Home › Asset managers › ALPS ETF Trust › 2023-2024 › Against the board
922 proposals in the 2023-2024 proxy season: ALPS ETF Trust voted against, or withheld its votes from, 826 proposals put forward by company boards, and voted for 96 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal ALPS ETF Trust voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
922 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | ALPS ETF Trust voted | Funds |
|---|---|---|---|---|---|---|---|
| GMO PAYMENT GATEWAY INC. | December 17, 2023 | Elect Director Kumagai, Masatoshi | Director Elections | Board | AGAINST | 1 | |
| GMO PAYMENT GATEWAY INC. | December 17, 2023 | Elect Director and Audit Committee Member Hokazono, Yumi | Director Elections | Board | AGAINST | 1 | |
| GRANITE RIDGE RESOURCES INC. | May 24, 2024 | Election of Class II directors to serve until the 2027 annual meeting of stockholders or until their respective successors have been duly elected and qualified: Matthew Miller | Director Elections | Board | WITHHOLD | 1 | |
| GREIF INC. | February 26, 2024 | THE ELECTION OF ALL DIRECTOR NOMINEES LISTED BELOW: Frank C. Miller | Director Elections | Board | WITHHOLD | 1 | |
| GREIF INC. | February 26, 2024 | THE ELECTION OF ALL DIRECTOR NOMINEES LISTED BELOW: John W. McNamara | Director Elections | Board | WITHHOLD | 1 | |
| GREIF INC. | February 26, 2024 | THE ELECTION OF ALL DIRECTOR NOMINEES LISTED BELOW: Kimberly T. Scott | Director Elections | Board | WITHHOLD | 1 | |
| HAMILTON LANE INC. | September 7, 2023 | Election of Directors: David J. Berkman | Director Elections | Board | WITHHOLD | 1 | |
| HAMILTON LANE INC. | September 7, 2023 | Election of Directors: O. Griffith Sexton | Director Elections | Board | WITHHOLD | 1 | |
| HARLEY-DAVIDSON INC. | May 16, 2024 | To approve, by advisory vote, the compensation of our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 1 | |
| HARMONY BIOSCIENCES HOLDINGS INC. | May 29, 2024 | To elect three Class I directors to serve until our 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Jeffrey S. Aronin | Director Elections | Board | WITHHOLD | 1 | |
| HERITAGE-CRYSTAL CLEAN INC. | October 10, 2023 | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Approve Compensation Report of Corporate Officers | Compensation | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Approve Compensation of Axel Dumas, General Manager | Compensation | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Approve Compensation of Emile Hermes SAS, General Manager | Compensation | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Approve Remuneration Policy of General Managers | Compensation | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Capital Structure | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Compensation | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Reelect Blaise Guerrand as Supervisory Board Member | Director Elections | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Reelect Matthieu Dumas as Supervisory Board Member | Director Elections | Board | AGAINST | 1 | |
| HERMES INTERNATIONAL SCA | April 30, 2024 | Reelect Olympia Guerrand as Supervisory Board Member | Director Elections | Board | AGAINST | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Anthony J. Palmer | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Juan R. Perez | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: M. Diane Koken | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Robert M. Dutkowsky | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Election of Directors: Robert M. Malcolm | Director Elections | Board | WITHHOLD | 1 | |
| HERSHEY CO. | May 6, 2024 | Stockholder Proposal titled "Public Report on Packaging Reuse & Recycling." | Environment or Climate | Shareholder | Against | FOR | 1 |
| HOME BANCSHARES INC. | April 18, 2024 | Election of Directors: J. Pat Hickman | Director Elections | Board | WITHHOLD | 1 | |
| HONG KONG AND CHINA GAS COMPANY LTD. | June 4, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| HONG KONG AND CHINA GAS COMPANY LTD. | June 4, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 1 | |
| HONG KONG AND CHINA GAS COMPANY LTD. | June 4, 2024 | Elect Colin Lam Ko-yin as Director | Director Elections | Board | AGAINST | 1 | |
| HONG KONG AND CHINA GAS COMPANY LTD. | June 4, 2024 | Elect Lee Ka-shing as Director | Director Elections | Board | AGAINST | 1 | |
| HONG KONG AND CHINA GAS COMPANY LTD. | June 4, 2024 | Elect Yeung Lui-ming as Director | Director Elections | Board | AGAINST | 1 | |
| HOULIHAN LOKEY INC. | September 20, 2023 | To elect three Class II directors to our board of directors: Cyrus D. Walker | Director Elections | Board | WITHHOLD | 1 | |
| HOULIHAN LOKEY INC. | September 20, 2023 | To elect three Class II directors to our board of directors: Irwin N. Gold | Director Elections | Board | WITHHOLD | 1 | |
| IMMUNOCORE HOLDINGS PLC | May 23, 2024 | To re-appoint as a director Professor Sir John Bell, who retires in accordance with the articles of association. | Director Elections | Board | AGAINST | 1 | |
| IMMUNOVANT INC. | August 21, 2023 | To elect as directors the three nominees named in the Company's proxy statement, each to hold office until our 2024 Annual Meeting of Stockholders and until the successors are duly elected and qualified: Nominees: Peter Salzmann, M.D., M.B.A. | Director Elections | Board | WITHHOLD | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Approve Remuneration Report | Compensation | Board | AGAINST | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Reelect Christian Caspar as Director | Director Elections | Board | AGAINST | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Reelect Fredrik Lundberg as Board Chairman | Director Elections | Board | AGAINST | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Reelect Fredrik Lundberg as Director | Director Elections | Board | AGAINST | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Reelect Katarina Martinson as Director | Director Elections | Board | AGAINST | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Reelect Lars Pettersson as Director | Director Elections | Board | AGAINST | 1 | |
| INDUSTRIVARDEN AB | April 11, 2024 | Reelect Par Boman as Director | Director Elections | Board | AGAINST | 1 | |
| INNOVATIVE INDUSTRIAL PROPERTIES INC. | May 15, 2024 | Approval on a non-binding advisory basis of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| INTERACTIVE BROKERS GROUP INC. | April 18, 2024 | Election of Directors: Earl H. Nemser | Director Elections | Board | AGAINST | 1 | |
| INTERACTIVE BROKERS GROUP INC. | April 18, 2024 | Election of Directors: Milan Galik | Director Elections | Board | AGAINST | 1 | |
| INTERACTIVE BROKERS GROUP INC. | April 18, 2024 | Election of Directors: Nicole Yuen | Director Elections | Board | AGAINST | 1 | |
| INTERACTIVE BROKERS GROUP INC. | April 18, 2024 | Election of Directors: Paul J. Brody | Director Elections | Board | AGAINST | 1 | |
| INTERACTIVE BROKERS GROUP INC. | April 18, 2024 | Election of Directors: Thomas Peterffy | Director Elections | Board | AGAINST | 1 | |
| INTERACTIVE BROKERS GROUP INC. | April 18, 2024 | Election of Directors: William Peterffy | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Approve Remuneration Report | Compensation | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Elect Mats Rahmstrom as New Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Grace Reksten Skaugen as Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Gunnar Brock as Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Hans Straberg as Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Jacob Wallenberg as Board Chair | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Jacob Wallenberg as Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Marcus Wallenberg as Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Sara Ohrvall as Director | Director Elections | Board | AGAINST | 1 | |
| INVESTOR AB | May 7, 2024 | Reelect Tom Johnstone as Director | Director Elections | Board | AGAINST | 1 | |
| IRADIMED CORP. | June 20, 2024 | Election of Directors: James Hawkins | Director Elections | Board | WITHHOLD | 1 | |
| IRADIMED CORP. | June 20, 2024 | Election of Directors: Roger Susi | Director Elections | Board | WITHHOLD | 1 | |
| IROBOT CORP. | May 23, 2024 | Approve an amendment to the iRobot Corporation 2018 Stock Option and Incentive Plan, as amended (the "2018 Plan"), to increase the maximum number of shares reserved and issuable under the 2018 Plan. | Compensation | Board | AGAINST | 1 | |
| KALVISTA PHARMACEUTICALS INC. | September 26, 2023 | The election of two Class II directors to hold office until the earliest of our 2026 annual meeting of stockholders and such individual's death, resignation or removal and the election and qualification of his or her successor: PATRICK TREANOR | Director Elections | Board | AGAINST | 1 | |
| KASPI.KZ JSC | April 8, 2024 | Approve Terms of Remuneration of Directors | Compensation | Board | AGAINST | 1 | |
| KASPI.KZ JSC | April 8, 2024 | Ratify Deloitte LLP as Auditor | Audit-related | Board | AGAINST | 1 | |
| KERING SA | April 25, 2024 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans with Performance Conditions Attached | Compensation | Board | AGAINST | 1 | |
| KILROY REALTY CORP. | May 22, 2024 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| KINETIK HOLDINGS INC. | May 20, 2024 | Election of Directors: David I. Foley | Director Elections | Board | WITHHOLD | 1 | |
| KINSALE CAPITAL GROUP INC. | May 23, 2024 | Election of nine directors: James J. Ritchie | Director Elections | Board | AGAINST | 1 | |
| KONE OYJ | February 29, 2024 | Approve Issuance of Shares and Options without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| KONE OYJ | February 29, 2024 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Compensation | Board | AGAINST | 1 | |
| KONE OYJ | February 29, 2024 | Approve Remuneration Report (Advisory Vote) | Compensation | Board | AGAINST | 1 | |
| KONE OYJ | February 29, 2024 | Reelect Antti Herlin as Director | Director Elections | Board | AGAINST | 1 | |
| KONE OYJ | February 29, 2024 | Reelect Jussi Herlin as Director | Director Elections | Board | AGAINST | 1 | |
| KONE OYJ | February 29, 2024 | Reelect Matti Alahuhta as Director | Director Elections | Board | AGAINST | 1 | |
| KOREAN AIR LINES CO. LTD. | March 21, 2024 | Elect Heo Yoon as Outside Director | Director Elections | Board | AGAINST | 1 | |
| KOREAN AIR LINES CO. LTD. | March 21, 2024 | Elect Heo Yoon as a Member of Audit Committee | Director Elections | Board | AGAINST | 1 | |
| KRAFT HEINZ CO. | May 2, 2024 | Stockholder Proposal - Report on group-housed pork, if properly presented. | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| KRAFT HEINZ CO. | May 2, 2024 | Stockholder Proposal - Report on recyclability claims, if properly presented. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| KUAISHOU TECHNOLOGY | June 13, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| KUAISHOU TECHNOLOGY | June 13, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 1 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Approval of an amendment to our Amended and Restated 2014 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Election of two Class I directors for three-year terms: Faheem Hasnain | Director Elections | Board | WITHHOLD | 1 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Election of two Class I directors for three-year terms: Troy E. Wilson, Ph.D, J.D. | Director Elections | Board | WITHHOLD | 1 | |
| LATAM AIRLINES GROUP SA | April 25, 2024 | Elect Directors | Director Elections | Board | AGAINST | 1 | |
| LENNAR CORP. | April 10, 2024 | Approval, on an advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| LENNAR CORP. | April 10, 2024 | Elect 11 directors to serve until the 2025 Annual Meeting of Stockholders: Stuart Miller | Director Elections | Board | AGAINST | 1 | |
| LENNAR CORP. | April 10, 2024 | Vote on a stockholder proposal requesting a report disclosing the Company's LGBTQ equity and inclusion efforts in its human capital management strategy. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| LENNAR CORP. | April 10, 2024 | Vote on a stockholder proposal requesting a report disclosing the Company's political spending and related policies and procedures. | Other Social Issues | Shareholder | Against | FOR | 1 |
| LENNAR CORP. | April 10, 2024 | Vote on a stockholder proposal requesting a report on the Company's plans to reduce greenhouse gas emissions. | Environment or Climate | Shareholder | Against | FOR | 1 |
| LIBERTY ENERGY INC. | April 16, 2024 | Approval of an amendment and restatement of the Company's long term incentive plan. | Compensation | Board | AGAINST | 1 | |
| LIBERTY ENERGY INC. | April 16, 2024 | Election of Directors: To elect three (3) Class II directors to the Board to serve until the 2027 annual meeting or until their successors are duly elected and qualified: Ken Babcock | Director Elections | Board | WITHHOLD | 1 | |
| LIQUIDIA CORP. | June 20, 2024 | Election of Directors: Paul B. Manning | Director Elections | Board | WITHHOLD | 1 | |
| LIQUIDIA CORP. | June 20, 2024 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| LOCALIZA RENT A CAR SA | April 30, 2024 | Elect Juliano Lima Pinheiro as Fiscal Council Member and Marcos Villela Vieira as Alternate | Compensation | Board | ABSTAIN | 1 | |
| LUCID GROUP INC. | June 4, 2024 | Election of directors: Andrew Liveris | Director Elections | Board | WITHHOLD | 1 | |
| LUCID GROUP INC. | June 4, 2024 | Election of directors: Turqi Alnowaiser | Director Elections | Board | WITHHOLD | 1 | |
| LUCID GROUP INC. | June 4, 2024 | To approve the amendment and restatement of the Lucid Group, Inc. Second Amended and Restated 2021 Stock Incentive Plan | Compensation | Board | AGAINST | 1 | |
| LY CORP. | June 18, 2024 | Elect Director Idezawa, Takeshi | Director Elections | Board | AGAINST | 1 |
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Built November 7, 2026 from SEC Form N-PX filings.