Home › Asset managers › Principal Exchange-Traded Funds › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Principal Exchange-Traded Funds voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
782 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Principal Exchange-Traded Funds voted | Funds |
|---|---|---|---|---|---|---|---|
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: Megha H. Parekh | Director Elections | Board | AGAINST | 1 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: Patrick O. Zalupski | Director Elections | Board | AGAINST | 1 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: W. Radford Lovett II | Director Elections | Board | AGAINST | 1 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: William W. Weatherford | Director Elections | Board | AGAINST | 1 | |
| DUCKHORN PORTFOLIO INC. | January 19, 2024 | Election of Directors Charles Esserman | Director Elections | Board | AGAINST | 1 | |
| DUCKHORN PORTFOLIO INC. | January 19, 2024 | Election of Directors Michelle Gloeckler | Director Elections | Board | AGAINST | 1 | |
| EDITAS MEDICINE INC. | May 30, 2024 | Election of three Class II Directors, each to serve until the 2027 Annual Meeting of Stockholders: Meeta Chatterjee, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| ELI LILLY AND CO. | May 6, 2024 | Shareholder proposal to publish an annual report disclosing lobbying activities. | Other Social Issues | Shareholder | Against | FOR | 1 |
| ELI LILLY AND CO. | May 6, 2024 | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| EMERGENT BIOSOLUTIONS INC. | May 23, 2024 | To approve an amendment to the Emergent BioSolutions Inc. Amended and Restated Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| EMPIRE STATE REALTY TRUST INC. | May 9, 2024 | To approve the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| EMS-CHEMIE HOLDING AG | August 12, 2023 | Approve Remuneration of Executive Committee in the Amount of CHF 3.1 Million | Compensation | Board | AGAINST | 1 | |
| EMS-CHEMIE HOLDING AG | August 12, 2023 | Elect Bernhard Merki as Director, Board Chair, and Member of the Compensation Committee | Director Elections | Board | AGAINST | 1 | |
| ENACT HOLDINGS INC. | May 16, 2024 | Election of Directors: Thomas J. McInerney | Director Elections | Board | WITHHOLD | 1 | |
| ENANTA PHARMACEUTICALS INC. | March 6, 2024 | To approve an amendment to our 2019 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| ENCORE WIRE CORP. | May 7, 2024 | BOARD PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2020 LONG TERM INCENTIVE PLAN (THE "2020 PLAN") TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE 2020 PLAN. | Compensation | Board | AGAINST | 1 | |
| ENCORE WIRE CORP. | June 26, 2024 | The Compensation Proposal. To consider and approve, by advisory (non-binding) vote, compensation that will or may become payable by the Company to its named executive officers in connection with the merger contemplated by the Merger Agreement. | Say-on-Pay | Board | AGAINST | 1 | |
| ENFUSION INC. | June 13, 2024 | Election of Class III Directors: Jan R. Hauser | Director Elections | Board | WITHHOLD | 1 | |
| ENFUSION INC. | June 13, 2024 | Election of Class III Directors: Oleg Movchan | Director Elections | Board | WITHHOLD | 1 | |
| ENLIVEN THERAPEUTICS INC. | June 18, 2024 | Amendment and restatement of the Amended and Restated 2020 Equity Incentive Plan, which increases the number of shares authorized for issuance thereunder by 2,900,000 shares. | Compensation | Board | AGAINST | 1 | |
| EQRX INC. | November 8, 2023 | To approve, on a non-binding, advisory basis, the compensation that will or may be payable to EQRX's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Say-on-Pay | Board | AGAINST | 1 | |
| ESPERION THERAPEUTICS INC. | May 23, 2024 | Election of Class II Directors: Antonio M. Gotto Jr., M.D., D.Phil. | Director Elections | Board | WITHHOLD | 1 | |
| ESSENT GROUP LTD. | May 1, 2024 | PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Say-on-Pay | Board | AGAINST | 1 | |
| EVERTEC INC. | May 23, 2024 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC. | May 7, 2024 | Shareholder Proposal: Regarding Report on Effectiveness of DEI Efforts | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| FAST RETAILING CO. LTD. | November 30, 2023 | Elect Director Hattori, Nobumichi | Director Elections | Board | AGAINST | 1 | |
| FAST RETAILING CO. LTD. | November 30, 2023 | Elect Director Shintaku, Masaaki | Director Elections | Board | AGAINST | 1 | |
| FAST RETAILING CO. LTD. | November 30, 2023 | Elect Director Yanai, Tadashi | Director Elections | Board | AGAINST | 1 | |
| FATE THERAPEUTICS INC. | June 7, 2024 | To approve the amendment and restatement of the Company's 2022 Stock Option and Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder. | Compensation | Board | AGAINST | 1 | |
| FATE THERAPEUTICS INC. | June 7, 2024 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 1 | |
| FIBROGEN INC. | June 5, 2024 | To approve the FibroGen, Inc. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| FIRST ADVANTAGE CORP. | June 7, 2024 | To elect the three Class III director nominees listed in the Proxy Statement: John Rudella | Director Elections | Board | WITHHOLD | 1 | |
| FIRST ADVANTAGE CORP. | June 7, 2024 | To elect the three Class III director nominees listed in the Proxy Statement: Joseph Osnoss | Director Elections | Board | WITHHOLD | 1 | |
| FIRST ADVANTAGE CORP. | June 7, 2024 | To elect the three Class III director nominees listed in the Proxy Statement: Judith Sim | Director Elections | Board | WITHHOLD | 1 | |
| FISHER & PAYKEL HEALTHCARE CORPORATION LTD. | August 29, 2023 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Compensation | Board | AGAINST | 1 | |
| FORWARD AIR CORP. | June 3, 2024 | To approve, on a non-binding, advisory basis, the compensation of the named executive officers (the "say on pay vote"). | Say-on-Pay | Board | AGAINST | 1 | |
| FRANKLIN BSP REALTY TRUST INC. | May 29, 2024 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Say-on-Pay | Board | AGAINST | 1 | |
| FRANKLIN RESOURCES INC. | February 6, 2024 | To approve an amendment and restatement of the Company's 2002 Universal Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| G-III APPAREL GROUP LTD. | June 18, 2024 | Advisory vote to approve the compensation of named executive officers: | Say-on-Pay | Board | AGAINST | 1 | |
| GENIE ENERGY LTD. | May 8, 2024 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: Alan B. Rosenthal | Director Elections | Board | AGAINST | 1 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: Allan Sass | Director Elections | Board | AGAINST | 1 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: Howard S. Jonas | Director Elections | Board | AGAINST | 1 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: W. Wesley Perry | Director Elections | Board | AGAINST | 1 | |
| GENIE ENERGY LTD. | May 8, 2024 | To approve an amendment to the Genie Energy Ltd. Stock Option and Incentive Plan that will increase the number of shares of the Company's Class B common stock available for the grant of awards thereunder by 180,000. | Compensation | Board | AGAINST | 1 | |
| GLAUKOS CORP. | May 30, 2024 | Approval of the Glaukos Corporation Amended and Restated 2015 Omnibus Incentive Compensation Plan. | Compensation | Board | AGAINST | 1 | |
| GLAUKOS CORP. | May 30, 2024 | Election of Directors: Marc A. Stapley | Director Elections | Board | WITHHOLD | 1 | |
| GLOBALSTAR INC. | May 21, 2024 | Election of Class C Directors: James Monroe III | Director Elections | Board | AGAINST | 1 | |
| GMO PAYMENT GATEWAY INC. | December 17, 2023 | Elect Director Ainoura, Issei | Director Elections | Board | AGAINST | 1 | |
| GMO PAYMENT GATEWAY INC. | December 17, 2023 | Elect Director Kumagai, Masatoshi | Director Elections | Board | AGAINST | 1 | |
| GOOSEHEAD INSURANCE INC. | May 6, 2024 | Election of Directors: Peter Lane | Director Elections | Board | WITHHOLD | 1 | |
| GOOSEHEAD INSURANCE INC. | May 6, 2024 | Election of Directors: Waded Cruzado | Director Elections | Board | WITHHOLD | 1 | |
| GOOSEHEAD INSURANCE INC. | May 6, 2024 | Non-binding and advisory resolution approving the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| GRANITE RIDGE RESOURCES INC. | May 24, 2024 | Election of Class II directors to serve until the 2027 annual meeting of stockholders or until their respective successors have been duly elected and qualified: Matthew Miller | Director Elections | Board | WITHHOLD | 1 | |
| GRAY TELEVISION INC. | May 8, 2024 | Election of Directors: Howell W. Newton | Director Elections | Board | WITHHOLD | 1 | |
| GRAY TELEVISION INC. | May 8, 2024 | Election of Directors: Lorraine McClain | Director Elections | Board | WITHHOLD | 1 | |
| GRAY TELEVISION INC. | May 8, 2024 | Election of Directors: Richard B. Hare | Director Elections | Board | WITHHOLD | 1 | |
| GRAY TELEVISION INC. | May 8, 2024 | Election of Directors: Richard L. Boger | Director Elections | Board | WITHHOLD | 1 | |
| GRAY TELEVISION INC. | May 8, 2024 | Election of Directors: Sterling A. Spainhour, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| GRITSTONE BIO INC. | June 17, 2024 | Election of Directors: Clare Fisher | Director Elections | Board | WITHHOLD | 1 | |
| HALLADOR ENERGY CO. | May 30, 2024 | Approve, on an Advisory Basis, the Named Executive Officers' Compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| HALLADOR ENERGY CO. | May 30, 2024 | Election of six Directors for a one-year term: Charles R. Wesley, IV | Director Elections | Board | AGAINST | 1 | |
| HAMAMATSU PHOTONICS KK | December 22, 2023 | Elect Director Hiruma, Akira | Director Elections | Board | AGAINST | 1 | |
| HAMAMATSU PHOTONICS KK | December 22, 2023 | Elect Director Maruno, Tadashi | Director Elections | Board | AGAINST | 1 | |
| HARMONY BIOSCIENCES HOLDINGS INC. | May 29, 2024 | To elect three Class I directors to serve until our 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Jeffrey S. Aronin | Director Elections | Board | WITHHOLD | 1 | |
| HEALTH CATALYST INC. | June 13, 2024 | Election of three Class II Directors for a term of three years until the 2027 annual meeting of the stockholders or until their successors are duly elected and qualified, subject to their earlier removal or resignation: Daniel Burton | Director Elections | Board | WITHHOLD | 1 | |
| HERITAGE-CRYSTAL CLEAN INC. | October 10, 2023 | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 1 | |
| HERON THERAPEUTICS INC. | June 13, 2024 | To amend the 2007 Plan to increase the number of shares of common stock authorized for issuance thereunder by 7,500,000 from 39,190,000 to 46,690,000. | Compensation | Board | AGAINST | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Anthony J. Palmer | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Juan R. Perez | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: M. Diane Koken | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Robert M. Dutkowsky | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Robert M. Malcolm | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Stockholder Proposal titled "Public Report on Packaging Reuse & Recycling." | Environment or Climate | Shareholder | Against | FOR | 1 |
| HOULIHAN LOKEY INC. | September 20, 2023 | To elect three Class II directors to our board of directors: Cyrus D. Walker | Director Elections | Board | WITHHOLD | 1 | |
| HOULIHAN LOKEY INC. | September 20, 2023 | To elect three Class II directors to our board of directors: Irwin N. Gold | Director Elections | Board | WITHHOLD | 1 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Approval of the Third Amended and Restated 2020 Hovnanian Enterprises, Inc. Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Ara K. Hovnanian | Director Elections | Board | AGAINST | 1 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Edward A. Kangas | Director Elections | Board | AGAINST | 1 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Joseph A. Marengi | Director Elections | Board | AGAINST | 1 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Robin Stone Sellers | Director Elections | Board | AGAINST | 1 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Vincent Pagano Jr. | Director Elections | Board | AGAINST | 1 | |
| HUDSON TECHNOLOGIES INC. | June 12, 2024 | To approve the 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Elaine S. Yatzkan | Director Elections | Board | AGAINST | 1 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Eric F. Cosentino | Director Elections | Board | AGAINST | 1 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Howard S. Jonas | Director Elections | Board | AGAINST | 1 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Judah Schorr | Director Elections | Board | AGAINST | 1 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Michael Chenkin | Director Elections | Board | AGAINST | 1 | |
| IDT CORP. | December 13, 2023 | To approve the 2024 IDT Corporation Equity Incentive Plan | Compensation | Board | AGAINST | 1 | |
| IGM BIOSCIENCES INC. | June 11, 2024 | Approval of a stock option exchange program for employees (excluding our chief executive officer and non-employee directors). | Compensation | Board | AGAINST | 1 | |
| IGM BIOSCIENCES INC. | June 11, 2024 | Election of Directors: Christina Teng Topsoe | Director Elections | Board | WITHHOLD | 1 | |
| IGM BIOSCIENCES INC. | June 11, 2024 | Election of Directors: M. Kathleen Behrens, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| IMAX CORP. | June 6, 2024 | Advisory Vote on Named Executive Officer Compensation Approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Circular and Proxy Statement. | Say-on-Pay | Board | AGAINST | 1 | |
| IMAX CORP. | June 6, 2024 | Election of Directors: Dana Settle | Director Elections | Board | AGAINST | 1 | |
| IMAX CORP. | June 6, 2024 | Election of Directors: Kevin Douglas | Director Elections | Board | AGAINST | 1 | |
| IMAX CORP. | June 6, 2024 | Election of Directors: Steve Pamon | Director Elections | Board | AGAINST | 1 | |
| IMMERSION CORP. | April 29, 2024 | Election of five (5) directors: Frederick Wasch | Director Elections | Board | WITHHOLD | 1 | |
| IMMUNITYBIO INC. | June 11, 2024 | Election of Directors: Patrick Soon-Shiong, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| IMMUNITYBIO INC. | June 11, 2024 | To approve an amendment to the ImmunityBio, Inc. 2015 Equity Incentive Plan to increase the number of shares of the company's common stock authorized for issuance under the plan by 19,900,000 shares. | Compensation | Board | AGAINST | 1 | |
| IMMUNOGEN INC. | January 31, 2024 | A proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to ImmunoGen's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement; and | Say-on-Pay | Board | AGAINST | 1 |
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Built November 1, 2026 from SEC Form N-PX filings.