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Compiled from SEC Form N-PX filings and Tompkins Financial Corporation’s Form 8-K, filed May 26, 2026 (Item 5.07 on EDGAR). Page generated November 6, 2026.
Meeting of May 19, 2026: 13 items on Tompkins Financial Corporation’s Form 8-K, filed May 26, 2026: 11 elected · 2 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore Tompkins Financial Corporation in the interactive database Compare manager voting policies
These tallies are Tompkins Financial Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 26, 2026 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Nancy E. Catarisano | 9,823,561 | -- | -- | 61,223 | 1,766,890 | 99.3% | Elected | — |
| Elect Director: Janet M. Coletti | 9,819,260 | -- | -- | 65,524 | 1,766,890 | 99.3% | Elected | — |
| Elect Director: Heidi M. Davidson | 9,835,038 | -- | -- | 49,746 | 1,766,890 | 99.4% | Elected | — |
| Elect Director: Helen Eaton | 9,828,517 | -- | -- | 56,267 | 1,766,890 | 99.4% | Elected | — |
| Elect Director: Daniel J. Fessenden | 9,698,864 | -- | -- | 185,920 | 1,766,890 | 98% | Elected | — |
| Elect Director: Patricia A. Johnson | 9,675,381 | -- | -- | 209,403 | 1,766,890 | 98% | Elected | — |
| Elect Director: Angela B. Lee | 9,755,142 | -- | -- | 129,642 | 1,766,890 | 99% | Elected | — |
| Elect Director: John D. McClurg | 9,834,325 | -- | -- | 50,459 | 1,766,890 | 99.4% | Elected | — |
| Elect Director: Ita M. Rahilly | 9,828,094 | -- | -- | 56,690 | 1,766,890 | 99.4% | Elected | — |
| Elect Director: Stephen S. Romaine | 9,796,852 | -- | -- | 87,932 | 1,766,890 | 99.1% | Elected | — |
| Elect Director: Michael H. Spain | 9,751,905 | -- | -- | 132,879 | 1,766,890 | 99% | Elected | — |
| 2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote) | 9,557,433 | 220,037 | 107,314 | -- | 1,766,890 | 98% | Approved | — |
| 3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2026 | 11,342,943 | 205,550 | 103,181 | -- | -- | 98% | Approved | — |
Source: Tompkins Financial Corporation, Form 8-K, filed with the SEC on May 26, 2026 — read the filing on EDGAR.
Each item below shows how the 246 asset managers that disclosed a Tompkins Financial Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Angela B. Lee
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Angela B. Lee”): 9,755,142 for, 129,642 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,240,393 for, 6,971 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,322,560 | 0 | 0 | 1,594 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Daniel J. Fessenden
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,698,864 for, 185,920 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,241,451 for, 5,913 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,322,560 | 0 | 0 | 1,594 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Heidi M. Davidson
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Heidi M. Davidson”): 9,835,038 for, 49,746 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Helen Eaton
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Helen Eaton”): 9,828,517 for, 56,267 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Ita M. Rahilly
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,828,094 for, 56,690 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Janet M. Coletti
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,819,260 for, 65,524 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: John D. McClurg
Tompkins Financial Corporation’s own tally for this item (“Elect Director: John D. McClurg”): 9,834,325 for, 50,459 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Michael H. Spain
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Michael H. Spain”): 9,751,905 for, 132,879 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Nancy E. Catarisano
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,823,561 for, 61,223 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Patricia A. Johnson
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,675,381 for, 209,403 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,044 for, 4,319 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Stephen S. Romaine
Tompkins Financial Corporation’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,796,852 for, 87,932 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.1% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,153 | 0 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Combines 10 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: Advisory approval of the compensation paid to the Company's Named Executive Officers.
Tompkins Financial Corporation’s own tally for this item (“2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote)”): 9,557,433 for, 220,037 against — passed, per its Form 8-K filed May 26, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The compensation paid to the Company's Named Executive Officers was approved by the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,324,151 | 1 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 8,048 | 12,300 | 0 | 0 | Mixed |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Fund voting reports, all 63 managers: 4,225,801 for, 18,210 against, 4,250 abstained, 8,878 not voted. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 532,380 | 9,164 | 0 | 0 | For |
| TOMPKINS FINANCIAL CORP | 466,566 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 348,593 | 0 | 0 | 0 | For |
| American Century | 297,688 | 0 | 0 | 0 | For |
| Charles Schwab | 126,346 | 0 | 0 | 0 | For |
| Northern Trust | 119,326 | 1,063 | 0 | 0 | For |
| Vanguard | 101,553 | 0 | 0 | 0 | For |
| Hillsdale Investment Management Inc. | 93,100 | 0 | 0 | 0 | For |
| Rhino Investment Partners, Inc | 91,531 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 89,307 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 78,923 | 0 | 0 | 0 | For |
| Invesco | 73,785 | 0 | 0 | 0 | For |
| Dimensional | 64,944 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 62,340 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 60,989 | 0 | 0 | 0 | For |
| T. Rowe Price | 55,251 | 0 | 0 | 0 | For |
| AQR | 49,249 | 0 | 0 | 0 | For |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 45,794 | 0 | 0 | 0 | For |
| SEI | 44,071 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 36,400 | 0 | 0 | 0 | For |
| Goldman Sachs | 35,703 | 0 | 0 | 0 | For |
| Focus Partners Wealth | 33,655 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 33,131 | 0 | 0 | 0 | For |
| Nuveen | 30,531 | 0 | 0 | 0 | For |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 27,527 | 0 | 0 | 0 | For |
Institutional-manager reports, all 201 managers: 3,505,202 for, 95,306 against, 415 abstained, 3,999 not voted. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.
Tompkins Financial Corporation’s own tally for this item (“3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2026”): 11,342,943 for, 205,550 against — passed, per its Form 8-K filed May 26, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal No. 3 – Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2026 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026 was ratified by the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 64 asset managers below reported 4,244,809 for, 1,663 against, 4,250 abstained, 8,878 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,428,648 | 0 | 0 | 0 | For |
| Vanguard | 1,322,558 | 1,594 | 0 | 0 | For |
| Fidelity | 307,150 | 0 | 0 | 0 | For |
| American Century | 288,292 | 0 | 0 | 0 | For |
| Dimensional | 188,288 | 0 | 0 | 0 | For |
| Charles Schwab | 107,940 | 0 | 0 | 0 | For |
| ProShares | 85,385 | 0 | 0 | 0 | For |
| Invesco | 67,121 | 0 | 0 | 0 | For |
| WisdomTree | 39,244 | 0 | 0 | 0 | For |
| Equitable | 32,518 | 0 | 0 | 0 | For |
| SEI | 31,174 | 0 | 0 | 0 | For |
| TIAA | 28,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 23,948 | 0 | 0 | 0 | For |
| Jackson National | 23,660 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 22,690 | 0 | 0 | 0 | For |
| Nationwide | 20,348 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,608 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 18,249 | 0 | 0 | 0 | For |
| Thrivent | 16,003 | 0 | 0 | 0 | For |
| Prudential/PGIM | 12,972 | 0 | 0 | 0 | For |
| SEI Exchange Traded Funds | 12,459 | 0 | 0 | 0 | For |
| BNY Mellon | 10,844 | 0 | 0 | 0 | For |
| Principal | 10,780 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 10,040 | 0 | 0 | 0 | For |
| Horizon Funds | 9,356 | 0 | 0 | 0 | For |
Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 14,382,941 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 9.93% |
| 2 | Vanguard | 9.21% |
| 3 | Fidelity | 2.14% |
| 4 | American Century | 2.00% |
| 5 | Dimensional | 1.31% |
| 6 | Charles Schwab | 0.75% |
| 7 | ProShares | 0.59% |
| 8 | Invesco | 0.47% |
| 9 | WisdomTree | 0.27% |
| 10 | Equitable | 0.23% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 3.77% |
| 2 | TOMPKINS FINANCIAL CORP | 3.24% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 2.42% |
| 4 | American Century | 2.07% |
| 5 | Charles Schwab | 0.88% |
| 6 | Northern Trust | 0.84% |
| 7 | Vanguard | 0.71% |
| 8 | Hillsdale Investment Management Inc. | 0.65% |
| 9 | Rhino Investment Partners, Inc | 0.64% |
| 10 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 0.62% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.92% | 13F |
| Vanguard Group | 9.64% | 13F |
| State Street | 8.25% | 13F |
| Dimensional Fund Advisors | 4.08% | 13F |
| Geode Capital | 2.42% | 13F |
| Morgan Stanley | 1.15% | 13F |
| Northern Trust | 0.95% | 13F |
| Charles Schwab | 0.88% | 13F |
| BNY Mellon | 0.83% | 13F |
| Goldman Sachs | 0.64% | 13F |
Percentages above are of 14,382,941 shares outstanding, as reported by Tompkins Financial Corporation on its Form 10-Q dated April 30, 2026 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Tompkins Financial Corporation’s 10-Q dated April 30, 2026. This page is a static snapshot rebuilt weekly on November 6, 2026; a live search always shows the current data.
At Tompkins Financial Corporation's shareholder meeting held May 19, 2026, in the 2025-2026 proxy season, 246 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,235 separate fund positions. On the most widely held item on that ballot — Advisory approval of the compensation paid to the Company's Named Executive Officers. — Tompkins Financial Corporation's filing reports the proposal as approved, with 98% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: Tompkins Financial Corporation's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 26, 2026.
Tompkins Financial Corporation proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).
Download data (CSV): ballot items · votes by manager · column guide.