LPL Financial Holdings Inc. 2025-2026 Proxy Voting Records

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Albert J. Ko

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Albert J. Ko”): 73,619,735 for, 139,076 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 36,018,244 for, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Allison H. Mnookin

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Allison H. Mnookin”): 72,609,113 for, 1,149,179 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 36,017,793 for, 451 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Anne M. Mulcahy

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Anne M. Mulcahy”): 69,201,101 for, 4,559,791 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 35,877,865 for, 140,379 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Corey E. Thomas

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Corey E. Thomas”): 72,717,848 for, 913,565 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 36,017,796 for, 448 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Edward C. Bernard

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Edward C. Bernard”): 73,572,761 for, 187,838 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 36,017,801 for, 443 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): H. Paulett Eberhart

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: H. Paulett Eberhart”): 70,860,973 for, 2,904,700 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 35,745,196 for, 273,048 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): James S. Putnam

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: James S. Putnam”): 71,980,089 for, 1,792,023 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 35,918,023 for, 100,220 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard P. Schifter

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Richard P. Schifter”): 71,700,045 for, 2,058,128 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 35,634,775 for, 383,469 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard Steinmeier

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Richard Steinmeier”): 73,390,461 for, 378,840 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 36,018,241 for, 3 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Somesh Khanna

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Somesh Khanna”): 73,391,613 for, 228,822 against, per its Form 8-K filed May 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following eleven nominees to serve as directors of the Company for a term to end at the 2027 annual meeting of stockholders:”
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 148 asset managers below reported 36,018,242 for, 2 against, 280 abstained, 65 not voted.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

Description as filed by funds: Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): William F. Glavin Jr.

The 148 asset managers below reported 36,001,861 for, 16,382 against, 280 abstained, 65 not voted. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

The 147 asset managers below reported 31,262,649 for, 4,704,736 against, 280 abstained, 65 not voted. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 147 asset managers. See all 147 in the interactive database.

The 147 asset managers below reported 35,964,682 for, 2,703 against, 280 abstained, 65 not voted. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 147 asset managers. See all 147 in the interactive database.

Description as filed by funds: Adopt an amendment and restatement of the Company's Amended and Restated Certificate of Incorporation, as amended (the "Charter"), to eliminate supermajority voting requirements, eliminate obsolete provisions and make certain non-substantive changes.

The 143 asset managers below reported 35,907,365 for, 2,703 against, 65 not voted. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 143 asset managers. See all 143 in the interactive database.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 146 managers: 35,882,172 for, 93,505 against, 280 abstained, 65 not voted, 13 mixed. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 564 managers: 57,789,408 for, 759,572 against, 4,604 abstained, 28,324 not voted. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

The 147 asset managers below reported 35,920,409 for, 46,349 against, 280 abstained, 65 not voted. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 147 asset managers. See all 147 in the interactive database.