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Tompkins Financial Corporation 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Tompkins Financial Corporation’s Form 8-K, filed May 26, 2026 (Item 5.07 on EDGAR). Page generated November 6, 2026.

  • 13Ballot items
  • 246Asset managers
  • 3,235Fund votes
  • May 19, 2026Meeting date

Results at a glance

Meeting of May 19, 2026: 13 items on Tompkins Financial Corporation’s Form 8-K, filed May 26, 2026: 11 elected · 2 approved.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore Tompkins Financial Corporation in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Tompkins Financial Corporation

These tallies are Tompkins Financial Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 26, 2026 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Tompkins Financial Corporation — official shareholder meeting results, meeting held May 19, 2026
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Nancy E. Catarisano 9,823,561---- 61,2231,766,890 99.3%Elected—
Elect Director: Janet M. Coletti 9,819,260---- 65,5241,766,890 99.3%Elected—
Elect Director: Heidi M. Davidson 9,835,038---- 49,7461,766,890 99.4%Elected—
Elect Director: Helen Eaton 9,828,517---- 56,2671,766,890 99.4%Elected—
Elect Director: Daniel J. Fessenden 9,698,864---- 185,9201,766,890 98%Elected—
Elect Director: Patricia A. Johnson 9,675,381---- 209,4031,766,890 98%Elected—
Elect Director: Angela B. Lee 9,755,142---- 129,6421,766,890 99%Elected—
Elect Director: John D. McClurg 9,834,325---- 50,4591,766,890 99.4%Elected—
Elect Director: Ita M. Rahilly 9,828,094---- 56,6901,766,890 99.4%Elected—
Elect Director: Stephen S. Romaine 9,796,852---- 87,9321,766,890 99.1%Elected—
Elect Director: Michael H. Spain 9,751,905---- 132,8791,766,890 99%Elected—
2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote) 9,557,433220,037107,314 --1,766,890 98%Approved—
3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2026 11,342,943205,550103,181 ---- 98%Approved—

Source: Tompkins Financial Corporation, Form 8-K, filed with the SEC on May 26, 2026 — read the filing on EDGAR.

How asset managers voted at the Tompkins Financial Corporation 2025-2026 meeting

Each item below shows how the 246 asset managers that disclosed a Tompkins Financial Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Angela B. Lee

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 9,755,142WITHHELD: 129,642
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Angela B. Lee

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Angela B. Lee”): 9,755,142 for, 129,642 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,240,393 for, 6,971 withheld, 8,878 not voted.

FOR
FOR: 4,240,393WITHHOLD: 6,971NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Angela B. Lee” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,322,5600 01,594For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

2. Elect Director: Daniel J. Fessenden

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,698,864WITHHELD: 185,920
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Daniel J. Fessenden

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,698,864 for, 185,920 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,241,451 for, 5,913 withheld, 8,878 not voted.

FOR
FOR: 4,241,451WITHHOLD: 5,913NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Daniel J. Fessenden” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,322,5600 01,594For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

3. Elect Director: Heidi M. Davidson

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,835,038WITHHELD: 49,746
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Heidi M. Davidson

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Heidi M. Davidson”): 9,835,038 for, 49,746 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Heidi M. Davidson” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

4. Elect Director: Helen Eaton

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,828,517WITHHELD: 56,267
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Helen Eaton

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Helen Eaton”): 9,828,517 for, 56,267 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Helen Eaton” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

5. Elect Director: Ita M. Rahilly

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,828,094WITHHELD: 56,690
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Ita M. Rahilly

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,828,094 for, 56,690 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Ita M. Rahilly” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

6. Elect Director: Janet M. Coletti

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%
FOR: 9,819,260WITHHELD: 65,524
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Janet M. Coletti

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,819,260 for, 65,524 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Janet M. Coletti” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

7. Elect Director: John D. McClurg

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 7 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,834,325WITHHELD: 50,459
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: John D. McClurg

Tompkins Financial Corporation’s own tally for this item (“Elect Director: John D. McClurg”): 9,834,325 for, 50,459 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: John D. McClurg” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

8. Elect Director: Michael H. Spain

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 9,751,905WITHHELD: 132,879
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Michael H. Spain

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Michael H. Spain”): 9,751,905 for, 132,879 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Michael H. Spain” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

9. Elect Director: Nancy E. Catarisano

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%
FOR: 9,823,561WITHHELD: 61,223
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Nancy E. Catarisano

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,823,561 for, 61,223 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Nancy E. Catarisano” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

10. Elect Director: Patricia A. Johnson

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,675,381WITHHELD: 209,403
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Patricia A. Johnson

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,675,381 for, 209,403 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,044 for, 4,319 withheld, 8,878 not voted.

FOR
FOR: 4,243,044WITHHOLD: 4,319NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Patricia A. Johnson” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

11. Elect Director: Stephen S. Romaine

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%
FOR: 9,796,852WITHHELD: 87,932
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Stephen S. Romaine

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,796,852 for, 87,932 withheld, per its Form 8-K filed May 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.1% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 4,243,113 for, 4,250 withheld, 8,878 not voted.

FOR
FOR: 4,243,113WITHHOLD: 4,250NOT VOTED: 8,878
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Stephen S. Romaine” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1530 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

12. 2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay"…

Official resultFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 10 wordings of this item as funds reported it.

98% Approved · of votes cast

FOR 98%
FOR: 9,557,433AGAINST: 220,037
Details: description as filed, official tally, votes by 246 asset managers

Description as filed by funds: Advisory approval of the compensation paid to the Company's Named Executive Officers.

Tompkins Financial Corporation’s own tally for this item (“2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote)”): 9,557,433 for, 220,037 against — passed, per its Form 8-K filed May 26, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The compensation paid to the Company's Named Executive Officers was approved by the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 63 asset managers voting on “Advisory approval of the compensation paid to the Company's Named Executive Officers.” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,324,1511 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide8,04812,300 00Mixed
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Fund voting reports, all 63 managers: 4,225,801 for, 18,210 against, 4,250 abstained, 8,878 not voted. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 201 asset managers voting on “Advisory approval of the compensation paid to the Company's Named Executive Officers.” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock532,3809,164 00For
TOMPKINS FINANCIAL CORP466,5660 00For
GEODE CAPITAL MANAGEMENT, LLC348,5930 00For
American Century297,6880 00For
Charles Schwab126,3460 00For
Northern Trust119,3261,063 00For
Vanguard101,5530 00For
Hillsdale Investment Management Inc.93,1000 00For
Rhino Investment Partners, Inc91,5310 00For
ADAGE CAPITAL PARTNERS GP, L.L.C.89,3070 00For
MELLON INVESTMENTS Corp78,9230 00For
Invesco73,7850 00For
Dimensional64,9440 00For
PRINCIPAL GLOBAL INVESTORS62,3400 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC60,9890 00For
T. Rowe Price55,2510 00For
AQR49,2490 00For
PUBLIC SECTOR PENSION INVESTMENT BOARD45,7940 00For
SEI44,0710 00For
LSV ASSET MANAGEMENT36,4000 00For
Goldman Sachs35,7030 00For
Focus Partners Wealth33,6550 00For
State of New Jersey Common Pension Fund D33,1310 00For
Nuveen30,5310 00For
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC27,5270 00For

Institutional-manager reports, all 201 managers: 3,505,202 for, 95,306 against, 415 abstained, 3,999 not voted. Showing the 25 largest; see all in the interactive database.

13. 3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 4 wordings of this item as funds reported it.

98% Approved · of votes cast

FOR 98%
FOR: 11,342,943AGAINST: 205,550
Details: description as filed, official tally, votes by 64 asset managers

Description as filed by funds: RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

Tompkins Financial Corporation’s own tally for this item (“3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2026”): 11,342,943 for, 205,550 against — passed, per its Form 8-K filed May 26, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal No. 3 – Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2026 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026 was ratified by the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 64 asset managers below reported 4,244,809 for, 1,663 against, 4,250 abstained, 8,878 not voted.

FOR
FOR: 4,244,809AGAINST: 1,663ABSTAIN: 4,250NOT VOTED: 8,878
Largest asset managers voting on “RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDI” at Tompkins Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock1,428,6480 00For
Vanguard1,322,5581,594 00For
Fidelity307,1500 00For
American Century288,2920 00For
Dimensional188,2880 00For
Charles Schwab107,9400 00For
ProShares85,3850 00For
Invesco67,1210 00For
WisdomTree39,2440 00For
Equitable32,5180 00For
SEI31,1740 00For
TIAA28,8320 00For
Columbia Threadneedle23,9480 00For
Jackson National23,6600 00For
QUANTITATIVE MASTER SERIES LLC22,6900 00For
Nationwide20,3480 00For
Lincoln Financial19,6080 00For
EXCHANGE TRADED CONCEPTS TRUST18,2490 00For
Thrivent16,0030 00For
Prudential/PGIM12,9720 00For
SEI Exchange Traded Funds12,4590 00For
BNY Mellon10,8440 00For
Principal10,7800 00For
Bridge Builder Trust10,0400 00For
Horizon Funds9,3560 00For

Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.

Largest Tompkins Financial Corporation shareholders voting in 2025-2026

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 14,382,941 shares outstanding at the time of that meeting.

Fund voting reports: top Tompkins Financial Corporation shareholders by shares voted on “Advisory approval of the compensation paid to the Company's Named Executive Officers.”, 2025-2026
#Asset manager % of shares outstanding
1BlackRock 9.93%
2Vanguard 9.21%
3Fidelity 2.14%
4American Century 2.00%
5Dimensional 1.31%
6Charles Schwab 0.75%
7ProShares 0.59%
8Invesco 0.47%
9WisdomTree 0.27%
10Equitable 0.23%
Institutional-manager reports: top Tompkins Financial Corporation shareholders by shares voted on “Advisory approval of the compensation paid to the Company's Named Executive Officers.”, 2025-2026
#Asset manager % of shares outstanding
1BlackRock 3.77%
2TOMPKINS FINANCIAL CORP 3.24%
3GEODE CAPITAL MANAGEMENT, LLC 2.42%
4American Century 2.07%
5Charles Schwab 0.88%
6Northern Trust 0.84%
7Vanguard 0.71%
8Hillsdale Investment Management Inc. 0.65%
9Rhino Investment Partners, Inc 0.64%
10ADAGE CAPITAL PARTNERS GP, L.L.C. 0.62%

Reported Tompkins Financial Corporation holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

Tompkins Financial Corporation holdings and ownership disclosed for the 2025-2026 proxy season
Holder % outstanding Disclosure
BlackRock 13.92% 13F
Vanguard Group 9.64% 13F
State Street 8.25% 13F
Dimensional Fund Advisors 4.08% 13F
Geode Capital 2.42% 13F
Morgan Stanley 1.15% 13F
Northern Trust 0.95% 13F
Charles Schwab 0.88% 13F
BNY Mellon 0.83% 13F
Goldman Sachs 0.64% 13F

Percentages above are of 14,382,941 shares outstanding, as reported by Tompkins Financial Corporation on its Form 10-Q dated April 30, 2026 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

Related

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Tompkins Financial Corporation’s 10-Q dated April 30, 2026. This page is a static snapshot rebuilt weekly on November 6, 2026; a live search always shows the current data.

At Tompkins Financial Corporation's shareholder meeting held May 19, 2026, in the 2025-2026 proxy season, 246 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,235 separate fund positions. On the most widely held item on that ballot — Advisory approval of the compensation paid to the Company's Named Executive Officers. — Tompkins Financial Corporation's filing reports the proposal as approved, with 98% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: Tompkins Financial Corporation's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 26, 2026.

Tompkins Financial Corporation proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).

Download data (CSV): ballot items · votes by manager · column guide.