Home › Companies › TOMPKINS FINANCIAL CORP. › 2024-2025
Compiled from SEC Form N-PX filings and TOMPKINS FINANCIAL CORP.’s Form 8-K, filed May 14, 2025 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of May 13, 2025: 13 items on TOMPKINS FINANCIAL CORP.’s Form 8-K, filed May 14, 2025: 11 elected · 2 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore TOMPKINS FINANCIAL CORP. in the interactive database Compare manager voting policies
These tallies are TOMPKINS FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 14, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Nancy E. Catarisano | 9,445,018 | -- | -- | 31,790 | 1,947,762 | 99.6% | Elected | — |
| Elect Director: Janet M. Coletti | 9,443,855 | -- | -- | 32,953 | 1,947,762 | 99.6% | Elected | — |
| Elect Director: Heidi M. Davidson | 9,454,615 | -- | -- | 22,193 | 1,947,762 | 99.7% | Elected | — |
| Elect Director: Helen Eaton | 9,454,810 | -- | -- | 21,998 | 1,947,762 | 99.7% | Elected | — |
| Elect Director: Daniel J. Fessenden | 9,210,468 | -- | -- | 266,340 | 1,947,762 | 97% | Elected | — |
| Elect Director: Patricia A. Johnson | 9,292,878 | -- | -- | 183,930 | 1,947,762 | 98% | Elected | — |
| Elect Director: Angela B. Lee | 9,420,518 | -- | -- | 56,290 | 1,947,762 | 99.4% | Elected | — |
| Elect Director: John D. McClurg | 9,442,816 | -- | -- | 33,992 | 1,947,762 | 99.6% | Elected | — |
| Elect Director: Ita M. Rahilly | 9,436,820 | -- | -- | 39,988 | 1,947,762 | 99.5% | Elected | — |
| Elect Director: Stephen S. Romaine | 9,412,739 | -- | -- | 64,069 | 1,947,762 | 99.3% | Elected | — |
| Elect Director: Michael H. Spain | 9,362,410 | -- | -- | 114,398 | 1,947,762 | 99% | Elected | — |
| 2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote) | 9,237,827 | 181,350 | 57,631 | -- | 1,947,762 | 98% | Approved | — |
| 3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2025 | 11,293,770 | 104,091 | 26,709 | -- | -- | 99.0% | Approved | — |
Source: TOMPKINS FINANCIAL CORP., Form 8-K, filed with the SEC on May 14, 2025 — read the filing on EDGAR.
Each item below shows how the 211 asset managers that disclosed a TOMPKINS FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 5 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Angela B. Lee
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Angela B. Lee”): 9,420,518 for, 56,290 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Daniel J. Fessenden
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,210,468 for, 266,340 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,702,326 for, 1,906 withheld, 4,037 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,094 | 0 | 0 | 284 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,447 | 0 | 0 | 197 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Heidi M. Davidson
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Heidi M. Davidson”): 9,454,615 for, 22,193 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.7% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Helen Eaton
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Helen Eaton”): 9,454,810 for, 21,998 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.7% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Ita M. Rahilly
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,436,820 for, 39,988 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.5% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Janet M. Coletti
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,443,855 for, 32,953 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: John D. McClurg
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: John D. McClurg”): 9,442,816 for, 33,992 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Michael H. Spain
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael H. Spain”): 9,362,410 for, 114,398 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,263 for, 6 withheld, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,638 | 0 | 0 | 6 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Nancy E. Catarisano
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,445,018 for, 31,790 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Patricia A. Johnson
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,292,878 for, 183,930 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,704,360 for, 16 withheld, 3,893 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,628 | 0 | 0 | 16 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: Election of eleven (11) directors for a term of one year: Stephen S. Romaine
TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,412,739 for, 64,069 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 4,708,263 for, 6 withheld, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,638 | 0 | 0 | 6 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 8 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: Advisory approval of the compensation paid to the Company's Named Executive Officers.
TOMPKINS FINANCIAL CORP.’s own tally for this item (“2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote)”): 9,237,827 for, 181,350 against — passed, per its Form 8-K filed May 14, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The compensation paid to the Company's Named Executive Officers was approved by the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,378 | 0 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,644 | 0 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Fund voting reports, all 60 managers: 4,708,269 for, 0 against, 0 abstained, 10,582 not voted. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 536,312 | 0 | 0 | 0 | For |
| BlackRock | 460,900 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 296,531 | 0 | 0 | 0 | For |
| Tompkins Community Bank | 276,103 | 0 | 0 | 0 | For |
| American Century | 141,558 | 0 | 0 | 0 | For |
| Charles Schwab | 135,003 | 0 | 0 | 0 | For |
| Northern Trust | 124,042 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 84,315 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 84,154 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 64,302 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 64,068 | 0 | 0 | 0 | For |
| Dimensional | 63,326 | 0 | 0 | 0 | For |
| Invesco | 51,198 | 0 | 0 | 0 | For |
| Wellington | 51,067 | 0 | 0 | 0 | For |
| Nuveen | 37,540 | 0 | 0 | 0 | For |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 37,437 | 0 | 0 | 0 | For |
| Focus Partners Wealth | 34,247 | 0 | 0 | 0 | For |
| Vanguard | 30,745 | 0 | 0 | 0 | For |
| BNY Mellon | 29,359 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 28,630 | 0 | 0 | 0 | For |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 28,023 | 0 | 0 | 0 | For |
| SEI | 27,592 | 0 | 0 | 0 | For |
| T. Rowe Price | 26,791 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,574 | 0 | 0 | 0 | For |
| Legal & General Investment Management America Inc | 0 | 21,820 | 0 | 0 | Against |
Institutional-manager reports, all 171 managers: 3,230,921 for, 69,483 against, 23 not voted. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.0% Approved · of votes cast
Description as filed by funds: RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.
TOMPKINS FINANCIAL CORP.’s own tally for this item (“3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2025”): 11,293,770 for, 104,091 against — passed, per its Form 8-K filed May 14, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal No. 3 – Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2025 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2025 was ratified by the following vote:”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 4,710,430 for, 300 against, 0 abstained, 10,582 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,437,505 | 0 | 0 | 0 | For |
| Vanguard | 1,296,094 | 284 | 0 | 0 | For |
| Dimensional | 502,633 | 0 | 0 | 0 | For |
| Fidelity | 267,180 | 0 | 0 | 0 | For |
| State Street | 260,628 | 16 | 0 | 0 | For |
| American Century | 139,720 | 0 | 0 | 0 | For |
| Charles Schwab | 117,854 | 0 | 0 | 0 | For |
| ProShares | 103,031 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 55,056 | 0 | 0 | 0 | For |
| WisdomTree | 41,809 | 0 | 0 | 0 | For |
| Equitable | 37,663 | 0 | 0 | 0 | For |
| Invesco | 36,579 | 0 | 0 | 0 | For |
| TIAA | 35,841 | 0 | 0 | 0 | For |
| Principal | 29,735 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 28,420 | 0 | 0 | 0 | For |
| Jackson National | 27,006 | 0 | 0 | 0 | For |
| Prudential/PGIM | 25,833 | 0 | 0 | 0 | For |
| SEI | 25,340 | 0 | 0 | 0 | For |
| Nationwide | 25,290 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,266 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 21,935 | 0 | 0 | 0 | For |
| Lincoln Financial | 19,708 | 0 | 0 | 0 | For |
| Empower | 4,700 | 0 | 0 | 0 | For |
| BNY Mellon | 14,129 | 0 | 0 | 0 | For |
| Voya | 12,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 14,434,454 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 9.96% |
| 2 | Vanguard | 8.98% |
| 3 | Dimensional | 3.48% |
| 4 | Fidelity | 1.85% |
| 5 | State Street | 1.81% |
| 6 | American Century | 0.97% |
| 7 | Charles Schwab | 0.82% |
| 8 | ProShares | 0.71% |
| 9 | Columbia Threadneedle | 0.38% |
| 10 | WisdomTree | 0.29% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | State Street | 3.72% |
| 2 | BlackRock | 3.19% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 2.05% |
| 4 | Tompkins Community Bank | 1.91% |
| 5 | American Century | 0.98% |
| 6 | Charles Schwab | 0.94% |
| 7 | Northern Trust | 0.86% |
| 8 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 0.58% |
| 9 | MELLON INVESTMENTS Corp | 0.58% |
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0.45% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.69% | 13F |
| Vanguard Group | 9.26% | 13F |
| State Street | 8.79% | 13F |
| Dimensional Fund Advisors | 4.10% | 13F |
| Geode Capital | 2.07% | 13F |
| Morgan Stanley | 1.20% | 13F |
| Northern Trust | 0.96% | 13F |
| BNY Mellon | 0.95% | 13F |
| Charles Schwab | 0.82% | 13F |
| Stephen S. Romaine*+ | 0.59% | DEF14A |
Percentages above are of 14,434,454 shares outstanding, as reported by TOMPKINS FINANCIAL CORP. on its Form 10-Q dated May 1, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from TOMPKINS FINANCIAL CORP.’s 10-Q dated May 1, 2025. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At TOMPKINS FINANCIAL CORP.'s shareholder meeting held May 13, 2025, in the 2024-2025 proxy season, 211 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,091 separate fund positions. On the most widely held item on that ballot — Advisory approval of the compensation paid to the Company's Named Executive Officers. — TOMPKINS FINANCIAL CORP.'s filing reports the proposal as approved, with 98% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: TOMPKINS FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 14, 2025.
TOMPKINS FINANCIAL CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.