HOULIHAN LOKEY INC. 2023-2024 Proxy Voting Records

Description as filed by funds: To elect three Class II directors to our board of Directors: Irwin N. Gold

HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Irwin N. Gold”): 204,808,721 for, 21,535,542 withheld, per its Form 8-K filed September 22, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 104 asset managers below reported 12,555,377 for, 96 against, 9,468,089 withheld.

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

Description as filed by funds: To elect three Class II directors to our board of Directors: Cyrus D. Walker

HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Cyrus D. Walker”): 197,960,324 for, 28,383,939 withheld, per its Form 8-K filed September 22, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 104 asset managers below reported 10,508,657 for, 96 against, 11,514,809 withheld.

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

Description as filed by funds: To elect three Class II directors to our board of Directors: Gillian B. Zucker

HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Gillian B. Zucker”): 221,764,492 for, 4,581,658 withheld, per its Form 8-K filed September 22, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 104 asset managers below reported 20,199,135 for, 1,824,427 withheld.

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

Description as filed by funds: To amend and restate our amended and restated certificate of incorporation to provide exculpation from liability for certain officers to the extent permitted by the Delaware General Corporate Law (the "DGCL"), eliminate inoperative or historical provisions, and update certain other related miscellaneous provisions;

HOULIHAN LOKEY INC.’s own tally for this item (“4. Amend and Restate the Amended and Restated Certificate of Incorporation”): 195,390,127 for, 30,887,664 against, per its Form 8-K filed September 22, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 86% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 104 asset managers below reported 9,484,237 for, 12,490,957 against, 48,368 abstained.

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

Description as filed by funds: To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying Proxy Statement;

HOULIHAN LOKEY INC.’s own tally for this item (“2. Approval of Non-Binding, Advisory Vote on Executive Compensation”): 217,443,187 for, 8,831,426 against, per its Form 8-K filed September 22, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of HOULIHAN LOKEY INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” (9 managers, 478,423 for, 24,868 against); “14A Executive Compensation” (6 managers, Fund and manager reports combined; may count the same shares twice; no share total shown); “To approve, on an advisory basis, the H of our named executive officers as disclosed in the accompanying Proxy Statement;” (2 managers, 55,308 for).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 100 managers: 19,693,754 for, 2,221,034 against, 48,368 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 285 managers: 26,734,018 for, 6,377,232 against, 3,846 abstained, 2,250 not voted, 769 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2024;

HOULIHAN LOKEY INC.’s own tally for this item (“3. Ratification of Independent Registered Public Accounting Firm”): 227,354,899 for, 1,084,034 against, per its Form 8-K filed September 22, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 103 asset managers below reported 21,972,222 for, 752 against, 48,368 abstained.

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.