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Compiled from SEC Form N-PX filings and LPL FINANCIAL HOLDINGS INC.’s Form 8-K, filed May 10, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of May 9, 2024: 10 items on LPL FINANCIAL HOLDINGS INC.’s Form 8-K, filed May 10, 2024: 10 elected.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore LPL FINANCIAL HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are LPL FINANCIAL HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 10, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Dan H. Arnold | 66,582,976 | 309,869 | 16,988 | -- | 3,695,473 | 99.5% | Elected | — |
| Elect Director: Edward C. Bernard | 66,769,575 | 117,492 | 22,766 | -- | 3,695,473 | 99.8% | Elected | — |
| Elect Director: H. Paulett Eberhart | 65,571,202 | 1,314,441 | 24,190 | -- | 3,695,473 | 98% | Elected | — |
| Elect Director: William F. Glavin, Jr. | 65,937,030 | 872,400 | 100,403 | -- | 3,695,473 | 99% | Elected | — |
| Elect Director: Albert J. Ko | 66,778,317 | 110,061 | 21,455 | -- | 3,695,473 | 99.8% | Elected | — |
| Elect Director: Allison H. Mnookin | 65,455,849 | 1,434,155 | 19,829 | -- | 3,695,473 | 98% | Elected | — |
| Elect Director: Anne M. Mulcahy | 64,557,462 | 2,333,598 | 18,773 | -- | 3,695,473 | 97% | Elected | — |
| Elect Director: James S. Putnam | 64,645,095 | 2,247,964 | 16,774 | -- | 3,695,473 | 97% | Elected | — |
| Elect Director: Richard P. Schifter | 62,854,447 | 4,031,402 | 23,984 | -- | 3,695,473 | 94% | Elected | — |
| Elect Director: Corey E. Thomas | 65,946,231 | 865,556 | 98,046 | -- | 3,695,473 | 99% | Elected | — |
Source: LPL FINANCIAL HOLDINGS INC., Form 8-K, filed with the SEC on May 10, 2024 — read the filing on EDGAR.
Each item below shows how the 588 asset managers that disclosed a LPL FINANCIAL HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LPL FINANCIAL HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Albert J. Ko
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Albert J. Ko”): 66,778,317 for, 110,061 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,683,373 for, 19,716 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,165,583 | 0 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Allison H. Mnookin
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Allison H. Mnookin”): 65,455,849 for, 1,434,155 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,622,738 for, 80,351 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,159,821 | 5,762 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Anne M. Mulcahy
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Anne M. Mulcahy”): 64,557,462 for, 2,333,598 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,570,588 for, 132,501 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,159,821 | 5,762 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Corey E. Thomas
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Corey E. Thomas”): 65,946,231 for, 865,556 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,632,918 for, 70,171 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,159,821 | 5,762 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 5 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Dan H. Arnold
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Dan H. Arnold”): 66,582,976 for, 309,869 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,673,191 for, 29,898 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,165,583 | 0 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Edward C. Bernard
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Edward C. Bernard”): 66,769,575 for, 117,492 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,683,359 for, 19,730 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,165,583 | 0 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): H. Paulett Eberhart
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: H. Paulett Eberhart”): 65,571,202 for, 1,314,441 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,532,381 for, 170,708 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,165,583 | 0 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 386,559 | 51,430 | 0 | 0 | Mixed |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): James S. Putnam
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: James S. Putnam”): 64,645,095 for, 2,247,964 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,554,059 for, 149,030 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,159,821 | 5,762 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard P. Schifter
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Richard P. Schifter”): 62,854,447 for, 4,031,402 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 27,396,356 for, 1,306,733 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,248,839 | 54,254 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,165,583 | 0 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 1,064,989 | 0 | 0 | Against |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,724 | 265 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): William F. Glavin Jr.
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: William F. Glavin, Jr.”): 65,937,030 for, 872,400 against, per its Form 8-K filed May 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2025 annual meeting of stockholders:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 146 asset managers below reported 28,632,918 for, 70,171 against, 6,430 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,159,821 | 5,762 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.
Combines 12 wordings of this item as funds reported it.
98% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,159,821 | 5,762 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Fund voting reports, all 141 managers: 28,546,037 for, 151,145 against, 5,537 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| New York Life | 13,000,000 | 0 | 0 | 0 | For |
| Fidelity | 3,148,527 | 0 | 0 | 0 | For |
| 12 West Capital Management LP | 3,030,000 | 0 | 0 | 0 | For |
| BlackRock | 2,511,506 | 0 | 0 | 0 | For |
| Janus Henderson | 2,483,779 | 0 | 0 | 0 | For |
| T. Rowe Price | 2,345,434 | 0 | 0 | 0 | For |
| LONE PINE CAPITAL LLC | 1,840,114 | 0 | 0 | 0 | For |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 1,780,846 | 0 | 0 | 0 | For |
| Capital Research Global Investors | 1,597,714 | 0 | 0 | 0 | For |
| State Street | 1,420,435 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,355,808 | 0 | 0 | 0 | For |
| SAMLYN CAPITAL, LLC | 1,054,378 | 0 | 0 | 0 | For |
| WCM INVESTMENT MANAGEMENT, LLC | 918,595 | 0 | 0 | 0 | For |
| Epoch Investment Partners, Inc. | 890,900 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 826,362 | 0 | 0 | 0 | For |
| SCS Capital Management LLC | 816,161 | 0 | 0 | 0 | For |
| Man Group plc | 788,520 | 0 | 0 | 0 | For |
| Clarkston Capital Partners, LLC | 753,023 | 0 | 0 | 0 | For |
| DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP | 715,014 | 0 | 0 | 0 | For |
| CANADA PENSION PLAN INVESTMENT BOARD | 693,455 | 0 | 0 | 0 | For |
| EAGLE ASSET MANAGEMENT INC | 688,081 | 0 | 0 | 0 | For |
| EMINENCE CAPITAL, LP | 648,003 | 0 | 0 | 0 | For |
| Voya | 616,119 | 0 | 0 | 0 | For |
| DE Shaw | 612,639 | 0 | 0 | 0 | For |
| SurgoCap Partners LP | 610,467 | 0 | 0 | 0 | For |
Institutional-manager reports, all 472 managers: 60,788,412 for, 1,295,016 against, 3,018 not voted, 5,444 unknown. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.7% of fund votes cast · no official result
Description as filed by funds: RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.
The 143 asset managers below reported 28,639,421 for, 67,911 against, 5,537 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,256,584 | 0 | 0 | 0 | For |
| Fidelity | 4,303,093 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,100,151 | 0 | 0 | 0 | For |
| BlackRock | 1,969,790 | 0 | 0 | 0 | For |
| John Hancock | 1,165,583 | 0 | 0 | 0 | For |
| AMCAP FUND | 1,153,259 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,064,989 | 0 | 0 | 0 | For |
| MFS | 635,536 | 0 | 0 | 0 | For |
| ALPS Series Trust | 538,500 | 0 | 0 | 0 | For |
| Dimensional | 536,938 | 0 | 0 | 0 | For |
| JPMorgan | 532,165 | 0 | 0 | 0 | For |
| Virtus | 487,068 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 468,134 | 0 | 0 | 0 | For |
| Jackson National | 437,989 | 0 | 0 | 0 | For |
| Capital Group | 414,469 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| Voya | 348,664 | 0 | 0 | 0 | For |
| TIAA | 338,716 | 0 | 0 | 0 | For |
| American Century | 306,314 | 0 | 0 | 0 | For |
| Charles Schwab | 295,886 | 0 | 0 | 0 | For |
| BNY Mellon | 248,195 | 0 | 0 | 0 | For |
| Invesco | 245,106 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 227,300 | 0 | 0 | 0 | For |
| Allspring | 174,020 | 0 | 0 | 0 | For |
| DWS | 136,876 | 0 | 0 | 0 | For |
Showing the 25 largest of 143 asset managers. See all 143 in the interactive database.
Not shown here: this season’s fund filings also report 1 item from the meeting of May 22, 2025, which belongs to the 2024-2025 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 74,708,931 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 9.71% |
| 2 | Fidelity | 5.76% |
| 3 | JANUS INVESTMENT FUND | 2.81% |
| 4 | BlackRock | 2.64% |
| 5 | John Hancock | 1.56% |
| 6 | AMCAP FUND | 1.54% |
| 7 | T. Rowe Price | 1.43% |
| 8 | MFS | 0.85% |
| 9 | ALPS Series Trust | 0.72% |
| 10 | Dimensional | 0.72% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | New York Life | 17.40% |
| 2 | Fidelity | 4.21% |
| 3 | 12 West Capital Management LP | 4.06% |
| 4 | BlackRock | 3.36% |
| 5 | Janus Henderson | 3.32% |
| 6 | T. Rowe Price | 3.14% |
| 7 | LONE PINE CAPITAL LLC | 2.46% |
| 8 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 2.38% |
| 9 | Capital Research Global Investors | 2.14% |
| 10 | State Street | 1.90% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Vanguard Group | 11.11% | 13F |
| BlackRock | 6.66% | 13F |
| T. Rowe Price | 3.18% | 13F |
| State Street | 2.29% | 13F |
| Morgan Stanley | 1.98% | 13F |
| Geode Capital | 1.83% | 13F |
| FMR (Fidelity) | 1.50% | 13F |
| Norges Bank | 1.36% | 13F |
| BNY Mellon | 1.30% | 13F |
| D.E. Shaw | 1.27% | 13F |
Percentages above are of 74,708,931 shares outstanding, as reported by LPL FINANCIAL HOLDINGS INC. on its Form 10-Q dated April 29, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LPL FINANCIAL HOLDINGS INC.’s 10-Q dated April 29, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At LPL FINANCIAL HOLDINGS INC.'s shareholder meeting held May 9, 2024, in the 2023-2024 proxy season, 588 asset managers reported how they voted in their SEC Form N-PX filings, covering 7,622 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LPL FINANCIAL HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approve, in an advisory vote, the compensation paid to the Company's named executive officers. — the reporting funds and managers cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
LPL FINANCIAL HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.