RETAIL OPPORTUNITY INVESTMENTS CORP. 2024-2025 Proxy Voting Records

Description as filed by funds: Proposal to approve the merger (the "company merger") of Montana Merger Sub Inc. with and into Retail Opportunity Investments Corp. pursuant to the terms of the Agreement and Plan of Merger, dated as of November 6, 2024, (the "merger agreement") as it may be amended from time to time, by and among Retail Opportunity Investments Corp., Retail Opportunity Investments Partnership, LP, Mountain Purchaser LLC, Montana Purchaser LLC, Big Sky Purchaser LLC, Montana Merger Sub Inc. and Montana Merger Sub II LLC, the merger agreement and the other transactions contemplated by the merger agreement, as more fully described in the Proxy Statement, which proposal we refer to as the "merger proposal,"

The 46 asset managers below reported 35,345,616 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.

Description as filed by funds: PROPOSAL TO APPROVE THE MERGER OF MONTANA MERGER SUB INC. WITH & INTO RETAIL OPPORTUNITY INVESTMENTS CORP. PURSUANT TO TERMS OF AGREEMENT & PLAN OF MERGER, DATED AS OF 11/6/2024, AS IT MAY BE AMENDED FROM TIME TO TIME, BY & AMONG RETAIL OPPORTUNITY INVESTMENTS CORP., RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP, MOUNTAIN PURCHASER LLC, MONTANA PURCHASER LLC, BIG SKY PURCHASER LLC, MONTANA MERGER SUB INC. & MONTANA MERGER SUB II LLC, THE MERGER AGREEMENT & OTHER TRANSACTIONS CONTEMPLATED BY MERGER AGREEMENT, AS MORE FULLY DESCRIBED IN PROXY STATEMENT.

The 36 asset managers below reported 22,802,034 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 36 asset managers. See all 36 in the interactive database.

The 2 asset managers below reported 219,478 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Description as filed by funds: PROPOSAL TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL.

The 77 asset managers below reported 52,561,715 for, 5,578,705 against, 6,930 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

The 2 asset managers below reported 219,478 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Description as filed by funds: Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our principal executive officer, principal financial officer, and the three other most highly compensated executive officers that is based on or otherwise related to the company merger as more fully described in the Proxy Statement,

RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Advisory Compensation Proposal”): 74,817,740 for, 34,619,067 against, per its Form 8-K filed February 7, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 68% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 77 managers: 49,573,827 for, 8,507,861 against, 65,854 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 218 managers: 27,528,550 for, 27,909,706 against, 475,554 abstained. Showing the 25 largest; see all in the interactive database.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 2 managers: 219,478 against.

Institutional-manager reports, all 4 managers: 11,070 for, 497,169 against.