Home › Companies › KALVISTA PHARMACEUTICALS INC. › 2023-2024
Compiled from SEC Form N-PX filings and KALVISTA PHARMACEUTICALS INC.’s Form 8-K, filed September 28, 2023 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of September 26, 2023: 5 items on KALVISTA PHARMACEUTICALS INC.’s Form 8-K, filed September 28, 2023: 5 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore KALVISTA PHARMACEUTICALS INC. in the interactive database Compare manager voting policies
These tallies are KALVISTA PHARMACEUTICALS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed September 28, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Patrick Treanor | 15,931,760 | 6,722,475 | 1,058 | -- | 8,184,920 | 70% | Not verified | — |
| Elect Director: Edward W. Unkart | 15,154,122 | 7,499,378 | 1,791 | -- | 8,184,922 | 67% | Not verified | — |
| 2. Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2024 | 30,837,741 | 1,624 | 848 | -- | -- | 99.9% | Not verified | — |
| 3. Approval, on a non-binding advisory basis, of the compensation paid by the Company to its named executive officers | 20,001,348 | 2,652,134 | 1,810 | -- | 8,184,921 | 88% | Not verified | — |
| 4. Approval of the Certificate of Amendment to limit the liability of certain officers of the company as permitted pursuant to recent amendments to the Delaware General Corporation Law | 20,203,486 | 2,450,421 | 1,385 | -- | 8,184,921 | 89% | Not verified | — |
Source: KALVISTA PHARMACEUTICALS INC., Form 8-K, filed with the SEC on September 28, 2023 — read the filing on EDGAR.
Each item below shows how the 120 asset managers that disclosed a KALVISTA PHARMACEUTICALS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 5 wordings of this item as funds reported it.
70% Majority: yes · of votes cast
Description as filed by funds: The election of two Class II directors to hold office until the earliest of our 2026 annual meeting of stockholders and such individual's death, resignation or removal and the election and qualification of his or her successor: PATRICK TREANOR
KALVISTA PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Patrick Treanor”): 15,931,760 for, 6,722,475 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 70% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 43 asset managers below reported 2,573,548 for, 1,256,043 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,559,751 | 0 | 0 | 0 | For |
| Fidelity | 68,059 | 435,820 | 0 | 0 | Mixed |
| BlackRock | 485,483 | 0 | 0 | 0 | For |
| Dimensional | 0 | 309,247 | 0 | 0 | Against |
| Goldman Sachs | 0 | 205,266 | 0 | 0 | Against |
| SEI | 77,240 | 0 | 0 | 0 | For |
| Equitable | 76,147 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 75,093 | 0 | 0 | Against |
| DRIEHAUS MUTUAL FUNDS | 0 | 65,664 | 0 | 0 | Against |
| Charles Schwab | 65,154 | 0 | 0 | 0 | For |
| TIAA | 61,783 | 0 | 0 | 0 | For |
| Northern Trust | 53,165 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,833 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 39,035 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 25,880 | 0 | 0 | Against |
| Lincoln Financial | 20,500 | 4,047 | 0 | 0 | Mixed |
| American Century | 0 | 20,729 | 0 | 0 | Against |
| T. Rowe Price | 17,585 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 12,346 | 0 | 0 | Against |
| John Hancock | 0 | 10,578 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 10,500 | 0 | 0 | Against |
| Pacific Life | 10,379 | 0 | 0 | 0 | For |
| Voya | 10,369 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,200 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 0 | 7,463 | 0 | 0 | Against |
Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.
Combines 5 wordings of this item as funds reported it.
67% Majority: yes · of votes cast
Description as filed by funds: The election of two Class II directors to hold office until the earliest of our 2026 annual meeting of stockholders and such individual's death, resignation or removal and the election and qualification of his or her successor: EDWARD W. UNKART
KALVISTA PHARMACEUTICALS INC.’s own tally for this item (“Elect Director: Edward W. Unkart”): 15,154,122 for, 7,499,378 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 67% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 43 asset managers below reported 2,394,420 for, 1,435,171 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,559,751 | 0 | 0 | 0 | For |
| Fidelity | 68,059 | 435,820 | 0 | 0 | Mixed |
| BlackRock | 485,483 | 0 | 0 | 0 | For |
| Dimensional | 0 | 309,247 | 0 | 0 | Against |
| Goldman Sachs | 0 | 205,266 | 0 | 0 | Against |
| SEI | 77,240 | 0 | 0 | 0 | For |
| Equitable | 43,737 | 32,410 | 0 | 0 | Mixed |
| Brinker Capital Destinations Trust | 0 | 75,093 | 0 | 0 | Against |
| DRIEHAUS MUTUAL FUNDS | 0 | 65,664 | 0 | 0 | Against |
| Charles Schwab | 65,154 | 0 | 0 | 0 | For |
| TIAA | 0 | 61,783 | 0 | 0 | Against |
| Northern Trust | 0 | 53,165 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 42,833 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 39,035 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 25,880 | 0 | 0 | Against |
| Lincoln Financial | 0 | 24,547 | 0 | 0 | Against |
| American Century | 0 | 20,729 | 0 | 0 | Against |
| T. Rowe Price | 17,585 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 12,346 | 0 | 0 | Against |
| John Hancock | 0 | 10,578 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 10,500 | 0 | 0 | Against |
| Pacific Life | 10,379 | 0 | 0 | 0 | For |
| Voya | 10,369 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,200 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 0 | 7,463 | 0 | 0 | Against |
Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.
Combines 2 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: Approval of a Certificate of Amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers as permitted pursuant to recent amendments to the Delaware General Corporation Law.
KALVISTA PHARMACEUTICALS INC.’s own tally for this item (“4. Approval of the Certificate of Amendment to limit the liability of certain officers of the company as permitted pursuant to recent amendments to the Delaware General Corporation Law”): 20,203,486 for, 2,450,421 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 43 asset managers below reported 3,687,197 for, 142,394 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,559,751 | 0 | 0 | 0 | For |
| Fidelity | 503,879 | 0 | 0 | 0 | For |
| BlackRock | 485,483 | 0 | 0 | 0 | For |
| Dimensional | 309,247 | 0 | 0 | 0 | For |
| Goldman Sachs | 205,266 | 0 | 0 | 0 | For |
| SEI | 0 | 77,240 | 0 | 0 | Against |
| Equitable | 76,147 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 75,093 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 65,664 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 65,154 | 0 | 0 | Against |
| TIAA | 61,783 | 0 | 0 | 0 | For |
| Northern Trust | 53,165 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,833 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 39,035 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 25,880 | 0 | 0 | 0 | For |
| Lincoln Financial | 24,547 | 0 | 0 | 0 | For |
| American Century | 20,729 | 0 | 0 | 0 | For |
| T. Rowe Price | 17,585 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 12,346 | 0 | 0 | 0 | For |
| John Hancock | 10,578 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 10,500 | 0 | 0 | 0 | For |
| Pacific Life | 10,379 | 0 | 0 | 0 | For |
| Voya | 10,369 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,200 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 7,463 | 0 | 0 | 0 | For |
Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.
Combines 7 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: Approval, on a non-binding advisory basis, of the compensation paid by us to our named executive officers as disclosed in the Proxy Statement.
KALVISTA PHARMACEUTICALS INC.’s own tally for this item (“3. Approval, on a non-binding advisory basis, of the compensation paid by the Company to its named executive officers”): 20,001,348 for, 2,652,134 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,559,751 | 0 | 0 | 0 | For |
| Fidelity | 503,879 | 0 | 0 | 0 | For |
| BlackRock | 485,483 | 0 | 0 | 0 | For |
| Dimensional | 0 | 309,247 | 0 | 0 | Against |
| Goldman Sachs | 205,266 | 0 | 0 | 0 | For |
| SEI | 0 | 77,240 | 0 | 0 | Against |
| Equitable | 76,147 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 75,093 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 65,664 | 0 | 0 | 0 | For |
| Charles Schwab | 65,154 | 0 | 0 | 0 | For |
| TIAA | 61,783 | 0 | 0 | 0 | For |
| Northern Trust | 53,165 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,833 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 39,035 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 25,880 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,500 | 4,047 | 0 | 0 | Mixed |
| American Century | 20,729 | 0 | 0 | 0 | For |
| T. Rowe Price | 17,585 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 12,346 | 0 | 0 | 0 | For |
| John Hancock | 10,578 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 10,500 | 0 | 0 | 0 | For |
| Pacific Life | 10,379 | 0 | 0 | 0 | For |
| Voya | 10,369 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,200 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 7,463 | 0 | 0 | 0 | For |
Fund voting reports, all 43 managers: 3,424,280 for, 405,311 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Janus Henderson | 15,000,000 | 0 | 0 | 0 | For |
| SUVRETTA CAPITAL MANAGEMENT, LLC | 0 | 2,034,506 | 0 | 0 | Against |
| Saturn V Capital Management LP | 1,520,381 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,104,339 | 0 | 0 | 0 | For |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 845,909 | 0 | 0 | 0 | For |
| MPM BioImpact LLC | 761,538 | 0 | 0 | 0 | For |
| DAFNA Capital Management LLC | 611,032 | 0 | 0 | 0 | For |
| Citadel | 550,065 | 0 | 0 | 0 | For |
| SILVERARC CAPITAL MANAGEMENT, LLC | 500,462 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 456,960 | 0 | 0 | 0 | For |
| State Street | 410,824 | 0 | 0 | 0 | For |
| FIRST MANHATTAN CO. LLC. | 392,504 | 0 | 0 | 0 | For |
| BlackRock | 377,587 | 0 | 0 | 0 | For |
| COMMODORE CAPITAL LP | 312,553 | 0 | 0 | 0 | For |
| NAN FUNG TRINITY (HK) Ltd | 204,720 | 0 | 0 | 0 | For |
| Woodline Partners LP | 203,789 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 147,637 | 0 | 0 | 0 | For |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 140,200 | 0 | 0 | 0 | For |
| DE Shaw | 102,019 | 0 | 0 | 0 | For |
| Dimensional | 0 | 81,601 | 0 | 0 | Against |
| SEI | 0 | 77,945 | 0 | 0 | Against |
| Fidelity | 73,213 | 0 | 0 | 0 | For |
| HighVista Strategies LLC | 69,567 | 0 | 0 | 0 | For |
| Charles Schwab | 65,154 | 0 | 0 | 0 | For |
| Nuveen | 62,345 | 0 | 0 | 0 | For |
No total is shown for the institutional-manager reports: their sum exceeds the total votes cast at the meeting. Showing the 25 largest; see all in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Description as filed by funds: The ratification of the selection, by the audit committee of our Board, of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending April 30, 2024.
KALVISTA PHARMACEUTICALS INC.’s own tally for this item (“2. Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2024”): 30,837,741 for, 1,624 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 43 asset managers below reported 3,829,591 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,559,751 | 0 | 0 | 0 | For |
| Fidelity | 503,879 | 0 | 0 | 0 | For |
| BlackRock | 485,483 | 0 | 0 | 0 | For |
| Dimensional | 309,247 | 0 | 0 | 0 | For |
| Goldman Sachs | 205,266 | 0 | 0 | 0 | For |
| SEI | 77,240 | 0 | 0 | 0 | For |
| Equitable | 76,147 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 75,093 | 0 | 0 | 0 | For |
| DRIEHAUS MUTUAL FUNDS | 65,664 | 0 | 0 | 0 | For |
| Charles Schwab | 65,154 | 0 | 0 | 0 | For |
| TIAA | 61,783 | 0 | 0 | 0 | For |
| Northern Trust | 53,165 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,833 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 39,035 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 25,880 | 0 | 0 | 0 | For |
| Lincoln Financial | 24,547 | 0 | 0 | 0 | For |
| American Century | 20,729 | 0 | 0 | 0 | For |
| T. Rowe Price | 17,585 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 12,346 | 0 | 0 | 0 | For |
| John Hancock | 10,578 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 10,500 | 0 | 0 | 0 | For |
| Pacific Life | 10,379 | 0 | 0 | 0 | For |
| Voya | 10,369 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,200 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 7,463 | 0 | 0 | 0 | For |
Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 43,215,472 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.61% |
| 2 | Fidelity | 1.17% |
| 3 | BlackRock | 1.12% |
| 4 | Dimensional | 0.72% |
| 5 | Goldman Sachs | 0.47% |
| 6 | SEI | 0.18% |
| 7 | Equitable | 0.18% |
| 8 | Brinker Capital Destinations Trust | 0.17% |
| 9 | DRIEHAUS MUTUAL FUNDS | 0.15% |
| 10 | Charles Schwab | 0.15% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Janus Henderson | 34.71% |
| 2 | SUVRETTA CAPITAL MANAGEMENT, LLC | 4.71% |
| 3 | Saturn V Capital Management LP | 3.52% |
| 4 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 2.56% |
| 5 | DRIEHAUS CAPITAL MANAGEMENT LLC | 1.96% |
| 6 | MPM BioImpact LLC | 1.76% |
| 7 | DAFNA Capital Management LLC | 1.41% |
| 8 | Citadel | 1.27% |
| 9 | SILVERARC CAPITAL MANAGEMENT, LLC | 1.16% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 1.06% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Entities affiliated with Venrock Healthcare Capital Partners III, L.P. | 11.16% | DEF14A |
| S | 10.02% | 13G |
| Entities affiliated with Frazier Life Sciences Public Fund, L.P. | 8.53% | DEF14A |
| Tang Capital Partners, LP | 7.96% | DEF14A |
| BlackRock | 7.23% | 13F |
| Adage Capital Partners, L.P. | 6.58% | DEF14A |
| Entities affiliated with Suvretta Capital Management, LLC | 6.21% | DEF14A |
| Vanguard Group | 5.79% | 13F |
| Albert Cha | 5.06% | DEF14A |
| Goldman Sachs | 4.17% | 13F |
Percentages above are of 43,215,472 shares outstanding, as reported by KALVISTA PHARMACEUTICALS INC. on its Form 10-Q dated August 26, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from KALVISTA PHARMACEUTICALS INC.’s 10-Q dated August 26, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At KALVISTA PHARMACEUTICALS INC.'s shareholder meeting held September 26, 2023, in the 2023-2024 proxy season, 120 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 751 separate fund positions. On the most widely held item on that ballot — Approval, on a non-binding advisory basis, of the compensation paid by us to our named… — FOR was 88% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: KALVISTA PHARMACEUTICALS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on September 28, 2023.
KALVISTA PHARMACEUTICALS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.