on-Pay | Board | AGAINST | 1 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Andrew A. Juster | Director Elections | Board | WITHHOLD | 1 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Anne E. Sellers | Director Elections | Board | WITHHOLD | 1 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: David N. Shane | Director Elections | Board | WITHHOLD | 1 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Patrick D. O'Brien | Director Elections | Board | WITHHOLD | 1 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Sue Anne Gilroy | Director Elections | Board | WITHHOLD | 1 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Tamika D. Catchings | Director Elections | Board | WITHHOLD | 1 | |
| MESA LABORATORIES INC. | August 25, 2023 | To approve the shareholder proposal to measure and annually present scope 1 through 3 greenhouse gas emissions. | Environment or Climate | Shareholder | Against | FOR | 1 |
| METROPOLITAN BANK HOLDING CORP. | May 29, 2024 | Election of Directors: Harvey M. Gutman - for a 3-year term | Director Elections | Board | WITHHOLD | 1 | |
| METROPOLITAN BANK HOLDING CORP. | May 29, 2024 | Election of Directors: Katrina Robinson - for a 3-year term | Director Elections | Board | WITHHOLD | 1 | |
| MINERALYS THERAPEUTICS INC. | May 22, 2024 | Election of Class I director for a three-year term to expire at the 2027 annual meeting of stockholders: Jon Congleton | Director Elections | Board | WITHHOLD | 1 | |
| MIRATI THERAPEUTICS INC. | December 13, 2023 | To approve, by non-binding, advisory vote, compensation that may be paid or become payable by Mirati to its named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 1 | |
| MIRUM PHARMACEUTICALS INC. | June 5, 2024 | Election of three Class II nominees for director to hold office until the Company's 2027 annual meeting of stockholders: Laurent Fischer, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| MONARCH CASINO & RESORT INC. | May 21, 2024 | Election of Directors: John Farahi | Director Elections | Board | AGAINST | 1 | |
| MR. COOPER GROUP INC. | May 23, 2024 | To conduct an advisory vote on named executive officer compensation; | Say-on-Pay | Board | AGAINST | 1 | |
| MUELLER INDUSTRIES INC. | May 9, 2024 | Election of Directors: Elizabeth Donovan | Director Elections | Board | WITHHOLD | 1 | |
| N-ABLE INC. | May 22, 2024 | Election of Class III Directors: Ann Johnson | Director Elections | Board | WITHHOLD | 1 | |
| N-ABLE INC. | May 22, 2024 | Election of Class III Directors: Michael Widmann | Director Elections | Board | WITHHOLD | 1 | |
| NASPERS LTD. | August 24, 2023 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Capital Structure | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Approve Implementation Report of the Remuneration Report | Compensation | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Approve Remuneration Policy | Compensation | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Authorise Board to Issue Shares for Cash | Capital Structure | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Authorise Repurchase of A Ordinary Shares | Capital Structure | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Share | Extraordinary Transactions | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Place Authorised but Unissued Shares under Control of Directors | Capital Structure | Board | AGAINST | 1 | |
| NASPERS LTD. | August 24, 2023 | Re-elect Steve Pacak as Chairman of the Audit Committee | Director Elections | Board | AGAINST | 1 | |
| NATERA INC. | June 12, 2024 | To approve Natera, Inc.'s amended and restated 2015 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| NATIONAL BEVERAGE CORP. | October 6, 2023 | Election of Director: Nick A. Caporella | Director Elections | Board | WITHHOLD | 1 | |
| NATIONAL BEVERAGE CORP. | October 6, 2023 | To approve executive compensation, by a non-binding advisory vote. | Say-on-Pay | Board | AGAINST | 1 | |
| NATIONAL HEALTH INVESTORS INC. | May 22, 2024 | Election of Directors: Charlotte A. Swafford | Director Elections | Board | AGAINST | 1 | |
| NATIONAL HEALTH INVESTORS INC. | May 22, 2024 | Election of Directors: Robert T. Webb | Director Elections | Board | AGAINST | 1 | |
| NETAPP INC. | September 13, 2023 | To approve an amendment to NetApp's 2021 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 |
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Built November 7, 2026 from SEC Form N-PX filings.