Home › Companies › RETAIL OPPORTUNITY INVESTMENTS CORP. › 2023-2024
Compiled from SEC Form N-PX filings and RETAIL OPPORTUNITY INVESTMENTS CORP.’s Form 8-K, filed April 25, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of April 23, 2024: 10 items on RETAIL OPPORTUNITY INVESTMENTS CORP.’s Form 8-K, filed April 25, 2024: 10 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024 2024-2025
Explore RETAIL OPPORTUNITY INVESTMENTS CORP. in the interactive database Compare manager voting policies
These tallies are RETAIL OPPORTUNITY INVESTMENTS CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed April 25, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Richard A. Baker | 108,649,199 | -- | -- | 4,935,849 | 3,328,008 | 96% | Not verified | — |
| Elect Director: Angela K. Ho | 113,418,080 | -- | -- | 166,968 | 3,328,008 | 99.8% | Not verified | — |
| Elect Director: Michael J. Indiveri | 106,616,187 | -- | -- | 6,968,861 | 3,328,008 | 94% | Not verified | — |
| Elect Director: Zabrina M. Jenkins | 112,695,467 | -- | -- | 889,581 | 3,328,008 | 99.2% | Not verified | — |
| Elect Director: Lee S. Neibart | 111,568,510 | -- | -- | 2,016,538 | 3,328,008 | 98% | Not verified | — |
| Elect Director: Adrienne B. Pitts | 112,247,409 | -- | -- | 1,337,639 | 3,328,008 | 99% | Not verified | — |
| Elect Director: Laura H. Pomerantz | 106,544,248 | -- | -- | 7,040,800 | 3,328,008 | 94% | Not verified | — |
| Elect Director: Stuart A. Tanz | 112,279,104 | -- | -- | 1,305,944 | 3,328,008 | 99% | Not verified | — |
| Elect Director: Eric S. Zorn | 102,961,001 | -- | -- | 10,624,047 | 3,328,008 | 91% | Not verified | — |
| (ii) The voting results with respect to the ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 were as follows: | 114,717,098 | 2,158,695 | 37,263 | -- | 0 | 98% | Not verified | — |
Source: RETAIL OPPORTUNITY INVESTMENTS CORP., Form 8-K, filed with the SEC on April 25, 2024 — read the filing on EDGAR.
Each item below shows how the 279 asset managers that disclosed a RETAIL OPPORTUNITY INVESTMENTS CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of RETAIL OPPORTUNITY INVESTMENTS CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Adrienne B. Pitts
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Adrienne B. Pitts”): 112,247,409 for, 1,337,639 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 58,655,433 for, 661,300 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 0 | 0 | 653,228 | Withhold |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Angela K. Ho
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Angela K. Ho”): 113,418,080 for, 166,968 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 59,309,803 for, 6,930 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Eric S. Zorn
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Eric S. Zorn”): 102,961,001 for, 10,624,047 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 91% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 57,063,499 for, 2,219,498 withheld, 33,736 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 0 | 90 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 346,944 | 0 | 0 | 559,540 | Mixed |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 0 | 0 | 653,228 | Withhold |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 0 | 436,644 | Withhold |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 326,788 | Withhold |
| Advisors' Inner Circle Fund III | 317,239 | 0 | 0 | 378 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Laura H. Pomerantz
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Laura H. Pomerantz”): 106,544,248 for, 7,040,800 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 57,757,722 for, 1,559,011 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 0 | 90 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 1,522,215 | Withhold |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Lee S. Neibart
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Lee S. Neibart”): 111,568,510 for, 2,016,538 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 59,292,992 for, 23,741 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 0 | 90 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Michael J. Indiveri
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Michael J. Indiveri”): 106,616,187 for, 6,968,861 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 58,638,244 for, 678,489 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 0 | 90 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 0 | 0 | 653,228 | Withhold |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,239 | 0 | 0 | 378 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Richard A. Baker
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Richard A. Baker”): 108,649,199 for, 4,935,849 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 58,699,468 for, 617,265 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 0 | 90 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 0 | 395,467 | Withhold |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,239 | 0 | 0 | 378 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Stuart A. Tanz
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Stuart A. Tanz”): 112,279,104 for, 1,305,944 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 59,292,992 for, 23,741 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 0 | 90 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Zabrina M. Jenkins
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Zabrina M. Jenkins”): 112,695,467 for, 889,581 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.2% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 85 asset managers below reported 59,309,803 for, 6,930 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.9% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: Approval, on an advisory basis, of the compensation of the Company's named executive officers as described in the 2024 Proxy Statement.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 0 | 1,132,834 | 0 | 0 | Against |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 899,340 | 7,144 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 437,055 | 24,553 | 0 | 0 | Mixed |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
| DAVIS SERIES INC | 241,054 | 0 | 0 | 0 | For |
Fund voting reports, all 83 managers: 55,987,028 for, 1,393,124 against, 6,930 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Lazard | 3,613,000,000 | 0 | 0 | 0 | For |
| Checchi Capital Advisers, LLC | 143,000,000 | 0 | 0 | 0 | For |
| State Street | 6,438,579 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 6,139,735 | 0 | 0 | 0 | For |
| BlackRock | 5,723,022 | 3,358 | 0 | 0 | For |
| CENTERSQUARE INVESTMENT MANAGEMENT LLC | 5,011,158 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 3,125,214 | 0 | 0 | 0 | For |
| Nikko Asset Management Co., Ltd. | 2,794,129 | 0 | 0 | 0 | For |
| Charles Schwab | 2,157,990 | 0 | 0 | 0 | For |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 1,956,491 | 0 | 0 | 0 | For |
| Federated Hermes | 1,566,751 | 0 | 0 | 0 | For |
| CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC | 1,390,221 | 0 | 0 | 0 | For |
| JENNISON ASSOCIATES LLC | 1,332,838 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 1,178,218 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,044,616 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 986,682 | 0 | 0 | 0 | For |
| STRATEGY ASSET MANAGERS LLC | 876,179 | 0 | 0 | 0 | For |
| UBS | 687,943 | 0 | 0 | 0 | For |
| RUSH ISLAND MANAGEMENT, LP | 651,434 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 602,400 | 0 | 0 | 0 | For |
| Northern Trust | 570,285 | 0 | 0 | 0 | For |
| Invesco | 565,869 | 0 | 0 | 0 | For |
| Legal & General Investment Management Ltd | 0 | 526,305 | 0 | 0 | Against |
| Lighthouse Investment Partners, LLC | 470,000 | 0 | 0 | 0 | For |
| Asset Management One Co., Ltd. | 462,542 | 0 | 0 | 0 | For |
Institutional-manager reports, all 216 managers: 3,811,065,328 for, 1,373,619 against, 151,585 abstained, 8,728 not voted. Showing the 25 largest; see all in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ended December 31, 2024.
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“(ii) The voting results with respect to the ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 were as follows”): 114,717,098 for, 2,158,695 against, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 59,279,414 for, 57,602 against, 6,930 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 90 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,239 | 378 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | Vanguard | 19,485,214 |
| 2 | BlackRock | 15,400,428 |
| 3 | Fidelity | 3,136,981 |
| 4 | State Street | 2,495,731 |
| 5 | Charles Schwab | 2,115,555 |
| 6 | Apollo Diversified Real Estate Fund | 1,617,040 |
| 7 | Dimensional | 1,522,215 |
| 8 | JPMorgan | 1,132,834 |
| 9 | Principal | 1,078,868 |
| 10 | Prudential/PGIM | 906,484 |
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | Lazard | 3,613,000,000 |
| 2 | Checchi Capital Advisers, LLC | 143,000,000 |
| 3 | State Street | 6,438,579 |
| 4 | PRINCIPAL GLOBAL INVESTORS | 6,139,735 |
| 5 | BlackRock | 5,726,380 |
| 6 | CENTERSQUARE INVESTMENT MANAGEMENT LLC | 5,011,158 |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 3,125,214 |
| 8 | Nikko Asset Management Co., Ltd. | 2,794,129 |
| 9 | Charles Schwab | 2,157,990 |
| 10 | SCHRODER INVESTMENT MANAGEMENT GROUP | 1,956,491 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to RETAIL OPPORTUNITY INVESTMENTS CORP. for the 2023-2024 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At RETAIL OPPORTUNITY INVESTMENTS CORP.'s shareholder meeting held April 23, 2024, in the 2023-2024 proxy season, 279 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,278 separate fund positions. Their filings are grouped here into 11 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. RETAIL OPPORTUNITY INVESTMENTS CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approval, on an advisory basis, of the compensation of the Company's named executive officers… — the reporting funds and managers cast 99.9% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
RETAIL OPPORTUNITY INVESTMENTS CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025.
Download data (CSV): ballot items · votes by manager · column guide.