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Compiled from SEC Form N-PX filings and LIVE OAK BANCSHARES INC.’s Form 8-K, filed May 23, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of May 21, 2024: 13 items on LIVE OAK BANCSHARES INC.’s Form 8-K, filed May 23, 2024: 13 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore LIVE OAK BANCSHARES INC. in the interactive database Compare manager voting policies
These tallies are LIVE OAK BANCSHARES INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 23, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Tonya W. Bradford | 25,952,422 | -- | -- | 7,412,467 | 8,362,720 | 78% | Not verified | — |
| Elect Director: William H. Cameron | 25,816,788 | -- | -- | 7,548,101 | 8,362,720 | 77% | Not verified | — |
| Elect Director: Diane B. Glossman | 24,874,929 | -- | -- | 8,489,960 | 8,362,720 | 75% | Not verified | — |
| Elect Director: Glen F. Hoffsis | 30,601,992 | -- | -- | 2,762,897 | 8,362,720 | 92% | Not verified | — |
| Elect Director: David G. Lucht | 31,965,013 | -- | -- | 1,399,876 | 8,362,720 | 96% | Not verified | — |
| Elect Director: James S. Mahan III | 32,794,421 | -- | -- | 570,468 | 8,362,720 | 98% | Not verified | — |
| Elect Director: Miltom E. Petty | 26,823,544 | -- | -- | 6,541,345 | 8,362,720 | 80% | Not verified | — |
| Elect Director: Neil L. Underwood | 33,027,004 | -- | -- | 337,885 | 8,362,720 | 99% | Not verified | — |
| Elect Director: Yousef A. Valine | 27,659,730 | -- | -- | 5,705,159 | 8,362,720 | 83% | Not verified | — |
| Elect Director: William L. Williams III | 32,988,141 | -- | -- | 376,748 | 8,362,720 | 99% | Not verified | — |
| Amendment of the Company's 2014 Amended and Restated Employee Stock Purchase Plan | 33,200,363 | 150,770 | 13,756 | -- | 8,362,720 | 99.5% | Not verified | — |
| Advisory proposal to approve compensation paid to the Company's named executive officers | 25,458,768 | 7,841,289 | 64,832 | -- | 8,362,720 | 76% | Not verified | — |
| Ratification of the Selection of FORVIS, LLP as Independent Auditor of the Company for 2024 | 41,520,336 | 75,455 | 131,818 | -- | 8,362,720 | 99.8% | Not verified | — |
Source: LIVE OAK BANCSHARES INC., Form 8-K, filed with the SEC on May 23, 2024 — read the filing on EDGAR.
Each item below shows how the 253 asset managers that disclosed a LIVE OAK BANCSHARES INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 5 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: David G. Lucht
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: David G. Lucht”): 31,965,013 for, 1,399,876 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 14,804,085 for, 823,408 withheld, 15,517 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,110,274 | 0 | 0 | 33,147 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,071 | 0 | 0 | 107 | For |
| Capital Group | 0 | 0 | 0 | 448,766 | Withhold |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 309,133 | 0 | 237 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 0 | 262,080 | Withhold |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 131,261 | 0 | 0 | 1,059 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,551 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 63,836 | 0 | 0 | 0 | For |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 52,700 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
75% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Diane B. Glossman
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Diane B. Glossman”): 24,874,929 for, 8,489,960 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 75% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 11,364,110 for, 3,885,315 withheld, 393,585 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 3,857,684 | 0 | 0 | 285,737 | Mixed |
| Vanguard | 2,476,143 | 0 | 0 | 9,700 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 1,140,645 | Withhold |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 687,423 | 0 | 0 | 6,300 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 226,235 | 0 | 0 | 263,943 | Mixed |
| Capital Group | 0 | 0 | 0 | 448,766 | Withhold |
| TIAA | 0 | 0 | 0 | 377,932 | Withhold |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 27,611 | 0 | 281,759 | 0 | Mixed |
| American Century | 0 | 0 | 0 | 288,413 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 262,080 | Withhold |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 123,388 | 0 | 0 | 8,932 | Mixed |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,551 | Withhold |
| RMB INVESTORS TRUST | 0 | 0 | 0 | 75,000 | Withhold |
| JPMorgan | 0 | 0 | 68,290 | 0 | Abstain |
| WisdomTree | 0 | 0 | 0 | 63,836 | Withhold |
| DWS | 0 | 0 | 0 | 59,704 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 0 | 0 | 52,700 | Withhold |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Glen F. Hoffsis
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Glen F. Hoffsis”): 30,601,992 for, 2,762,897 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 92% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 13,900,274 for, 1,722,343 withheld, 20,393 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,055,325 | 0 | 0 | 88,096 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 1,140,645 | Withhold |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,031 | 0 | 0 | 147 | For |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,621 | 0 | 0 | 102 | For |
| John Hancock | 308,032 | 0 | 1,338 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 0 | 262,080 | Withhold |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 129,700 | 0 | 0 | 2,620 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,551 | Withhold |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 0 | 63,836 | Withhold |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 52,700 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: James S. Mahan III
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: James S. Mahan III”): 32,794,421 for, 570,468 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 15,601,099 for, 40,388 withheld, 1,523 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,131,405 | 0 | 0 | 12,016 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,071 | 0 | 0 | 107 | For |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,621 | 0 | 0 | 102 | For |
| John Hancock | 309,284 | 0 | 86 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 131,936 | 0 | 0 | 384 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,551 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 63,836 | 0 | 0 | 0 | For |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 52,700 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
80% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Miltom E. Petty
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Miltom E. Petty”): 26,823,544 for, 6,541,345 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 80% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 13,183,130 for, 2,085,210 withheld, 374,670 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 3,933,923 | 0 | 0 | 209,498 | Mixed |
| Vanguard | 2,476,143 | 0 | 0 | 9,700 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 687,423 | 0 | 0 | 6,300 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 226,235 | 0 | 0 | 263,943 | Mixed |
| Capital Group | 0 | 0 | 0 | 448,766 | Withhold |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,621 | 0 | 0 | 102 | For |
| John Hancock | 28,908 | 0 | 280,462 | 0 | Mixed |
| American Century | 0 | 0 | 0 | 288,413 | Withhold |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 125,823 | 0 | 0 | 6,497 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 0 | 98,483 | Withhold |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,551 | Withhold |
| RMB INVESTORS TRUST | 0 | 0 | 0 | 75,000 | Withhold |
| JPMorgan | 0 | 0 | 68,290 | 0 | Abstain |
| WisdomTree | 0 | 0 | 0 | 63,836 | Withhold |
| DWS | 0 | 0 | 0 | 59,704 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 0 | 0 | 52,700 | Withhold |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Neil L. Underwood
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Neil L. Underwood”): 33,027,004 for, 337,885 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 15,607,032 for, 34,526 withheld, 1,452 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,141,349 | 0 | 0 | 2,072 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,071 | 0 | 0 | 107 | For |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 309,355 | 0 | 15 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 132,254 | 0 | 0 | 66 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,551 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 63,836 | 0 | 0 | 0 | For |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 52,700 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
78% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Tonya W. Bradford
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Tonya W. Bradford”): 25,952,422 for, 7,412,467 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 11,915,377 for, 3,348,039 withheld, 379,594 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 3,878,402 | 0 | 0 | 265,019 | Mixed |
| Vanguard | 2,476,143 | 0 | 0 | 9,700 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 1,140,645 | Withhold |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 687,423 | 0 | 0 | 6,300 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 226,235 | 0 | 0 | 263,943 | Mixed |
| Capital Group | 0 | 0 | 0 | 448,766 | Withhold |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 27,759 | 0 | 281,611 | 0 | Mixed |
| American Century | 0 | 0 | 0 | 288,413 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 262,080 | Withhold |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 124,050 | 0 | 0 | 8,270 | Mixed |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,551 | Withhold |
| RMB INVESTORS TRUST | 0 | 0 | 0 | 75,000 | Withhold |
| JPMorgan | 0 | 0 | 68,290 | 0 | Abstain |
| WisdomTree | 0 | 0 | 0 | 63,836 | Withhold |
| DWS | 0 | 0 | 0 | 59,704 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 0 | 0 | 52,700 | Withhold |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: William H. Cameron
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: William H. Cameron”): 25,816,788 for, 7,548,101 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 77% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 11,877,840 for, 3,385,576 withheld, 379,594 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 3,878,401 | 0 | 0 | 265,020 | Mixed |
| Vanguard | 2,476,143 | 0 | 0 | 9,700 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 1,140,645 | Withhold |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 687,423 | 0 | 0 | 6,300 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 226,235 | 0 | 0 | 263,943 | Mixed |
| Capital Group | 0 | 0 | 0 | 448,766 | Withhold |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,621 | 0 | 0 | 102 | For |
| John Hancock | 27,759 | 0 | 281,611 | 0 | Mixed |
| American Century | 0 | 0 | 0 | 288,413 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 262,080 | Withhold |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 124,050 | 0 | 0 | 8,270 | Mixed |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,551 | Withhold |
| RMB INVESTORS TRUST | 0 | 0 | 0 | 75,000 | Withhold |
| JPMorgan | 0 | 0 | 68,290 | 0 | Abstain |
| WisdomTree | 0 | 0 | 0 | 63,836 | Withhold |
| DWS | 0 | 0 | 0 | 59,704 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 0 | 0 | 52,700 | Withhold |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: William L. Williams III
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: William L. Williams III”): 32,988,141 for, 376,748 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 15,620,536 for, 21,004 withheld, 1,470 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,138,863 | 0 | 0 | 4,558 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,071 | 0 | 0 | 107 | For |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 309,337 | 0 | 33 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 132,174 | 0 | 0 | 146 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,551 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 63,836 | 0 | 0 | 0 | For |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 52,700 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 5 wordings of this item as funds reported it.
83% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Yousef A. Valine
LIVE OAK BANCSHARES INC.’s own tally for this item (“Elect Director: Yousef A. Valine”): 27,659,730 for, 5,705,159 withheld, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 83% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 79 asset managers below reported 13,412,463 for, 1,869,788 withheld, 360,759 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 3,943,453 | 0 | 0 | 199,968 | For |
| Vanguard | 2,476,143 | 0 | 0 | 9,700 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 687,423 | 0 | 0 | 6,300 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 226,235 | 0 | 0 | 263,943 | Mixed |
| Capital Group | 0 | 0 | 0 | 448,766 | Withhold |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 28,976 | 0 | 280,394 | 0 | Mixed |
| American Century | 0 | 0 | 0 | 288,413 | Withhold |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 126,127 | 0 | 0 | 6,193 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,551 | Withhold |
| RMB INVESTORS TRUST | 0 | 0 | 0 | 75,000 | Withhold |
| JPMorgan | 0 | 0 | 68,290 | 0 | Abstain |
| WisdomTree | 0 | 0 | 0 | 63,836 | Withhold |
| DWS | 0 | 0 | 0 | 59,704 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 0 | 0 | 52,700 | Withhold |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
Combines 8 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: Approval of Amendment of 2014 Employee Stock Purchase Plan. To approve an amendment of the Company's Second Amended and Restated 2014 Employee Stock Purchase Plan to increase the number of shares of voting common stock issuable under such plan.
LIVE OAK BANCSHARES INC.’s own tally for this item (“Amendment of the Company's 2014 Amended and Restated Employee Stock Purchase Plan”): 33,200,363 for, 150,770 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 83 asset managers below reported 15,727,923 for, 6,027 against, 431 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,137,206 | 5,801 | 414 | 0 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,178 | 0 | 0 | 0 | For |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 309,326 | 41 | 3 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 132,122 | 185 | 13 | 0 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,551 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 76,347 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 63,836 | 0 | 0 | 0 | For |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
Showing the 25 largest of 83 asset managers. See all 83 in the interactive database.
Combines 13 wordings of this item as funds reported it.
76% Majority: yes · of votes cast
Description as filed by funds: Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named executive officers.
LIVE OAK BANCSHARES INC.’s own tally for this item (“Advisory proposal to approve compensation paid to the Company's named executive officers”): 25,458,768 for, 7,841,289 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 76% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 3,865,971 | 274,964 | 2,486 | 0 | Mixed |
| Vanguard | 2,476,143 | 9,700 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 0 | 1,140,645 | 0 | 0 | Against |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 7,946 | 685,777 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 226,235 | 263,943 | 0 | 0 | Mixed |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,723 | 0 | 0 | 0 | For |
| John Hancock | 27,671 | 281,682 | 18 | 0 | Mixed |
| American Century | 0 | 288,413 | 0 | 0 | Against |
| Charles Schwab | 0 | 262,080 | 0 | 0 | Against |
| Equitable | 203,341 | 36,470 | 0 | 0 | Mixed |
| Northwestern Mutual | 123,653 | 8,588 | 79 | 0 | Mixed |
| HOMESTEAD FUNDS INC | 0 | 123,000 | 0 | 0 | Against |
| Russell Investments | 0 | 98,483 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 90,551 | 0 | 0 | Against |
| RBB FUND, INC. | 66,150 | 10,197 | 0 | 0 | Mixed |
| RMB INVESTORS TRUST | 0 | 75,000 | 0 | 0 | Against |
| JPMorgan | 0 | 68,290 | 0 | 0 | Against |
| WisdomTree | 0 | 63,836 | 0 | 0 | Against |
| DWS | 0 | 59,704 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
Fund voting reports, all 80 managers: 11,407,299 for, 4,283,694 against, 33,483 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 5,840,914 | 421,100 | 3,721 | 0 | Mixed |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | 1,385,193 | 0 | 0 | 0 | For |
| BlackRock | 1,108,742 | 22,895 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 895,553 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 718,914 | 0 | 0 | Against |
| DIAMOND HILL CAPITAL MANAGEMENT INC | 603,161 | 0 | 0 | 0 | For |
| Capital Group | 491,997 | 0 | 0 | 0 | For |
| Nuveen | 378,713 | 0 | 0 | 0 | For |
| Trust Co of the South | 0 | 330,600 | 0 | 0 | Against |
| John Hancock | 0 | 314,283 | 0 | 0 | Against |
| American Century | 0 | 288,682 | 0 | 0 | Against |
| Charles Schwab | 0 | 262,080 | 0 | 0 | Against |
| State Street | 0 | 263,499 | 0 | 0 | Against |
| Northern Trust | 233,728 | 0 | 0 | 0 | For |
| SOUTHERNSUN ASSET MANAGEMENT, LLC | 224,313 | 0 | 0 | 0 | For |
| Dimensional | 0 | 160,236 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 147,341 | 0 | 0 | Against |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 0 | 141,509 | 0 | 0 | Against |
| HOMESTEAD ADVISERS CORP | 0 | 123,000 | 0 | 0 | Against |
| TRILLIUM ASSET MANAGEMENT, LLC | 0 | 110,215 | 0 | 0 | Against |
| DE Shaw | 0 | 104,941 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 97,751 | 0 | 0 | Against |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 90,644 | 0 | 0 | Against |
| CAPTRUST FINANCIAL ADVISORS | 0 | 85,293 | 0 | 0 | Against |
| JPMorgan | 0 | 77,829 | 0 | 0 | Against |
Institutional-manager reports, all 192 managers: 11,388,687 for, 4,620,893 against, 4,279 abstained, 10,000 not voted. Showing the 25 largest; see all in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Description as filed by funds: Ratification of Independent Auditors. Proposal to ratify FORVIS, LLP as the Company's independent auditors for 2024.
LIVE OAK BANCSHARES INC.’s own tally for this item (“Ratification of the Selection of FORVIS, LLP as Independent Auditor of the Company for 2024”): 41,520,336 for, 75,455 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 81 asset managers below reported 15,721,803 for, 1,864 against, 861 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 4,140,935 | 1,657 | 829 | 0 | For |
| Vanguard | 2,485,843 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 1,152,832 | 0 | 0 | 0 | For |
| Dimensional | 1,140,645 | 0 | 0 | 0 | For |
| BlackRock | 1,101,592 | 0 | 0 | 0 | For |
| Fidelity | 693,723 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 679,160 | 0 | 0 | 0 | For |
| State Street | 490,138 | 40 | 0 | 0 | For |
| Capital Group | 448,766 | 0 | 0 | 0 | For |
| TIAA | 377,932 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 351,621 | 102 | 0 | 0 | For |
| John Hancock | 309,352 | 12 | 6 | 0 | For |
| American Century | 288,413 | 0 | 0 | 0 | For |
| Charles Schwab | 262,080 | 0 | 0 | 0 | For |
| Equitable | 239,811 | 0 | 0 | 0 | For |
| Northwestern Mutual | 132,241 | 53 | 26 | 0 | For |
| HOMESTEAD FUNDS INC | 123,000 | 0 | 0 | 0 | For |
| Russell Investments | 98,483 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,551 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 76,347 | 0 | 0 | 0 | For |
| RMB INVESTORS TRUST | 75,000 | 0 | 0 | 0 | For |
| JPMorgan | 68,290 | 0 | 0 | 0 | For |
| WisdomTree | 63,836 | 0 | 0 | 0 | For |
| DWS | 59,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 58,921 | 0 | 0 | 0 | For |
Showing the 25 largest of 81 asset managers. See all 81 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 44,969,300 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | T. Rowe Price | 9.21% |
| 2 | Vanguard | 5.53% |
| 3 | DIAMOND HILL FUNDS | 2.56% |
| 4 | Dimensional | 2.54% |
| 5 | BlackRock | 2.45% |
| 6 | Fidelity | 1.54% |
| 7 | AMERICAN BEACON FUNDS | 1.51% |
| 8 | State Street | 1.09% |
| 9 | Capital Group | 1.00% |
| 10 | TIAA | 0.84% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | T. Rowe Price | 13.93% |
| 2 | BARROW HANLEY MEWHINNEY & STRAUSS LLC | 3.08% |
| 3 | BlackRock | 2.52% |
| 4 | AMERIPRISE FINANCIAL INC | 1.99% |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 1.60% |
| 6 | DIAMOND HILL CAPITAL MANAGEMENT INC | 1.34% |
| 7 | Capital Group | 1.09% |
| 8 | Nuveen | 0.84% |
| 9 | Trust Co of the South | 0.74% |
| 10 | John Hancock | 0.70% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 7.16% | 13F |
| Vanguard Group | 5.97% | 13F |
| Dimensional Fund Advisors | 3.01% | 13F |
| State Street | 2.22% | 13F |
| Ameriprise Financial, Inc. S.S. or | 1.97% | 13G |
| Geode Capital | 1.62% | 13F |
| Millennium Management | 1.27% | 13F |
| Capital International | 1.00% | 13F |
| Nuveen | 0.84% | 13F |
| Northern Trust | 0.68% | 13F |
Percentages above are of 44,969,300 shares outstanding, as reported by LIVE OAK BANCSHARES INC. on its Form 10-Q dated May 9, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LIVE OAK BANCSHARES INC.’s 10-Q dated May 9, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At LIVE OAK BANCSHARES INC.'s shareholder meeting held May 21, 2024, in the 2023-2024 proxy season, 253 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,377 separate fund positions. On the most widely held item on that ballot — Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named… — FOR was 76% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: LIVE OAK BANCSHARES INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 23, 2024.
LIVE OAK BANCSHARES INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.