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Compiled from SEC Form N-PX filings and LPL FINANCIAL HOLDINGS INC.’s Form 8-K, filed May 23, 2025 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of May 22, 2025: 10 items on LPL FINANCIAL HOLDINGS INC.’s Form 8-K, filed May 23, 2025: 10 elected.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore LPL FINANCIAL HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are LPL FINANCIAL HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 23, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Edward C. Bernard | 66,504,612 | 25,188 | 19,446 | -- | 3,669,023 | 99.9% | Elected | — |
| Elect Director: H. Paulett Eberhart | 64,902,302 | 1,630,018 | 16,926 | -- | 3,669,023 | 98% | Elected | — |
| Elect Director: William F. Glavin, Jr. | 66,001,441 | 529,424 | 18,381 | -- | 3,669,023 | 99.2% | Elected | — |
| Elect Director: Albert J. Ko | 66,507,501 | 22,131 | 19,614 | -- | 3,669,023 | 99.9% | Elected | — |
| Elect Director: Allison H. Mnookin | 65,835,395 | 696,740 | 17,111 | -- | 3,669,023 | 99% | Elected | — |
| Elect Director: Anne M. Mulcahy | 63,426,078 | 3,107,188 | 15,980 | -- | 3,669,023 | 95% | Elected | — |
| Elect Director: James S. Putnam | 64,417,630 | 2,116,258 | 15,358 | -- | 3,669,023 | 97% | Elected | — |
| Elect Director: Richard P. Schifter | 64,380,999 | 2,148,761 | 19,486 | -- | 3,669,023 | 97% | Elected | — |
| Elect Director: Richard Steinmeier | 66,252,462 | 280,323 | 16,461 | -- | 3,669,023 | 99.5% | Elected | — |
| Elect Director: Corey E. Thomas | 66,219,983 | 309,464 | 19,799 | -- | 3,669,023 | 99.5% | Elected | — |
Source: LPL FINANCIAL HOLDINGS INC., Form 8-K, filed with the SEC on May 23, 2025 — read the filing on EDGAR.
Each item below shows how the 648 asset managers that disclosed a LPL FINANCIAL HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LPL FINANCIAL HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Albert J. Ko
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Albert J. Ko”): 66,507,501 for, 22,131 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,251,816 for, 0 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Allison H. Mnookin
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Allison H. Mnookin”): 65,835,395 for, 696,740 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,258,880 for, 53 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 6 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Anne M. Mulcahy
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Anne M. Mulcahy”): 63,426,078 for, 3,107,188 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,149,254 for, 109,679 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 217,171 | 10,890 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Corey E. Thomas
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Corey E. Thomas”): 66,219,983 for, 309,464 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,249,671 for, 708 against, 1,717 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,157,505 | 655 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Edward C. Bernard
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Edward C. Bernard”): 66,504,612 for, 25,188 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,251,816 for, 0 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 5 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): H. Paulett Eberhart
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: H. Paulett Eberhart”): 64,902,302 for, 1,630,018 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,087,444 for, 164,372 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 743,037 | 50,766 | 0 | 0 | Mixed |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 290,177 | 37,117 | 0 | 0 | Mixed |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): James S. Putnam
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: James S. Putnam”): 64,417,630 for, 2,116,258 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,198,750 for, 60,183 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,157,504 | 656 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 217,171 | 10,890 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard P. Schifter
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Richard P. Schifter”): 64,380,999 for, 2,148,761 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 27,992,883 for, 266,050 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 217,171 | 10,890 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard Steinmeier
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Richard Steinmeier”): 66,252,462 for, 280,323 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,251,815 for, 1 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,158,160 | 0 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
Description as filed by funds: Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): William F. Glavin Jr.
LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: William F. Glavin, Jr.”): 66,001,441 for, 529,424 against, per its Form 8-K filed May 23, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:”
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 155 asset managers below reported 28,249,509 for, 2,307 against, 280 abstained, 2 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,157,505 | 655 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.
Combines 9 wordings of this item as funds reported it.
98% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,157,505 | 656 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Fund voting reports, all 148 managers: 28,118,341 for, 91,302 against, 280 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Janus Henderson | 2,971,102 | 0 | 0 | 0 | For |
| Boston Partners | 2,887,777 | 0 | 0 | 0 | For |
| Fidelity | 2,783,944 | 0 | 0 | 0 | For |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 2,611,189 | 0 | 0 | 0 | For |
| Winslow Capital Management, LLC | 2,147,539 | 0 | 0 | 0 | For |
| BlackRock | 2,082,251 | 0 | 0 | 0 | For |
| LONE PINE CAPITAL LLC | 1,729,972 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,398,242 | 0 | 0 | 0 | For |
| State Street | 1,364,811 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1,281,897 | 0 | 0 | 0 | For |
| DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP | 970,737 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 944,688 | 0 | 0 | 0 | For |
| WCM INVESTMENT MANAGEMENT, LLC | 892,231 | 0 | 0 | 0 | For |
| JENNISON ASSOCIATES LLC | 872,703 | 1,258 | 0 | 0 | For |
| SCS Capital Management LLC | 729,608 | 0 | 0 | 0 | For |
| SurgoCap Partners LP | 714,728 | 0 | 0 | 0 | For |
| AllianceBernstein | 680,523 | 0 | 0 | 0 | For |
| SAMLYN CAPITAL, LLC | 618,036 | 0 | 0 | 0 | For |
| Morgan Stanley | 593,917 | 0 | 0 | 0 | For |
| American Century | 589,326 | 0 | 0 | 0 | For |
| UBS | 0 | 552,908 | 0 | 0 | Against |
| Epoch Investment Partners, Inc. | 534,356 | 0 | 0 | 0 | For |
| EAGLE ASSET MANAGEMENT INC | 500,529 | 0 | 0 | 0 | For |
| Dodge & Cox | 492,803 | 0 | 0 | 0 | For |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 485,381 | 0 | 0 | 0 | For |
Institutional-manager reports, all 528 managers: 46,462,633 for, 1,641,305 against, 40,245 abstained, 6,416 not voted, 2 unknown. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.7% of fund votes cast · no official result
Description as filed by funds: RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.
The 151 asset managers below reported 28,161,497 for, 59,498 against, 280 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 7,157,504 | 656 | 0 | 0 | For |
| Fidelity | 3,583,669 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 2,403,147 | 0 | 0 | 0 | For |
| John Hancock | 1,917,663 | 0 | 0 | 0 | For |
| BlackRock | 1,474,885 | 0 | 0 | 0 | For |
| MFS | 888,193 | 0 | 0 | 0 | For |
| New York Life | 793,803 | 0 | 0 | 0 | For |
| Principal | 762,277 | 0 | 0 | 0 | For |
| Virtus | 713,123 | 0 | 0 | 0 | For |
| Dimensional | 551,883 | 0 | 0 | 0 | For |
| American Century | 540,208 | 0 | 0 | 0 | For |
| JPMorgan | 532,379 | 0 | 0 | 0 | For |
| Dodge & Cox | 409,853 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 408,466 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 368,257 | 0 | 0 | 0 | For |
| Charles Schwab | 345,392 | 0 | 0 | 0 | For |
| Jackson National | 327,294 | 0 | 0 | 0 | For |
| Prudential/PGIM | 310,175 | 0 | 0 | 0 | For |
| ALPS Series Trust | 273,000 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 241,706 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,802 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 228,061 | 0 | 0 | 0 | For |
| First Trust | 204,888 | 0 | 0 | 0 | For |
| Waddell & Reed | 200,918 | 0 | 0 | 0 | For |
| TIAA | 171,162 | 0 | 0 | 0 | For |
Showing the 25 largest of 151 asset managers. See all 151 in the interactive database.
Not shown here: this season’s fund filings also report 1 item from the meeting of May 9, 2024, which belongs to the 2023-2024 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 79,975,719 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 8.95% |
| 2 | Fidelity | 4.48% |
| 3 | JANUS INVESTMENT FUND | 3.00% |
| 4 | John Hancock | 2.40% |
| 5 | BlackRock | 1.84% |
| 6 | MFS | 1.11% |
| 7 | New York Life | 0.99% |
| 8 | Principal | 0.95% |
| 9 | Virtus | 0.89% |
| 10 | Dimensional | 0.69% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Janus Henderson | 3.72% |
| 2 | Boston Partners | 3.61% |
| 3 | Fidelity | 3.48% |
| 4 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 3.26% |
| 5 | Winslow Capital Management, LLC | 2.69% |
| 6 | BlackRock | 2.60% |
| 7 | LONE PINE CAPITAL LLC | 2.16% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 1.75% |
| 9 | State Street | 1.71% |
| 10 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1.60% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| The Vanguard Group, Inc. | 8.93% | DEF14A |
| BlackRock | 5.94% | 13F |
| Dodge & Cox | 5.18% | 13G |
| FMR (Fidelity) | 3.96% | 13F |
| State Street | 2.10% | 13F |
| JPMorgan Chase | 1.63% | 13F |
| Morgan Stanley | 1.51% | 13F |
| Norges Bank | 1.15% | 13F |
| Dimensional Fund Advisors | 1.05% | 13F |
| Wellington Management | 0.82% | 13F |
Percentages above are of 79,975,719 shares outstanding, as reported by LPL FINANCIAL HOLDINGS INC. on its Form 10-Q dated May 7, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LPL FINANCIAL HOLDINGS INC.’s 10-Q dated May 7, 2025. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At LPL FINANCIAL HOLDINGS INC.'s shareholder meeting held May 22, 2025, in the 2024-2025 proxy season, 648 asset managers reported how they voted in their SEC Form N-PX filings, covering 7,413 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LPL FINANCIAL HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approve, in an advisory vote, the compensation paid to the Company's named executive officers. — the reporting funds and managers cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
LPL FINANCIAL HOLDINGS INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.