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TOMPKINS FINANCIAL CORP. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and TOMPKINS FINANCIAL CORP.’s Form 8-K, filed May 14, 2025 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 13Ballot items
  • 211Asset managers
  • 3,091Fund votes
  • May 13, 2025Meeting date

Results at a glance

Meeting of May 13, 2025: 13 items on TOMPKINS FINANCIAL CORP.’s Form 8-K, filed May 14, 2025: 11 elected · 2 approved.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore TOMPKINS FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by TOMPKINS FINANCIAL CORP.

These tallies are TOMPKINS FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 14, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

TOMPKINS FINANCIAL CORP. — official shareholder meeting results, meeting held May 13, 2025
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Nancy E. Catarisano 9,445,018---- 31,7901,947,762 99.6%Elected—
Elect Director: Janet M. Coletti 9,443,855---- 32,9531,947,762 99.6%Elected—
Elect Director: Heidi M. Davidson 9,454,615---- 22,1931,947,762 99.7%Elected—
Elect Director: Helen Eaton 9,454,810---- 21,9981,947,762 99.7%Elected—
Elect Director: Daniel J. Fessenden 9,210,468---- 266,3401,947,762 97%Elected—
Elect Director: Patricia A. Johnson 9,292,878---- 183,9301,947,762 98%Elected—
Elect Director: Angela B. Lee 9,420,518---- 56,2901,947,762 99.4%Elected—
Elect Director: John D. McClurg 9,442,816---- 33,9921,947,762 99.6%Elected—
Elect Director: Ita M. Rahilly 9,436,820---- 39,9881,947,762 99.5%Elected—
Elect Director: Stephen S. Romaine 9,412,739---- 64,0691,947,762 99.3%Elected—
Elect Director: Michael H. Spain 9,362,410---- 114,3981,947,762 99%Elected—
2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote) 9,237,827181,35057,631 --1,947,762 98%Approved—
3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2025 11,293,770104,09126,709 ---- 99.0%Approved—

Source: TOMPKINS FINANCIAL CORP., Form 8-K, filed with the SEC on May 14, 2025 — read the filing on EDGAR.

How asset managers voted at the TOMPKINS FINANCIAL CORP. 2024-2025 meeting

Each item below shows how the 211 asset managers that disclosed a TOMPKINS FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Angela B. Lee

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,420,518WITHHELD: 56,290
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Angela B. Lee

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Angela B. Lee”): 9,420,518 for, 56,290 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Angela B. Lee” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

2. Elect Director: Daniel J. Fessenden

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 9,210,468WITHHELD: 266,340
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Daniel J. Fessenden

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,210,468 for, 266,340 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,702,326 for, 1,906 withheld, 4,037 abstained, 10,582 not voted.

FOR
FOR: 4,702,326ABSTAIN: 4,037WITHHOLD: 1,906NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Daniel J. Fessenden” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,0940 0284For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,4470 0197For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

3. Elect Director: Heidi M. Davidson

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%
FOR: 9,454,615WITHHELD: 22,193
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Heidi M. Davidson

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Heidi M. Davidson”): 9,454,615 for, 22,193 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.7% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Heidi M. Davidson” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

4. Elect Director: Helen Eaton

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%
FOR: 9,454,810WITHHELD: 21,998
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Helen Eaton

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Helen Eaton”): 9,454,810 for, 21,998 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.7% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Helen Eaton” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

5. Elect Director: Ita M. Rahilly

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 9,436,820WITHHELD: 39,988
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Ita M. Rahilly

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,436,820 for, 39,988 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.5% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Ita M. Rahilly” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

6. Elect Director: Janet M. Coletti

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 9,443,855WITHHELD: 32,953
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Janet M. Coletti

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,443,855 for, 32,953 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Janet M. Coletti” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

7. Elect Director: John D. McClurg

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 6 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 9,442,816WITHHELD: 33,992
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: John D. McClurg

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: John D. McClurg”): 9,442,816 for, 33,992 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: John D. McClurg” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

8. Elect Director: Michael H. Spain

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 9,362,410WITHHELD: 114,398
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Michael H. Spain

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael H. Spain”): 9,362,410 for, 114,398 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,263 for, 6 withheld, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,263ABSTAIN: 0WITHHOLD: 6NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Michael H. Spain” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6380 06For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

9. Elect Director: Nancy E. Catarisano

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 9,445,018WITHHELD: 31,790
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Nancy E. Catarisano

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,445,018 for, 31,790 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.6% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,269 for, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,269ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Nancy E. Catarisano” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

10. Elect Director: Patricia A. Johnson

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,292,878WITHHELD: 183,930
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Patricia A. Johnson

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,292,878 for, 183,930 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,704,360 for, 16 withheld, 3,893 abstained, 10,582 not voted.

FOR
FOR: 4,704,360ABSTAIN: 3,893WITHHOLD: 16NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Patricia A. Johnson” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6280 016For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

11. Elect Director: Stephen S. Romaine

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 5 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%
FOR: 9,412,739WITHHELD: 64,069
Details: description as filed, official tally, votes by 60 asset managers

Description as filed by funds: Election of eleven (11) directors for a term of one year: Stephen S. Romaine

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,412,739 for, 64,069 withheld, per its Form 8-K filed May 14, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Set forth below are the shareholder voting results with respect to each matter: Proposal No. 1 – Election of Directors The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Sharehol…”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 4,708,263 for, 6 withheld, 0 abstained, 10,582 not voted.

FOR
FOR: 4,708,263ABSTAIN: 0WITHHOLD: 6NOT VOTED: 10,582
Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Stephen S. Romaine” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6380 06For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

12. 2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay"…

Official resultFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 8 wordings of this item as funds reported it.

98% Approved · of votes cast

FOR 98%
FOR: 9,237,827AGAINST: 181,350
Details: description as filed, official tally, votes by 211 asset managers

Description as filed by funds: Advisory approval of the compensation paid to the Company's Named Executive Officers.

TOMPKINS FINANCIAL CORP.’s own tally for this item (“2. On a non-binding advisory basis, the compensation paid to the Company's named executive officers (the "Say on Pay" vote)”): 9,237,827 for, 181,350 against — passed, per its Form 8-K filed May 14, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The compensation paid to the Company's Named Executive Officers was approved by the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 60 asset managers voting on “Advisory approval of the compensation paid to the Company's Named Executive Officers.” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,3780 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,6440 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Fund voting reports, all 60 managers: 4,708,269 for, 0 against, 0 abstained, 10,582 not voted. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 171 asset managers voting on “Advisory approval of the compensation paid to the Company's Named Executive Officers.” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
State Street536,3120 00For
BlackRock460,9000 00For
GEODE CAPITAL MANAGEMENT, LLC296,5310 00For
Tompkins Community Bank276,1030 00For
American Century141,5580 00For
Charles Schwab135,0030 00For
Northern Trust124,0420 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC84,3150 00For
MELLON INVESTMENTS Corp84,1540 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC64,3020 00For
PRINCIPAL GLOBAL INVESTORS64,0680 00For
Dimensional63,3260 00For
Invesco51,1980 00For
Wellington51,0670 00For
Nuveen37,5400 00For
PUBLIC SECTOR PENSION INVESTMENT BOARD37,4370 00For
Focus Partners Wealth34,2470 00For
Vanguard30,7450 00For
BNY Mellon29,3590 00For
State of New Jersey Common Pension Fund D28,6300 00For
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC28,0230 00For
SEI27,5920 00For
T. Rowe Price26,7910 00For
Goldman Sachs23,5740 00For
Legal & General Investment Management America Inc021,820 00Against

Institutional-manager reports, all 171 managers: 3,230,921 for, 69,483 against, 23 not voted. Showing the 25 largest; see all in the interactive database.

13. 3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

99.0% Approved · of votes cast

FOR 99.0%
FOR: 11,293,770AGAINST: 104,091
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

TOMPKINS FINANCIAL CORP.’s own tally for this item (“3. The appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2025”): 11,293,770 for, 104,091 against — passed, per its Form 8-K filed May 14, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal No. 3 – Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2025 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2025 was ratified by the following vote:”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 4,710,430 for, 300 against, 0 abstained, 10,582 not voted.

FOR
FOR: 4,710,430AGAINST: 300ABSTAIN: 0NOT VOTED: 10,582
Largest asset managers voting on “RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDI” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock1,437,5050 00For
Vanguard1,296,094284 00For
Dimensional502,6330 00For
Fidelity267,1800 00For
State Street260,62816 00For
American Century139,7200 00For
Charles Schwab117,8540 00For
ProShares103,0310 00For
Columbia Threadneedle55,0560 00For
WisdomTree41,8090 00For
Equitable37,6630 00For
Invesco36,5790 00For
TIAA35,8410 00For
Principal29,7350 00For
HOTCHKIS & WILEY FUNDS /DE/28,4200 00For
Jackson National27,0060 00For
Prudential/PGIM25,8330 00For
SEI25,3400 00For
Nationwide25,2900 00For
Goldman Sachs23,2660 00For
QUANTITATIVE MASTER SERIES LLC21,9350 00For
Lincoln Financial19,7080 00For
Empower4,7000 00For
BNY Mellon14,1290 00For
Voya12,3110 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

Largest TOMPKINS FINANCIAL CORP. shareholders voting in 2024-2025

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 14,434,454 shares outstanding at the time of that meeting.

Fund voting reports: top TOMPKINS FINANCIAL CORP. shareholders by shares voted on “Advisory approval of the compensation paid to the Company's Named Executive Officers.”, 2024-2025
#Asset manager % of shares outstanding
1BlackRock 9.96%
2Vanguard 8.98%
3Dimensional 3.48%
4Fidelity 1.85%
5State Street 1.81%
6American Century 0.97%
7Charles Schwab 0.82%
8ProShares 0.71%
9Columbia Threadneedle 0.38%
10WisdomTree 0.29%
Institutional-manager reports: top TOMPKINS FINANCIAL CORP. shareholders by shares voted on “Advisory approval of the compensation paid to the Company's Named Executive Officers.”, 2024-2025
#Asset manager % of shares outstanding
1State Street 3.72%
2BlackRock 3.19%
3GEODE CAPITAL MANAGEMENT, LLC 2.05%
4Tompkins Community Bank 1.91%
5American Century 0.98%
6Charles Schwab 0.94%
7Northern Trust 0.86%
8HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.58%
9MELLON INVESTMENTS Corp 0.58%
10PARAMETRIC PORTFOLIO ASSOCIATES LLC 0.45%

Reported TOMPKINS FINANCIAL CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

TOMPKINS FINANCIAL CORP. holdings and ownership disclosed for the 2024-2025 proxy season
Holder % outstanding Disclosure
BlackRock 13.69% 13F
Vanguard Group 9.26% 13F
State Street 8.79% 13F
Dimensional Fund Advisors 4.10% 13F
Geode Capital 2.07% 13F
Morgan Stanley 1.20% 13F
Northern Trust 0.96% 13F
BNY Mellon 0.95% 13F
Charles Schwab 0.82% 13F
Stephen S. Romaine*+ 0.59% DEF14A

Percentages above are of 14,434,454 shares outstanding, as reported by TOMPKINS FINANCIAL CORP. on its Form 10-Q dated May 1, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from TOMPKINS FINANCIAL CORP.’s 10-Q dated May 1, 2025. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At TOMPKINS FINANCIAL CORP.'s shareholder meeting held May 13, 2025, in the 2024-2025 proxy season, 211 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,091 separate fund positions. On the most widely held item on that ballot — Advisory approval of the compensation paid to the Company's Named Executive Officers. — TOMPKINS FINANCIAL CORP.'s filing reports the proposal as approved, with 98% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: TOMPKINS FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 14, 2025.

TOMPKINS FINANCIAL CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.