PIPER SANDLER COMPANIES 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors: Chad R. Abraham

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Chad R. Abraham”): 13,470,990 for, 367,140 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,842,313 for, 9,143 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Jonathan J. Doyle

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Jonathan J. Doyle”): 13,547,428 for, 286,914 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,765,001 for, 86,455 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: William R. Fitzgerald

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: William R. Fitzgerald”): 13,644,562 for, 189,555 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,844,044 for, 7,412 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Victoria M. Holt

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Victoria M. Holt”): 13,272,683 for, 561,808 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,430,558 for, 420,898 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Robbin Mitchell

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Robbin Mitchell”): 13,226,629 for, 607,681 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,430,504 for, 420,952 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Thomas S. Schreier

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Thomas S. Schreier”): 13,545,694 for, 288,340 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,849,671 for, 1,785 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Sherry M. Smith

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Sherry M. Smith”): 13,746,901 for, 87,344 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,851,456 for, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Philip E. Soran

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Philip E. Soran”): 13,505,389 for, 328,575 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,843,248 for, 8,208 against, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Brian R. Sterling

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Brian R. Sterling”): 13,704,968 for, 129,201 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,851,456 for, 830 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: Election of Directors: Scott C. Taylor

PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Scott C. Taylor”): 13,664,779 for, 169,092 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “(b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual me…”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,851,058 for, 1,228 abstained, 11,697 not voted.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Description as filed by funds: An advisory (non-binding) vote to approve the compensation of the officers disclosed in the enclosed proxy statement, or say-on-pay vote.

PIPER SANDLER COMPANIES’s own tally for this item (“Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote”): 13,591,127 for, 238,850 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of PIPER SANDLER COMPANIES’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” (5 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 86 managers: 7,845,988 for, 3,730 against, 830 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 285 managers: 6,191,226 for, 212,422 against, 197 abstained. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

PIPER SANDLER COMPANIES’s own tally for this item (“Ratify the selection of Ernst & Young LLP as the independent auditor for 2024”): 14,379,199 for, 362,633 against — passed, per its Form 8-K filed May 28, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “At the Annual Meeting, the Company's shareholders also approved the proposal to ratify the selection of Ernst & Young LLP as the independent auditor for the Company's fiscal year ending December 31, 2024.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 7,835,569 for, 14,175 against, 830 abstained.

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.