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LIQUIDIA CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and LIQUIDIA CORP.’s Form 8-K, filed June 21, 2024 (Item 5.07 on EDGAR). Page generated October 13, 2026.

  • 8Reported items
  • 145Asset managers
  • 1,177Fund votes
  • June 20, 2024Meeting date

Results at a glance

Meeting of June 20, 2024: 6 items on LIQUIDIA CORP.’s Form 8-K, filed June 21, 2024: 6 without a stated outcome.

Material dissent

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided · This season’s results screens

Proxy season: 2023-2024 2024-2025 2025-2026

Explore LIQUIDIA CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by LIQUIDIA CORP.

These tallies are LIQUIDIA CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 21, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

LIQUIDIA CORP. — official shareholder meeting results, meeting held June 20, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Damian deGoa 34,392,691---- 1,368,20619,308,637 96%Not verified—
Elect Director: Arthur Kirsch 35,036,687---- 724,21019,308,637 98%Not verified—
Elect Director: Paul B. Manning 24,310,666---- 11,450,23119,308,637 68%Not verified—
2. Approval of the Charter amendment The vote with respect to the approval of the Charter amendment 53,674,6821,349,67145,181 ---- 98%Not verified—
3. Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending De 55,016,99439,56812,972 ---- 99.9%Not verified—
4. Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs 31,829,9483,823,031107,918 --19,308,637 89%Not verified—

Source: LIQUIDIA CORP., Form 8-K, filed with the SEC on June 21, 2024 — read the filing on EDGAR.

How asset managers voted at the LIQUIDIA CORP. 2023-2024 meeting

Each item below shows how the 145 asset managers that disclosed a LIQUIDIA CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LIQUIDIA CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Arthur Kirsch

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 35,036,687WITHHELD: 724,210
Details: description as filed, official tally, votes by 46 asset managers

Description as filed by funds: Election of Directors: Arthur Kirsch

LIQUIDIA CORP.’s own tally for this item (“Elect Director: Arthur Kirsch”): 35,036,687 for, 724,210 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 46 asset managers below reported 5,518,167 for, 10 withheld.

FOR
FOR: 5,518,167WITHHOLD: 10
Largest asset managers voting on “Election of Directors: Arthur Kirsch” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,7350 010For
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

2. Elect Director: Damian deGoa

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 34,392,691WITHHELD: 1,368,206
Details: description as filed, official tally, votes by 46 asset managers

Description as filed by funds: Election of Directors: Damian deGoa

LIQUIDIA CORP.’s own tally for this item (“Elect Director: Damian deGoa”): 34,392,691 for, 1,368,206 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 46 asset managers below reported 5,310,272 for, 207,905 withheld.

FOR
FOR: 5,310,272WITHHOLD: 207,905
Largest asset managers voting on “Election of Directors: Damian deGoa” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street2640 0163,481Withhold
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial00 041,100Withhold
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

3. Elect Director: Paul B. Manning

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

68% Majority: yes · of votes cast

FOR 68%WITHHELD
FOR: 24,310,666WITHHELD: 11,450,231
Details: description as filed, official tally, votes by 46 asset managers

Description as filed by funds: Election of Directors: Paul B. Manning

LIQUIDIA CORP.’s own tally for this item (“Elect Director: Paul B. Manning”): 24,310,666 for, 11,450,231 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 68% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 46 asset managers below reported 92,117 for, 5,426,060 withheld.

WITHHOLD
FOR: 92,117WITHHOLD: 5,426,060
Largest asset managers voting on “Election of Directors: Paul B. Manning” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 02,741,048Withhold
BlackRock00 0780,088Withhold
Fidelity00 0430,340Withhold
Federated Hermes00 0167,494Withhold
State Street650 0163,680Withhold
OBERWEIS FUNDS00 0150,000Withhold
Equitable00 0140,232Withhold
TIAA00 0140,021Withhold
Charles Schwab00 0135,045Withhold
SEI00 0118,129Withhold
QUANTITATIVE MASTER SERIES LLC00 093,824Withhold
Russell Investments67,9600 00For
Lincoln Financial00 041,100Withhold
Invesco00 028,523Withhold
Principal Exchange-Traded Funds00 026,689Withhold
AQR00 025,079Withhold
AIG/SunAmerica00 024,806Withhold
Royce24,0000 00For
Northern Trust00 021,493Withhold
Global X00 019,771Withhold
Pacific Life00 018,106Withhold
John Hancock00 018,057Withhold
ProShares00 016,918Withhold
ALPS ETF Trust00 015,353Withhold
Bridge Builder Trust00 013,220Withhold

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

4. 2. Approval of the Charter amendment The vote with respect to the approval of the Charter amendment

Outcome not verifiedCAPITAL STRUCTUREReported outcome: Not verified

Combines 2 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 53,674,682AGAINST: 1,349,671
Details: description as filed, official tally, votes by 45 asset managers

Description as filed by funds: To approve an amendment to our Charter to increase the total number of authorized shares of our common stock from 100,000,000 shares to 115,000,000 shares.

LIQUIDIA CORP.’s own tally for this item (“2. Approval of the Charter amendment The vote with respect to the approval of the Charter amendment”): 53,674,682 for, 1,349,671 against, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 45 asset managers below reported 5,518,085 for.

FOR
FOR: 5,518,085
Largest asset managers voting on “To approve an amendment to our Charter to increase the total number of authorized shares of our common stock f” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,7450 00For
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.

5. To approve, on an advisory basis, the compensation of our named executive officers.

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

69% Fund and manager reports combined; may count the same shares twice · no official result

FORAGAINST
Details: votes by 142 asset managers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 46 asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers.” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,523222 00For
OBERWEIS FUNDS0150,000 00Against
Equitable83,47256,760 00Mixed
TIAA0140,021 00Against
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco028,523 00Against
Principal Exchange-Traded Funds026,689 00Against
AQR025,079 00Against
AIG/SunAmerica024,806 00Against
Royce00 24,0000Abstain
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock018,057 00Against
ProShares016,918 00Against
ALPS ETF Trust015,353 00Against
Bridge Builder Trust13,2200 00For

Fund voting reports, all 46 managers: 4,907,546 for, 588,493 against, 24,000 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 110 asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers.” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vestal Point Capital, LP02,039,478 00Against
BlackRock1,498,72133,268 00For
FARALLON CAPITAL MANAGEMENT LLC1,485,7150 00For
Kynam Capital Management, LP00 01,347,436Withhold
State Street786,78419,580 00For
GEODE CAPITAL MANAGEMENT, LLC423,7670 00For
HARBERT FUND ADVISORS, INC.339,1580 00For
Opaleye Management Inc.329,5000 00For
LB Partners LLC282,9470 00For
Northern Trust238,20432 00For
Federated Hermes168,383621 00For
Mitsubishi UFJ Asset Management Co., Ltd.0152,901 00Against
OBERWEIS ASSET MANAGEMENT INC/0150,000 00Against
MELLON INVESTMENTS Corp143,3840 00For
Nuveen0142,114 00Against
Wellington136,2420 00For
Charles Schwab135,0450 00For
Kepos Capital LP126,9610 00For
HighVista Strategies LLC121,7540 00For
SEI119,9840 00For
Vanguard119,9230 00For
BOOTHBAY FUND MANAGEMENT, LLC109,5530 00For
OREGON PUBLIC EMPLOYEES RETIREMENT FUND084,041 00Against
CANADA PENSION PLAN INVESTMENT BOARD066,600 00Against
Goldman Sachs59558,741 00Against

Institutional-manager reports, all 110 managers: 6,738,678 for, 3,335,748 against, 1,347,436 withheld, 12,227 abstained, 21,692 1 year. Showing the 25 largest; see all in the interactive database.

6. To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

52.1% Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR
Details: votes by 140 asset managers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 46 asset managers voting on “To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard00 00--
BlackRock00 00--
Fidelity00 00--
Federated Hermes00 00--
State Street00 00--
OBERWEIS FUNDS00 00--
Equitable00 00--
TIAA00 00--
Charles Schwab00 00--
SEI00 00--
QUANTITATIVE MASTER SERIES LLC00 00--
Russell Investments00 00--
Lincoln Financial00 00--
Invesco00 00--
Principal Exchange-Traded Funds00 00--
AQR00 00--
AIG/SunAmerica00 00--
Royce00 00--
Northern Trust00 00--
Global X00 00--
Pacific Life00 00--
John Hancock00 00--
ProShares00 00--
ALPS ETF Trust00 00--
Bridge Builder Trust00 00--

Fund voting reports, all 46 managers: 1,954 for, 5,518,085 1 year. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 108 asset managers voting on “To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vestal Point Capital, LP00 00--
BlackRock00 00--
FARALLON CAPITAL MANAGEMENT LLC1,485,7150 00For
Kynam Capital Management, LP00 01,347,436Withhold
State Street00 00--
GEODE CAPITAL MANAGEMENT, LLC00 00--
HARBERT FUND ADVISORS, INC.00 00--
LB Partners LLC00 00--
Northern Trust00 00--
Federated Hermes00 00--
Mitsubishi UFJ Asset Management Co., Ltd.00 00--
OBERWEIS ASSET MANAGEMENT INC/00 00--
MELLON INVESTMENTS Corp00 00--
Nuveen00 00--
Wellington00 00--
Charles Schwab00 00--
Kepos Capital LP00 00--
HighVista Strategies LLC00 00--
SEI00 00--
Vanguard00 00--
BOOTHBAY FUND MANAGEMENT, LLC00 00--
OREGON PUBLIC EMPLOYEES RETIREMENT FUND00 00--
CANADA PENSION PLAN INVESTMENT BOARD00 00--
Goldman Sachs00 00--
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM00 00--

Institutional-manager reports, all 108 managers: 1,485,734 for, 21,692 against, 1,347,436 withheld, 12,227 abstained, 8,254,892 1 year, 2,752 3 year. Showing the 25 largest; see all in the interactive database.

7. 4. Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by…

Outcome not verifiedSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

89% Majority: yes · of votes cast

FOR 89%
FOR: 31,829,948AGAINST: 3,823,031
Details: description as filed, official tally, votes by 2 asset managers

Description as filed by funds: Advisory Vote to Ratify Named Executive Officers' Compensation

LIQUIDIA CORP.’s own tally for this item (“4. Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs”): 31,829,948 for, 3,823,031 against, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 2 asset managers below reported 398,649 for.

FOR
FOR: 398,649
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Eversept Partners, LP398,5570 00For
Warren Street Wealth Advisors, LLC920 00For

8. 3. Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the…

Outcome not verifiedAUDIT-RELATEDReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%
FOR: 55,016,994AGAINST: 39,568
Details: description as filed, official tally, votes by 46 asset managers

Description as filed by funds: To ratify the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Year Ending December 31, 2024.

LIQUIDIA CORP.’s own tally for this item (“3. Ratification of the Appointment of Independent Registered Public Accounting Firm The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered publi”): 55,016,994 for, 39,568 against, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 46 asset managers below reported 5,518,155 for, 22 against.

FOR
FOR: 5,518,155AGAINST: 22
Largest asset managers voting on “To ratify the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Account” at LIQUIDIA CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard2,741,0480 00For
BlackRock780,0880 00For
Fidelity430,3400 00For
Federated Hermes167,4940 00For
State Street163,72322 00For
OBERWEIS FUNDS150,0000 00For
Equitable140,2320 00For
TIAA140,0210 00For
Charles Schwab135,0450 00For
SEI118,1290 00For
QUANTITATIVE MASTER SERIES LLC93,8240 00For
Russell Investments67,9600 00For
Lincoln Financial41,1000 00For
Invesco28,5230 00For
Principal Exchange-Traded Funds26,6890 00For
AQR25,0790 00For
AIG/SunAmerica24,8060 00For
Royce24,0000 00For
Northern Trust21,4930 00For
Global X19,7710 00For
Pacific Life18,1060 00For
John Hancock18,0570 00For
ProShares16,9180 00For
ALPS ETF Trust15,3530 00For
Bridge Builder Trust13,2200 00For

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

Largest LIQUIDIA CORP. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 76,382,718 shares outstanding at the time of that meeting.

Fund voting reports: top LIQUIDIA CORP. shareholders by shares voted on “To approve, on an advisory basis, the compensation of our named executive officers.”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 3.59%
2BlackRock 1.02%
3Fidelity 0.56%
4Federated Hermes 0.22%
5State Street 0.21%
6OBERWEIS FUNDS 0.20%
7Equitable 0.18%
8TIAA 0.18%
9Charles Schwab 0.18%
10SEI 0.15%
Institutional-manager reports: top LIQUIDIA CORP. shareholders by shares voted on “To approve, on an advisory basis, the compensation of our named executive officers.”, 2023-2024
#Asset manager % of shares outstanding
1Vestal Point Capital, LP 2.67%
2BlackRock 2.01%
3FARALLON CAPITAL MANAGEMENT LLC 1.95%
4Kynam Capital Management, LP 1.76%
5State Street 1.06%
6GEODE CAPITAL MANAGEMENT, LLC 0.55%
7HARBERT FUND ADVISORS, INC. 0.44%
8Opaleye Management Inc. 0.43%
9LB Partners LLC 0.37%
10Northern Trust 0.31%

Reported LIQUIDIA CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

LIQUIDIA CORP. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
David Johnson 13.68% DEF14A
Caligan Partners LP 13.56% DEF14A
Legend Aggregator, LP 9.40% DEF14A
S 8.74% 13G
Paul B. Manning 8.29% DEF14A
BlackRock 6.85% 13F
Vanguard Group 5.19% 13F
Roger Jeffs, Ph.D. 4.96% DEF14A
Goldman Sachs 3.64% 13F
Damian deGoa 1.92% DEF14A

Percentages above are of 76,382,718 shares outstanding, as reported by LIQUIDIA CORP. on its Form 10-Q dated May 2, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LIQUIDIA CORP.’s 10-Q dated May 2, 2024. This page is a static snapshot rebuilt weekly on October 13, 2026; a live search always shows the current data.

At LIQUIDIA CORP.'s shareholder meeting held June 20, 2024, in the 2023-2024 proxy season, 145 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,177 separate fund positions. Their filings are grouped here into 8 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LIQUIDIA CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the compensation of our named executive officers. — the reporting funds and managers cast 69% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.

LIQUIDIA CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.