Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| DOORDASH INC. | June 20, 2024 | The election of the following director nominee(s): Tony Xu | Director Elections | Board | AGAINST | 9 | |
| ECHOSTAR CORP. | May 3, 2024 | Election of Directors: Cantey M. Ergen | Director Elections | Board | WITHHOLD | 9 | |
| ECHOSTAR CORP. | May 3, 2024 | Election of Directors: Charles W. Ergen | Director Elections | Board | WITHHOLD | 9 | |
| ECHOSTAR CORP. | May 3, 2024 | Election of Directors: Lisa W. Hershman | Director Elections | Board | WITHHOLD | 9 | |
| ECHOSTAR CORP. | May 3, 2024 | Election of Directors: R. Stanton Dodge | Director Elections | Board | WITHHOLD | 9 | |
| ECHOSTAR CORP. | May 3, 2024 | Election of Directors: William D. Wade | Director Elections | Board | WITHHOLD | 9 | |
| ENCOMPASS HEALTH CORP. | May 2, 2024 | A vote on a resolution requesting a report on the effectiveness of the Company's diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 9 |
| ESTEE LAUDER COMPANIES INC. | November 17, 2023 | Advisory vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 9 | |
| EXP WORLD HOLDINGS INC. | May 13, 2024 | Approve the eXp World Holdings, Inc. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 9 | |
| EXP WORLD HOLDINGS INC. | May 13, 2024 | Election of Directors: Glenn Sanford | Director Elections | Board | AGAINST | 9 | |
| EXP WORLD HOLDINGS INC. | May 13, 2024 | Election of Directors: Peggie Pelosi | Director Elections | Board | AGAINST | 9 | |
| GOOSEHEAD INSURANCE INC. | May 6, 2024 | Non-binding and advisory resolution approving the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| HUNTSMAN CORP. | May 2, 2024 | Stockholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | Against | FOR | 9 |
| IDT CORP. | December 13, 2023 | Election of Directors: Elaine S. Yatzkan | Director Elections | Board | AGAINST | 9 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Eric F. Cosentino | Director Elections | Board | AGAINST | 9 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Howard S. Jonas | Director Elections | Board | AGAINST | 9 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Judah Schorr | Director Elections | Board | AGAINST | 9 | |
| IDT CORP. | December 13, 2023 | Election of Directors: Michael Chenkin | Director Elections | Board | AGAINST | 9 | |
| IDT CORP. | December 13, 2023 | To approve the 2024 IDT Corporation Equity Incentive Plan | Compensation | Board | AGAINST | 9 | |
| JEFFERIES FINANCIAL GROUP INC. | March 28, 2024 | Election of Directors: MaryAnne Gilmartin | Director Elections | Board | AGAINST | 9 | |
| JEFFERIES FINANCIAL GROUP INC. | March 28, 2024 | Election of Directors: Melissa V. Weiler | Director Elections | Board | AGAINST | 9 | |
| JEFFERIES FINANCIAL GROUP INC. | March 28, 2024 | Election of Directors: Michael T. O'Kane | Director Elections | Board | AGAINST | 9 | |
| JEFFERIES FINANCIAL GROUP INC. | March 28, 2024 | Election of Directors: Robert D. Beyer | Director Elections | Board | AGAINST | 9 | |
| KILROY REALTY CORP. | May 22, 2024 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| KULICKE & SOFFA INDUSTRIES INC. | March 13, 2024 | Election of Directors to serve until the 2028 Annual Meeting: David Jeffrey Richardson | Director Elections | Board | WITHHOLD | 9 | |
| KULICKE & SOFFA INDUSTRIES INC. | March 13, 2024 | Election of Directors to serve until the 2028 Annual Meeting: Mui Sung Yeo | Director Elections | Board | WITHHOLD | 9 | |
| L3HARRIS TECHNOLOGIES INC. | April 19, 2024 | Shareholder Proposal titled "Transparency in Lobbying" | Other Social Issues | Shareholder | Against | FOR | 9 |
| LAS VEGAS SANDS CORP. | May 9, 2024 | An advisory (non-binding) vote to approve the compensation of the named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| MANHATTAN ASSOCIATES INC. | May 23, 2024 | Election of Directors: Deepak Raghavan | Director Elections | Board | AGAINST | 9 | |
| MARVELL TECHNOLOGY INC. | June 20, 2024 | An advisory (non-binding) vote to approve compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| MORGAN STANLEY | May 23, 2024 | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Say-on-Pay | Board | AGAINST | 9 | |
| MP MATERIALS CORP. | June 11, 2024 | Advisory vote to approve compensation paid to the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| MP MATERIALS CORP. | June 11, 2024 | Election of 2 Directors Named in the Proxy Statement: Andrew A. McKnight | Director Elections | Board | WITHHOLD | 9 | |
| MP MATERIALS CORP. | June 11, 2024 | Election of 2 Directors Named in the Proxy Statement: James H. Litinsky | Director Elections | Board | WITHHOLD | 9 | |
| NORFOLK SOUTHERN CORP. | May 9, 2024 | Approval of the advisory resolution on executive compensation, as disclosed in the Norfolk Southern's proxy statement for the 2024 Annual Meeting. | Say-on-Pay | Board | AGAINST | 9 | |
| NORTHERN OIL AND GAS INC. | May 23, 2024 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| ORACLE CORP. | November 15, 2023 | Advisory Vote to Approve the Compensation of our Named Executive Officers | Say-on-Pay | Board | AGAINST | 9 | |
| PJT PARTNERS INC. | June 20, 2024 | To approve, on an advisory basis, the compensation of our Named Executive Officers (Proposal 2). | Say-on-Pay | Board | AGAINST | 9 | |
| PROGYNY INC. | May 23, 2024 | Election of Directors: David Schlanger | Director Elections | Board | WITHHOLD | 9 | |
| PROGYNY INC. | May 23, 2024 | Election of Directors: Jeff Park | Director Elections | Board | WITHHOLD | 9 | |
| PROGYNY INC. | May 23, 2024 | Election of Directors: Peter Anevski | Director Elections | Board | WITHHOLD | 9 | |
| PROGYNY INC. | May 23, 2024 | Election of Directors: Roger Holstein | Director Elections | Board | WITHHOLD | 9 | |
| QUEST DIAGNOSTICS INC. | May 16, 2024 | Stockholder proposal regarding managing climate risk through science-based targets and transition planning | Environment or Climate | Shareholder | Against | FOR | 9 |
| REXFORD INDUSTRIAL REALTY INC. | June 11, 2024 | The advisory resolution to approve the Company's named executive officer compensation for the fiscal year ended December 31, 2023, as described in the Rexford Industrial Realty, Inc. Proxy Statement. | Say-on-Pay | Board | AGAINST | 9 | |
| SONOCO PRODUCTS CO. | April 17, 2024 | Advisory (non-binding) shareholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | Against | FOR | 9 |
| TRANSDIGM GROUP INC. | March 7, 2024 | Approval, on an advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| WARRIOR MET COAL INC. | April 25, 2024 | STOCKHOLDER PROPOSAL: To adopt a resolution urging the Board of Directors to commission and oversee an assessment of the Company's respect for the internationally recognized human rights of freedom of association and collective bargaining. | Human Rights or Human Capital/workforce | Shareholder | Not determined | FOR | 9 |
| WINGSTOP INC. | May 23, 2024 | Elect three Class III directors nominated by the Board of Directors for a term that expires at the 2027 Annual Meeting of Stockholders: Kate S. Lavelle | Director Elections | Board | WITHHOLD | 9 | |
| WINGSTOP INC. | May 23, 2024 | Vote on a stockholder proposal regarding greenhouse gas emissions reporting and goals, if properly presented at the Annual Meeting of Stockholders; and | Environment or Climate | Shareholder | Against | FOR | 9 |
| ZIFF DAVIS INC. | May 7, 2024 | To approve the Ziff Davis 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 9 | |
| ZOOM VIDEO COMMUNICATIONS INC. | June 13, 2024 | Elect three nominees for Class II director to serve until our 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Jonathan Chadwick | Director Elections | Board | WITHHOLD | 9 | |
| ADTRAN HOLDINGS INC. | May 8, 2024 | Non-binding advisory vote to approve the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 8 | |
| ANYWHERE REAL ESTATE INC. | May 2, 2024 | Advisory Approval of the Compensation of Our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 8 | |
| APPFOLIO INC. | June 14, 2024 | Advisory approval of the compensation of our named executive officers. | Say-on-Pay | Board | WITHHOLD | 8 | |
| APPFOLIO INC. | June 14, 2024 | Approve the AppFolio, Inc. 2025 Employee Stock Purchase Plan. | Compensation | Board | WITHHOLD | 8 | |
| APPFOLIO INC. | June 14, 2024 | Approve the AppFolio, Inc. 2025 Omnibus Incentive Plan. | Compensation | Board | WITHHOLD | 8 | |
| APPFOLIO INC. | June 14, 2024 | Election of Class III Directors: Timothy Bliss | Director Elections | Board | WITHHOLD | 8 | |
| APPFOLIO INC. | June 14, 2024 | Election of Class III Directors: Winifred Webb | Director Elections | Board | WITHHOLD | 8 | |
| AXON ENTERPRISE INC. | May 10, 2024 | Proposal No. 2 requests that shareholders vote to approve the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. | Compensation | Board | AGAINST | 8 | |
| AXON ENTERPRISE INC. | May 10, 2024 | Proposal No. 3 requests that shareholders vote to approve the Axon Enterprise, Inc. 2024 eXponential Stock Plan. | Compensation | Board | AGAINST | 8 | |
| AXON ENTERPRISE INC. | May 10, 2024 | Proposal No. 4 requests that shareholders vote to approve the 2024 CEO Performance Award. | Compensation | Board | AGAINST | 8 | |
| AXSOME THERAPEUTICS INC. | June 7, 2024 | Election of Directors: Mark Coleman, M.D. | Director Elections | Board | WITHHOLD | 8 | |
| BRIDGEBIO PHARMA INC. | June 21, 2024 | To approve an amendment and restatement of the 2021 Amended and Restated BridgeBio Pharma, Inc. Stock Option and Incentive Plan to, among other things, increase the number of shares of common stock reserved for issuance thereunder by 6,500,000 shares. | Compensation | Board | AGAINST | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: Adolphus B. Baker | Director Elections | Board | WITHHOLD | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: Camille S. Young | Director Elections | Board | WITHHOLD | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: James E. Poole | Director Elections | Board | WITHHOLD | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: Letitia C. Hughes | Director Elections | Board | WITHHOLD | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: Max P. Bowman | Director Elections | Board | WITHHOLD | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: Sherman L. Miller | Director Elections | Board | WITHHOLD | 8 | |
| CAL-MAINE FOODS INC. | October 6, 2023 | Election of Directors: Steve W. Sanders | Director Elections | Board | WITHHOLD | 8 | |
| CASEY'S GENERAL STORES INC. | September 6, 2023 | Shareholder proposal regarding greenhouse gas emissions reporting. | Environment or Climate | Shareholder | Against | FOR | 8 |
| CEVA INC. | May 21, 2024 | Advisory vote to approve named executive officer compensation; | Say-on-Pay | Board | AGAINST | 8 | |
| CHART INDUSTRIES INC. | May 21, 2024 | To approve and adopt the Chart Industries, Inc. 2024 Omnibus Equity Plan; and | Compensation | Board | AGAINST | 8 | |
| CHUBB LTD. | May 16, 2024 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Director Elections | Board | AGAINST | 8 | |
| CME GROUP INC. | May 9, 2024 | Election of Equity Directors: Phyllis M. Lockett | Director Elections | Board | AGAINST | 8 | |
| DARDEN RESTAURANTS INC. | September 20, 2023 | To vote on a shareholder proposal requesting the Company to issue greenhouse gas reduction targets if properly presented at the meeting. | Environment or Climate | Shareholder | Against | FOR | 8 |
| DELUXE CORP. | April 25, 2024 | Advisory vote (non-binding) to approve the compensation of our Named Executive Officers | Say-on-Pay | Board | AGAINST | 8 | |
| DOUGLAS ELLIMAN INC. | July 27, 2023 | Advisory vote on executive compensation (the "say-on-pay vote") | Say-on-Pay | Board | AGAINST | 8 | |
| ENACT HOLDINGS INC. | May 16, 2024 | Election of Directors: Thomas J. McInerney | Director Elections | Board | WITHHOLD | 8 | |
| ENCORE WIRE CORP. | June 26, 2024 | The Compensation Proposal. To consider and approve, by advisory (non-binding) vote, compensation that will or may become payable by the Company to its named executive officers in connection with the merger contemplated by the Merger Agreement. | Say-on-Pay | Board | AGAINST | 8 | |
| EQUITRANS MIDSTREAM CORP. | April 23, 2024 | Approval, on advisory basis, of the compensation of the Company's named executive officers for 2023 (Say-on-Pay). | Say-on-Pay | Board | AGAINST | 8 | |
| ESTEE LAUDER COMPANIES INC. | November 17, 2023 | Election of five (5) Class II Directors: Angela Wei Dong | Director Elections | Board | WITHHOLD | 8 | |
| ESTEE LAUDER COMPANIES INC. | November 17, 2023 | Election of five (5) Class II Directors: Charlene Barshefsky | Director Elections | Board | WITHHOLD | 8 | |
| ESTEE LAUDER COMPANIES INC. | November 17, 2023 | Election of five (5) Class II Directors: Fabrizio Freda | Director Elections | Board | WITHHOLD | 8 | |
| ESTEE LAUDER COMPANIES INC. | November 17, 2023 | Election of five (5) Class II Directors: Gary M. Lauder | Director Elections | Board | WITHHOLD | 8 | |
| ESTEE LAUDER COMPANIES INC. | November 17, 2023 | Election of five (5) Class II Directors: Jane Lauder | Director Elections | Board | WITHHOLD | 8 | |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC. | May 7, 2024 | Shareholder Proposal: Regarding Report on Effectiveness of DEI Efforts | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 8 |
| GINKGO BIOWORKS HOLDINGS INC. | June 13, 2024 | Election of Directors: Kathy Hopinkah Hannan | Director Elections | Board | AGAINST | 8 | |
| GINKGO BIOWORKS HOLDINGS INC. | June 13, 2024 | Election of Directors: Shyam Sankar | Director Elections | Board | AGAINST | 8 | |
| GLOBAL PAYMENTS INC. | April 25, 2024 | Advisory shareholder proposal on transparency in political spending. | Other Social Issues | Shareholder | Against | FOR | 8 |
| GOOSEHEAD INSURANCE INC. | May 6, 2024 | Election of Directors: Peter Lane | Director Elections | Board | WITHHOLD | 8 | |
| GOOSEHEAD INSURANCE INC. | May 6, 2024 | Election of Directors: Waded Cruzado | Director Elections | Board | WITHHOLD | 8 | |
| GRAHAM HOLDINGS CO. | May 7, 2024 | Election of Directors: Christopher C. Davis | Director Elections | Board | WITHHOLD | 8 | |
| GRAHAM HOLDINGS CO. | May 7, 2024 | Election of Directors: Danielle Conley | Director Elections | Board | WITHHOLD | 8 | |
| GRAHAM HOLDINGS CO. | May 7, 2024 | Election of Directors: Tony Allen | Director Elections | Board | WITHHOLD | 8 | |
| GUARDANT HEALTH INC. | June 12, 2024 | Election of Class III Directors: Steve Krognes | Director Elections | Board | WITHHOLD | 8 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Anthony J. Palmer | Director Elections | Board | WITHHOLD | 8 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Juan R. Perez | Director Elections | Board | WITHHOLD | 8 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: M. Diane Koken | Director Elections | Board | WITHHOLD | 8 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Robert M. Dutkowsky | Director Elections | Board | WITHHOLD | 8 |
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Built November 7, 2026 from SEC Form N-PX filings.