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ALPS ETF Trust 2023-2024: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal ALPS ETF Trust voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

922 proposals.

ALPS ETF Trust, 2023-2024 proxy season. Who put a proposal on the ballot is taken from the filer’s own N-PX answer (Item 1(h)), or, marked “inferred”, from its category and wording where the filing does not say; see how we count these.
CompanyMeetingProposalCategory On the ballot fromBoard recommendedALPS ETF Trust votedFunds
AMAZON.COM INC. May 22, 2024 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Say-on-Pay Board AGAINST 5
MICROSOFT CORP. December 7, 2023 Report on Data Operations in Human Rights Hotspots Human Rights or Human Capital/workforce Shareholder Against FOR 5
ABBVIE INC. May 3, 2024 Stockholder Proposal - to Issue Annual Report on Lobbying Other Social Issues Shareholder Against FOR 4
ABBVIE INC. May 3, 2024 Stockholder Proposal - to Issue a Report on Patent Process Other Social Issues Shareholder Against FOR 4
ALPHABET INC. June 7, 2024 Election of ten Directors: Frances H. Arnold Director Elections Board AGAINST 4
ALPHABET INC. June 7, 2024 Election of ten Directors: John L. Hennessy Director Elections Board AGAINST 4
ALPHABET INC. June 7, 2024 Election of ten Directors: K. Ram Shriram Director Elections Board AGAINST 4
ALPHABET INC. June 7, 2024 Election of ten Directors: L. John Doerr Director Elections Board AGAINST 4
ALPHABET INC. June 7, 2024 Election of ten Directors: Robin L. Washington Director Elections Board AGAINST 4
ALPHABET INC. June 7, 2024 Stockholder proposal regarding a human rights assessment of Al-driven targeted ad policies Human Rights or Human Capital/workforce Shareholder Against FOR 4
ALPHABET INC. June 7, 2024 Stockholder proposal regarding a lobbying report Other Social Issues Shareholder Against FOR 4
ALPHABET INC. June 7, 2024 Stockholder proposal regarding a report on generative Al misinformation and disinformation risks Other Social Issues Shareholder Against FOR 4
ALPHABET INC. June 7, 2024 Stockholder proposal regarding a report on online safety for children Other Social Issues Shareholder Against FOR 4
AMAZON.COM INC. May 22, 2024 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Environment or Climate Shareholder Against FOR 4
AMAZON.COM INC. May 22, 2024 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Human Rights or Human Capital/workforce Shareholder Against FOR 4
AMAZON.COM INC. May 22, 2024 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Human Rights or Human Capital/workforce Shareholder Against FOR 4
AMAZON.COM INC. May 22, 2024 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Diversity, Equity, and Inclusion Shareholder Against FOR 4
AMAZON.COM INC. May 22, 2024 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING Other Social Issues Shareholder Against FOR 4
AMAZON.COM INC. May 22, 2024 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS Environment or Climate Shareholder Against FOR 4
APPLE INC. February 28, 2024 A shareholder proposal requesting a report on the use of Al Other Social Issues Shareholder Against FOR 4
MASTERCARD INC. June 18, 2024 Consideration of a stockholder proposal requesting transparency in lobbying Other Social Issues Shareholder Against FOR 4
META PLATFORMS INC. May 29, 2024 A shareholder proposal regarding human rights impact assessment on AI systems driving targeted advertising. Human Rights or Human Capital/workforce Shareholder Against FOR 4
META PLATFORMS INC. May 29, 2024 A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. Other Social Issues Shareholder Against FOR 4
META PLATFORMS INC. May 29, 2024 A shareholder proposal regarding report on generative AI misinformation and disinformation risks. Other Social Issues Shareholder Against FOR 4
META PLATFORMS INC. May 29, 2024 Election of Directors: Andrew W. Houston Director Elections Board WITHHOLD 4
META PLATFORMS INC. May 29, 2024 Election of Directors: Marc L. Andreessen Director Elections Board WITHHOLD 4
META PLATFORMS INC. May 29, 2024 Election of Directors: Mark Zuckerberg Director Elections Board WITHHOLD 4
META PLATFORMS INC. May 29, 2024 Election of Directors: Peggy Alford Director Elections Board WITHHOLD 4
META PLATFORMS INC. May 29, 2024 Election of Directors: Tony Xu Director Elections Board WITHHOLD 4
META PLATFORMS INC. May 29, 2024 To amend Meta Platforms, Inc.'s 2012 Equity Incentive Plan. Compensation Board AGAINST 4
AMERICAN EXPRESS CO. May 6, 2024 Shareholder proposal relating to climate lobbying. Environment or Climate Shareholder Against FOR 3
APPLE INC. February 28, 2024 A shareholder proposal entitled "Racial and Gender Pay Gaps" Diversity, Equity, and Inclusion Shareholder Against FOR 3
BROADCOM INC. April 22, 2024 Advisory vote to approve the named executive officer compensation. Say-on-Pay Board AGAINST 3
CATERPILLAR INC. June 12, 2024 Shareholder Proposal - Lobbying Disclosure Other Social Issues Shareholder Against FOR 3
COCA-COLA CO. May 1, 2024 Election of Directors: Thomas S.Gayner Director Elections Board AGAINST 3
COMCAST CORP. June 10, 2024 Election of Directors: Jeffrey A. Honickman Director Elections Board WITHHOLD 3
COMCAST CORP. June 10, 2024 Election of Directors: Kenneth J. Bacon Director Elections Board WITHHOLD 3
COMCAST CORP. June 10, 2024 Election of Directors: Madeline S. Bell Director Elections Board WITHHOLD 3
COMCAST CORP. June 10, 2024 Report on political expenditures misalignment with company values Other Social Issues Shareholder Against FOR 3
ESTEE LAUDER COMPANIES INC. November 17, 2023 Advisory vote to approve executive compensation. Say-on-Pay Board AGAINST 3
INTERNATIONAL BUSINESS MACHINES CORP. April 30, 2024 Stockholder Proposal Requesting a Public Report on Climate Lobbying Environment or Climate Shareholder Against FOR 3
INTERNATIONAL BUSINESS MACHINES CORP. April 30, 2024 Stockholder Proposal Requesting a Public Report on Lobbying Activities Other Social Issues Shareholder Against FOR 3
INTERNATIONAL BUSINESS MACHINES CORP. April 30, 2024 Stockholder Proposal Requesting the Adoption of Greenhouse Gas Emissions Targets Environment or Climate Shareholder Against FOR 3
JPMORGAN CHASE & CO. May 21, 2024 Indigenous peoples' rights indicators Human Rights or Human Capital/workforce Shareholder Against FOR 3
KINDER MORGAN INC. May 8, 2024 Stockholder proposal relating to establishing a greenhouse gas emission reduction target Environment or Climate Shareholder Against FOR 3
META PLATFORMS INC. May 29, 2024 A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. Environment or Climate Shareholder Against FOR 3
NETFLIX INC. June 6, 2024 Stockholder proposal entitled, "Report on Netflix's Use of Artificial Intelligence," if properly presented at the meeting. Other Social Issues Shareholder Against FOR 3
PALO ALTO NETWORKS INC. December 12, 2023 To approve, on an advisory basis, the compensation of our named executive officers. Say-on-Pay Board AGAINST 3
PAYCOM SOFTWARE INC. April 29, 2024 Advisory approval of the compensation of the Company's named executive officers. Say-on-Pay Board AGAINST 3
SALESFORCE INC. June 27, 2024 Approval, on an advisory basis, of the fiscal 2024 compensation of our named executive officers. Say-on-Pay Board AGAINST 3
3M CO. May 14, 2024 Advisory approval of executive compensation. Say-on-Pay Board AGAINST 2
ACUSHNET HOLDINGS CORP. June 3, 2024 Election of the following nominees for director: David Maher Director Elections Board WITHHOLD 2
ACUSHNET HOLDINGS CORP. June 3, 2024 Election of the following nominees for director: Ho Yeon (Aaron) Lee Director Elections Board WITHHOLD 2
ACUSHNET HOLDINGS CORP. June 3, 2024 Election of the following nominees for director: Keun Chang (Kevin) Yoon Director Elections Board WITHHOLD 2
ACUSHNET HOLDINGS CORP. June 3, 2024 Election of the following nominees for director: Yoon Soo (Gene) Yoon Director Elections Board WITHHOLD 2
AIRBNB INC. June 5, 2024 Stockholder proposal regarding political disclosure, if properly presented at the Annual Meeting. Other Social Issues Shareholder Against FOR 2
AMPHENOL CORP. May 16, 2024 Election of Nine Directors: Anne Clarke Wolff Director Elections Board AGAINST 2
AMYLYX PHARMACEUTICALS INC. June 6, 2024 Election of Directors: To elect the following persons to our board of directors, each to serve as a Class III director until the 2027 Annual Meeting of Stockholders and until their successor has been duly elected and qualified, or until such director's earlier death, resignation or removal: Joshua B. Cohen Director Elections Board WITHHOLD 2
ANALOG DEVICES INC. March 13, 2024 Advisory vote to approve the compensation of our named executive officers. Say-on-Pay Board AGAINST 2
ANTERO MIDSTREAM CORP. June 5, 2024 Class II Nominees: Brooks J. Klimley Director Elections Board WITHHOLD 2
ANTERO MIDSTREAM CORP. June 5, 2024 To approve, on an advisory basis, the compensation of Antero Midstream Corporation's named executive officers. Say-on-Pay Board AGAINST 2
APPLOVIN CORP. June 5, 2024 Election of Directors: ADAM FOROUGHI Director Elections Board WITHHOLD 2
APPLOVIN CORP. June 5, 2024 Election of Directors: ALYSSA HARVEY DAWSON Director Elections Board WITHHOLD 2
APPLOVIN CORP. June 5, 2024 Election of Directors: CRAIG BILLINGS Director Elections Board WITHHOLD 2
APPLOVIN CORP. June 5, 2024 Election of Directors: HERALD CHEN Director Elections Board WITHHOLD 2
APPLOVIN CORP. June 5, 2024 Election of Directors: MARGARET GEORGIADIS Director Elections Board WITHHOLD 2
ARCTURUS THERAPEUTICS HOLDINGS INC. June 14, 2024 To approve an amendment to the Amended and Restated 2019 Omnibus Equity Incentive Plan (as amended, the "Plan") to, among other things, increase the maximum number of shares of common stock available to Plan participants thereunder by 2,000,000 shares to an aggregate of 10,750,000 shares, as provided in Proposal Number 2 of the Proxy Statement. Compensation Board AGAINST 2
ARTISAN PARTNERS ASSET MANAGEMENT INC. June 14, 2024 Election of Directors: Tench Coxe Director Elections Board WITHHOLD 2
BANK OF AMERICA CORP. April 24, 2024 Amending and restating the Bank of America Corporation Equity Plan Compensation Board AGAINST 2
BANK OF AMERICA CORP. April 24, 2024 Shareholder proposal requesting disclosure of clean energy financing ratio Environment or Climate Shareholder Against FOR 2
BANK OF AMERICA CORP. April 24, 2024 Shareholder proposal requesting report on lobbying alignment with Bank of America's climate goals Environment or Climate Shareholder Against FOR 2
BAYERISCHE MOTOREN WERKE AG May 15, 2024 Elect Stefan Quandt to the Supervisory Board Director Elections Board AGAINST 2
BLACKROCK INC. May 15, 2024 Approval, in a non-binding advisory vote, of the compensation for named executive officers. Say-on-Pay Board AGAINST 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: Adolphus B. Baker Director Elections Board WITHHOLD 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: Camille S. Young Director Elections Board WITHHOLD 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: James E. Poole Director Elections Board WITHHOLD 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: Letitia C. Hughes Director Elections Board WITHHOLD 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: Max P. Bowman Director Elections Board WITHHOLD 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: Sherman L. Miller Director Elections Board WITHHOLD 2
CAL-MAINE FOODS INC. October 6, 2023 Election of Directors: Steve W. Sanders Director Elections Board WITHHOLD 2
CINTAS CORP. October 24, 2023 A shareholder proposal regarding greater disclosure of material corporate diversity, equity and inclusion data, if properly presented at the meeting. Diversity, Equity, and Inclusion Shareholder Against FOR 2
CINTAS CORP. October 24, 2023 A shareholder proposal regarding managing climate risk through science-based targets and transition planning, if properly presented at the meeting. Environment or Climate Shareholder Against FOR 2
CITIZENS FINANCIAL GROUP INC. April 25, 2024 Advisory Vote on Executive Compensation. Say-on-Pay Board AGAINST 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Brian R. Ford Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Bruce MacLennan Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Christopher S. Sotos Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Daniel B. More Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Emmanuel Barrois Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Guillaume Hediard Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Jennifer Lowry Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Jonathan Bram Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Nathaniel Anschuetz Director Elections Board WITHHOLD 2
CLEARWAY ENERGY INC. April 25, 2024 Election of Directors: Vincent Stoquart Director Elections Board WITHHOLD 2
CORCEPT THERAPEUTICS INC. May 17, 2024 To approve the Corcept Therapeutics Incorporated 2024 Incentive Award Plan. Compensation Board AGAINST 2
DATADOG INC. June 5, 2024 To elect two Class II directors, each to hold office until our Annual Meeting of Stockholders in 2027: Alexis Le-Quoc Director Elections Board WITHHOLD 2
DEXCOM INC. May 22, 2024 To provide a non-binding, advisory vote on pay equity disclosure. Diversity, Equity, and Inclusion Shareholder Against FOR 2
DEXCOM INC. May 22, 2024 To provide a non-binding, advisory vote on transparency in lobbying. Other Social Issues Shareholder Against FOR 2
DICK'S SPORTING GOODS INC. June 12, 2024 Election of Directors, each for a term that expires in 2025: Anne Fink Director Elections Board WITHHOLD 2
DICK'S SPORTING GOODS INC. June 12, 2024 Election of Directors, each for a term that expires in 2025: Larry D. Stone Director Elections Board WITHHOLD 2
DICK'S SPORTING GOODS INC. June 12, 2024 Election of Directors, each for a term that expires in 2025: Larry Fitzgerald, Jr. Director Elections Board WITHHOLD 2

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Built October 13, 2026 from SEC Form N-PX filings.