PIPER SANDLER COMPANIES 2024-2025 Proxy Voting Records

Description as filed by funds: Election of Directors: Ann C. Gallo

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Ann C. Gallo”): 14,153,479 for, 20,994 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,474,232 for, 0 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Brian R. Sterling

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Brian R. Sterling”): 13,964,029 for, 210,704 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,474,035 for, 587 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Chad R. Abraham

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Chad R. Abraham”): 13,677,537 for, 492,241 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,464,897 for, 9,725 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Jonathan J. Doyle

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Jonathan J. Doyle”): 13,772,342 for, 402,519 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,381,849 for, 92,773 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Philip E. Soran

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Philip E. Soran”): 13,854,793 for, 319,690 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,462,911 for, 11,711 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Robbin Mitchell

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Robbin Mitchell”): 14,061,396 for, 108,962 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,473,796 for, 826 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Scott C. Taylor

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Scott C. Taylor”): 13,948,634 for, 226,150 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,472,926 for, 1,187 against, 6,904 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Sherry M. Smith

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Sherry M. Smith”): 14,153,404 for, 21,170 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,474,622 for, 0 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Thomas S. Schreier

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Thomas S. Schreier”): 14,049,197 for, 125,282 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,472,026 for, 2,596 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: Election of Directors: Victoria M. Holt

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Victoria M. Holt”): 13,759,909 for, 414,036 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, Ann C. Gallo, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of …”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 95 asset managers below reported 8,121,686 for, 352,936 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

Description as filed by funds: An advisory (non-binding) vote to approve the compensation of the officers disclosed in the enclosed proxy statement, or say-on-pay vote.

PIPER SANDLER COMPANIES’s own tally for this item (“Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote”): 13,942,109 for, 219,079 against, per its Form 8-K filed May 22, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of PIPER SANDLER COMPANIES’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (10 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 94 managers: 8,441,078 for, 2,628 against, 6,395 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 322 managers: 6,850,958 for, 160,509 against, 116 abstained, 1,465 not voted. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

PIPER SANDLER COMPANIES’s own tally for this item (“Ratify the selection of Ernst & Young LLP as the independent auditor for 2025”): 14,842,785 for, 338,699 against — passed, per its Form 8-K filed May 22, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “At the Annual Meeting, the Company's shareholders also approved the proposal to ratify the selection of Ernst & Young LLP as the independent auditor for the Company's fiscal year ending December 31, 2025.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 96 asset managers below reported 8,458,539 for, 16,868 against, 6,395 abstained, 12,238 not voted.

Showing the 25 largest of 96 asset managers. See all 96 in the interactive database.