TOMPKINS FINANCIAL CORP. 2023-2024 Proxy Voting Records

Description as filed by funds: Election of twelve (12) directors for a term of one year: Alfred J. Weber

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Alfred J. Weber”): 9,408,501 for, 209,486 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,759,318 for, 2,923 withheld, 3,893 abstained, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Angela B. Lee

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Angela B. Lee”): 9,534,686 for, 83,301 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 99.1% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,765,960 for, 174 withheld, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Daniel J. Fessenden

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,345,487 for, 272,500 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,757,819 for, 4,422 withheld, 3,893 abstained, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Ita M. Rahilly

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,570,189 for, 47,798 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 99.5% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,766,081 for, 53 withheld, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Janet M. Coletti

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,582,423 for, 35,564 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,766,134 for, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Jennifer R. Tegan

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Jennifer R. Tegan”): 9,558,274 for, 59,713 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,766,081 for, 53 withheld, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: John D. McClurg

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: John D. McClurg”): 9,568,070 for, 49,917 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,766,081 for, 53 withheld, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Michael H. Spain

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael H. Spain”): 9,443,641 for, 174,346 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,759,358 for, 2,883 withheld, 3,893 abstained, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Nancy E. Catarisano

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,568,470 for, 49,517 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,766,081 for, 53 withheld, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Patricia A. Johnson

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,406,911 for, 211,076 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,759,358 for, 2,883 withheld, 3,893 abstained, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Stephen S. Romaine

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,441,679 for, 176,308 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,759,358 for, 2,883 withheld, 3,893 abstained, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: Election of twelve (12) directors for a term of one year: Thomas R. Rochon

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas R. Rochon”): 9,326,609 for, 291,378 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2025 Annual Meeting of Sharehol…”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 58 asset managers below reported 4,759,197 for, 3,044 withheld, 3,893 abstained, 9,342 not voted.

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Description as filed by funds: ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

TOMPKINS FINANCIAL CORP.’s own tally for this item (“2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote)”): 9,125,602 for, 311,162 against — passed, per its Form 8-K filed May 17, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The compensation paid to the Company's Named Executive Officers was approved by the following vote:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 60 managers: 4,651,822 for, 115,258 against, 9,342 not voted. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 151 managers: 7,031,300 for, 154,845 against, 12 not voted, 415 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

TOMPKINS FINANCIAL CORP.’s own tally for this item (“3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2024”): 11,417,113 for, 134,282 against — passed, per its Form 8-K filed May 17, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal No. 3 – Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2024 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024 was ratified by the following vote:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 4,770,350 for, 30 against, 9,342 not voted.

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.