Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 12 | |
| RPC INC. | April 23, 2024 | To approve the proposed 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 12 | |
| RPC INC. | April 23, 2024 | To elect three Class II Nominees (term expiring 2027) to the Board of Directors: Gary W. Rollins | Director Elections | Board | WITHHOLD | 12 | |
| RPC INC. | April 23, 2024 | To elect three Class II Nominees (term expiring 2027) to the Board of Directors: John F. Wilson | Director Elections | Board | WITHHOLD | 12 | |
| RPC INC. | April 23, 2024 | To elect three Class II Nominees (term expiring 2027) to the Board of Directors: Richard A. Hubbell | Director Elections | Board | WITHHOLD | 12 | |
| UBER TECHNOLOGIES INC. | May 6, 2024 | Election of Directors: David Trujillo | Director Elections | Board | AGAINST | 12 | |
| UDR INC. | May 23, 2024 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 12 | |
| VISHAY INTERTECHNOLOGY INC. | May 21, 2024 | Election of Directors: Nominees for 3-year terms: Marc Zandman | Director Elections | Board | WITHHOLD | 12 | |
| VISHAY INTERTECHNOLOGY INC. | May 21, 2024 | Election of Directors: Nominees for 3-year terms: Ruta Zandman | Director Elections | Board | WITHHOLD | 12 | |
| VISHAY INTERTECHNOLOGY INC. | May 21, 2024 | Election of Directors: Nominees for 3-year terms: Ziv Shoshani | Director Elections | Board | WITHHOLD | 12 | |
| WORKDAY INC. | June 18, 2024 | Election of Class III Directors: Aneel Bhusri | Director Elections | Board | AGAINST | 12 | |
| WORKDAY INC. | June 18, 2024 | Election of Class III Directors: Lynne M. Doughtie | Director Elections | Board | AGAINST | 12 | |
| WORKDAY INC. | June 18, 2024 | Election of Class III Directors: Thomas F. Bogan | Director Elections | Board | AGAINST | 12 | |
| AKAMAI TECHNOLOGIES INC. | May 10, 2024 | To approve an amendment to our Second Amended and Restated 2013 Stock Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 5,000,000 shares | Compensation | Board | AGAINST | 11 | |
| AMERICAN AIRLINES GROUP INC. | June 5, 2024 | Advisory vote to approve executive compensation (Say-on-Pay) | Say-on-Pay | Board | AGAINST | 11 | |
| AMERICAN EXPRESS CO. | May 6, 2024 | Shareholder proposal relating to climate lobbying. | Environment or Climate | Shareholder | Against | FOR | 11 |
| AMPHENOL CORP. | May 16, 2024 | Election of Nine Directors: Anne Clarke Wolff | Director Elections | Board | AGAINST | 11 | |
| APA CORP. | May 23, 2024 | Advisory Vote to Approve Compensation of APA's Named Executive Officers | Say-on-Pay | Board | AGAINST | 11 | |
| ASTRAZENECA PLC | April 11, 2024 | Amend Performance Share Plan 2020 | Compensation | Board | AGAINST | 11 | |
| ASTRAZENECA PLC | April 11, 2024 | Approve Remuneration Policy | Compensation | Board | AGAINST | 11 | |
| BOYD GAMING CORP. | May 9, 2024 | Advisory vote on the stockholder proposal regarding the commissioning of a report on the effects of a company-wide non-smoking policy. | Other Social Issues | Shareholder | Against | FOR | 11 |
| ENCORE WIRE CORP. | May 7, 2024 | BOARD PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2020 LONG TERM INCENTIVE PLAN (THE "2020 PLAN") TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE 2020 PLAN. | Compensation | Board | AGAINST | 11 | |
| FORTUNE BRANDS INNOVATIONS INC. | May 7, 2024 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 11 | |
| FRANKLIN RESOURCES INC. | February 6, 2024 | To approve an amendment and restatement of the Company's 2002 Universal Stock Incentive Plan. | Compensation | Board | AGAINST | 11 | |
| INNOVATIVE INDUSTRIAL PROPERTIES INC. | May 15, 2024 | Approval on a non-binding advisory basis of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 11 | |
| INVESCO LTD. | May 23, 2024 | Amendment and restatement of the Invesco Ltd. 2016 Global Equity Incentive Plan to increase the number of authorized shares and make certain other revisions | Compensation | Board | AGAINST | 11 | |
| LIVE NATION ENTERTAINMENT INC. | June 13, 2024 | To hold an advisory vote on the company's executive compensation; | Say-on-Pay | Board | AGAINST | 11 | |
| MATTEL INC. | May 29, 2024 | Approval of the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. | Compensation | Board | AGAINST | 11 | |
| MONARCH CASINO & RESORT INC. | May 21, 2024 | Election of Directors: John Farahi | Director Elections | Board | AGAINST | 11 | |
| NRG ENERGY INC. | April 25, 2024 | To approve, on a non-binding advisory basis, NRG Energy, Inc.'s executive compensation. | Say-on-Pay | Board | AGAINST | 11 | |
| PAR PACIFIC HOLDINGS INC. | April 30, 2024 | ELECTION OF DIRECTORS: Anthony R. Chase | Director Elections | Board | WITHHOLD | 11 | |
| PAR PACIFIC HOLDINGS INC. | April 30, 2024 | ELECTION OF DIRECTORS: Katherine Hatcher | Director Elections | Board | WITHHOLD | 11 | |
| PREFERRED BANK | May 30, 2024 | Amend Omnibus Stock Plan | Compensation | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: B. Scott Smith | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: David Bruton Smith | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: Jeff Dyke | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: Keri A. Kaiser | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: Marcus G. Smith | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: Michael Hodge | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: R. Eugene Taylor | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: William I. Belk | Director Elections | Board | AGAINST | 11 | |
| SONIC AUTOMOTIVE INC. | April 24, 2024 | Election of Directors: William R. Brooks | Director Elections | Board | AGAINST | 11 | |
| WESTLAKE CORP. | May 9, 2024 | A stockholder proposal regarding the preparation of a report on reducing plastic pollution of the oceans. | Environment or Climate | Shareholder | Not determined | FOR | 11 |
| WESTLAKE CORP. | May 9, 2024 | Election of Class II Directors: James Y. Chao | Director Elections | Board | WITHHOLD | 11 | |
| WESTLAKE CORP. | May 9, 2024 | Election of Class II Directors: John T. Chao | Director Elections | Board | WITHHOLD | 11 | |
| AMKOR TECHNOLOGY INC. | May 14, 2024 | Election of Directors: Gil C. Tily | Director Elections | Board | WITHHOLD | 10 | |
| AMKOR TECHNOLOGY INC. | May 14, 2024 | Shareholder proposal to report on effectiveness of the Company's diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 10 |
| BLACKROCK INC. | May 15, 2024 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Say-on-Pay | Board | AGAINST | 10 | |
| BOEING CO. | May 17, 2024 | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Say-on-Pay | Board | AGAINST | 10 | |
| CONSTELLATION BRANDS INC. | July 18, 2023 | Stockholder proposal on circular packaging. | Environment or Climate | Shareholder | Against | FOR | 10 |
| CONSTELLATION BRANDS INC. | July 18, 2023 | Stockholder proposal on greenhouse gas emissions. | Environment or Climate | Shareholder | Against | FOR | 10 |
| ESSENT GROUP LTD. | May 1, 2024 | PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Say-on-Pay | Board | AGAINST | 10 | |
| FEDEX CORP. | September 21, 2023 | Stockholder proposal regarding a "Just Transition" report. | Environment or Climate | Shareholder | Against | FOR | 10 |
| HILLTOP HOLDINGS INC. | July 20, 2023 | Election of Directors W. Robert Nichols, III | Director Elections | Board | WITHHOLD | 10 | |
| IMMUNOGEN INC. | January 31, 2024 | A proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to ImmunoGen's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement; and | Say-on-Pay | Board | AGAINST | 10 | |
| JEFFERIES FINANCIAL GROUP INC. | March 28, 2024 | Advisory vote to approve 2023 executive-compensation program. | Say-on-Pay | Board | AGAINST | 10 | |
| KITE REALTY GROUP TRUST | May 29, 2024 | Election of Trustees: Steven P. Grimes | Director Elections | Board | AGAINST | 10 | |
| LABORATORY CORPORATION OF AMERICA HOLDINGS | May 14, 2024 | Election of the members of the Company's Board of Directors: Kathryn E. Wengel | Director Elections | Board | AGAINST | 10 | |
| LIFE STORAGE INC. | July 18, 2023 | A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Life Storage in connection with the company merger and the other transactions contemplated by the merger agreement, which we refer to as the "Life Storage compensation proposal"; and | Say-on-Pay | Board | AGAINST | 10 | |
| NIKE INC. | September 12, 2023 | Class B director nominees: To elect a Board of Directors for the ensuing year: John Rogers, Jr. | Director Elections | Board | WITHHOLD | 10 | |
| NIKE INC. | September 12, 2023 | To consider a shareholder proposal regarding Supplemental Pay Equity Disclosure, if properly presented at the meeting. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 10 |
| NVR INC. | May 7, 2024 | Shareholder proposal to expand political spending disclosure. | Other Social Issues | Shareholder | Against | FOR | 10 |
| NVR INC. | May 7, 2024 | Shareholder proposal to publish report on impact of diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 10 |
| SCORPIO TANKERS INC. | May 30, 2024 | Elect Director Robert Bugbee | Director Elections | Board | WITHHOLD | 10 | |
| SEMPRA | May 9, 2024 | Shareholder proposal requesting a report on certain safety and environmental matters | Human Rights or Human Capital/workforce | Shareholder | Not determined | FOR | 10 |
| SUPER MICRO COMPUTER INC. | January 22, 2024 | To approve the further amendment and restatement of the Super Micro Computer, Inc. 2020 Equity and Incentive Compensation Plan. | Compensation | Board | AGAINST | 10 | |
| SYNAPTICS INC. | October 24, 2023 | Proposal to approve, on a non-binding advisory basis, the compensation of the Company's Named Executive Officers. | Say-on-Pay | Board | AGAINST | 10 | |
| SYSCO CORP. | November 17, 2023 | To consider a stockholder proposal related to re-establishing a policy for eliminating or reducing gestation crates in the Company's pork supply chain. | Other Social Issues | Shareholder | Against | FOR | 10 |
| TIMKEN CO. | May 3, 2024 | Consideration of a shareholder proposal requesting that The Timken Company adopt independently-verified short- and medium-term science-based greenhouse gas emissions reduction targets, inclusive of emissions from its full value chain, in order to achieve net-zero emissions by 2050 in line with the Paris Agreement's goal of limiting global temperature rise to 1.5 degrees Celsius. | Environment or Climate | Shareholder | Against | FOR | 10 |
| UNIVERSAL HEALTH SERVICES INC. | May 15, 2024 | To approve of an amendment of the Company's Amended and Restated 2020 Omnibus Stock and Incentive Plan. | Compensation | Board | AGAINST | 10 | |
| ZEBRA TECHNOLOGIES CORP. | May 9, 2024 | Advisory vote to approve Named Executive Officers' compensation. | Say-on-Pay | Board | AGAINST | 10 | |
| ZOOM VIDEO COMMUNICATIONS INC. | June 13, 2024 | Approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Say-on-Pay | Board | AGAINST | 10 | |
| AIR PRODUCTS AND CHEMICALS INC. | January 25, 2024 | Advisory vote approving the compensation of the Company's executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| AMPHASTAR PHARMACEUTICALS INC. | June 3, 2024 | To approve the amendment and restatement of our 2015 Equity Incentive Plan. | Compensation | Board | AGAINST | 9 | |
| AXON ENTERPRISE INC. | May 10, 2024 | Proposal No. 5 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 9 | |
| BLUEPRINT MEDICINES CORP. | June 12, 2024 | Approval of the Blueprint Medicines Corporation 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 9 | |
| BLUEPRINT MEDICINES CORP. | June 12, 2024 | Election of Directors: Habib Dable | Director Elections | Board | WITHHOLD | 9 | |
| BLUEPRINT MEDICINES CORP. | June 12, 2024 | Election of Directors: Lynn Seely | Director Elections | Board | WITHHOLD | 9 | |
| BOEING CO. | May 17, 2024 | Adoption of Value Chain Emission Reduction Target. | Environment or Climate | Shareholder | Against | FOR | 9 |
| BOEING CO. | May 17, 2024 | Racial and Gender Pay Gap Disclosure. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 9 |
| BOEING CO. | May 17, 2024 | Report on Climate Lobbying. | Environment or Climate | Shareholder | Against | FOR | 9 |
| CAESARS ENTERTAINMENT INC. | June 11, 2024 | COMPANY PROPOSAL: APPROVE THE CAESARS ENTERTAINMENT, INC. SECOND AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN. | Compensation | Board | AGAINST | 9 | |
| CAESARS ENTERTAINMENT INC. | June 11, 2024 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SMOKEFREE POLICY FOR CAESARS ENTERTAINMENT PROPERTIES. | Other Social Issues | Shareholder | Against | FOR | 9 |
| CARGURUS INC. | June 5, 2024 | To elect three Class I directors to hold office until the 2027 Annual Meeting of Stockholders: Lori Hickok | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: Brendan P. Dougher | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: Brooks M. Pennington III | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: Christopher T. Metz | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: Courtnee Chun | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: John R. Ranelli | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: Lisa Coleman | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: M. Beth Springer | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: Michael J. Griffith | Director Elections | Board | WITHHOLD | 9 | |
| CENTRAL GARDEN & PET CO. | February 13, 2024 | Election of Directors: William E. Brown | Director Elections | Board | WITHHOLD | 9 | |
| CHIPOTLE MEXICAN GRILL INC. | June 6, 2024 | Shareholder Proposal - Requesting a report on adoption of automation. | Other Social Issues | Shareholder | Against | FOR | 9 |
| CHIPOTLE MEXICAN GRILL INC. | June 6, 2024 | Shareholder Proposal - Requesting an audit of safety practices. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 9 |
| DATADOG INC. | June 5, 2024 | To elect two Class II directors, each to hold office until our Annual Meeting of Stockholders in 2027: Alexis Le-Quoc | Director Elections | Board | WITHHOLD | 9 | |
| DINE BRANDS GLOBAL INC. | May 14, 2024 | Stockholder proposal regarding climate change policies and climate change risk disclosures. | Environment or Climate | Shareholder | Against | FOR | 9 |
| DINE BRANDS GLOBAL INC. | May 14, 2024 | Stockholder proposal regarding group-housed pork. | Other Social Issues | Shareholder | Against | FOR | 9 |
| DOLLAR GENERAL CORP. | May 29, 2024 | To approve, on advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 9 | |
| DOORDASH INC. | June 20, 2024 | The election of the following director nominee(s): Elinor Mertz | Director Elections | Board | AGAINST | 9 |
← Previous Page 3 of 33 Next →
← Back to Guggenheim 2023-2024 overview
Built November 1, 2026 from SEC Form N-PX filings.