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Compiled from SEC Form N-PX filings and Penumbra, Inc.’s Form 8-K, filed June 22, 2026 (Item 5.07 on EDGAR). Page generated November 1, 2026.
Meeting of June 18, 2026: 5 items on Penumbra, Inc.’s Form 8-K, filed June 22, 2026: 3 elected · 2 approved.
Meeting of May 6, 2026: 3 items on Penumbra, Inc.’s Form 8-K, filed May 7, 2026: 3 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore Penumbra, Inc. in the interactive database Compare manager voting policies
These tallies are Penumbra, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 22, 2026 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX. Penumbra, Inc. reported 2 meetings in this season; each is tabulated separately below, with its own filing.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Arani Bose, M.D. | 21,137,932 | -- | -- | 3,772,459 | 4,350,292 | 85% | Elected | — |
| Elect Director: Bridget O'Rourke | 23,790,926 | -- | -- | 1,119,465 | 4,350,292 | 96% | Elected | — |
| Elect Director: Surbhi Sarna | 24,232,264 | -- | -- | 678,127 | 4,350,292 | 97% | Elected | — |
| 2. Ratification of Selection of Independent Registered Public Accounting Firm. The selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Penumbra for the fiscal year ending December 31, 2026 | 29,208,244 | 42,529 | 9,910 | -- | -- | 99.8% | Approved | — |
| 3. Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers. The compensation of the Company's named executive officers | 24,113,038 | 762,612 | 34,741 | -- | 4,350,292 | 97% | Approved | — |
Source: Penumbra, Inc., Form 8-K, filed with the SEC on June 22, 2026 — read the filing on EDGAR.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| 1. Merger Proposal. A proposal to adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated January 14, 2026, by and among the Company, Boston Scientific Corporation, a Delaware corporation ("Parent"), and Pinehurst Merger Sub, Inc., a Delaware co | 28,564,786 | 85,334 | 15,813 | -- | -- | 99.7% | Approved | — |
| 2. Advisory Compensation Proposal. A proposal to approve, on a non-binding, advisory basis, the compensation that the Company's named executive officers will or may be eligible to receive in connection with the Merger | 27,811,605 | 765,399 | 88,929 | -- | -- | 97% | Approved | — |
| 3. Adjournment Proposal. A proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there were not sufficient votes to approve the Merger Proposal | 27,309,440 | 1,295,803 | 60,690 | -- | -- | 95% | Approved | — |
Source: Penumbra, Inc., Form 8-K, filed with the SEC on May 7, 2026 — read the filing on EDGAR.
Each item below shows how the 479 asset managers that disclosed a Penumbra, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Penumbra, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held June 18, 2026.
Combines 9 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
Description as filed by funds: To elect the nominees for Class II director to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Arani Bose, M.D.
Penumbra, Inc.’s own tally for this item (“Elect Director: Arani Bose, M.D.”): 21,137,932 for, 3,772,459 withheld, per its Form 8-K filed June 22, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following nominees were elected to serve as Class II directors until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified, or, if sooner, until the director's death, resignation or removal, based on the following results of votin…”
Support: 85% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 103 asset managers below reported 7,769,875 for, 72,089 withheld, 2,119,069 abstained, 47 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,374,613 | 0 | 18 | 0 | For |
| BlackRock | 0 | 0 | 2,102,930 | 0 | Abstain |
| Fidelity | 1,006,185 | 0 | 0 | 18,326 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,010 | 0 | 0 | 14 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 148,789 | 0 | 7,211 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 68,728 | 0 | 0 | 0 | For |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 41,888 | 0 | 0 | 13,547 | Mixed |
| First Trust | 45,803 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
Meeting held June 18, 2026.
Combines 9 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: To elect the nominees for Class II director to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Bridget O'Rourke
Penumbra, Inc.’s own tally for this item (“Elect Director: Bridget O'Rourke”): 23,790,926 for, 1,119,465 withheld, per its Form 8-K filed June 22, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following nominees were elected to serve as Class II directors until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified, or, if sooner, until the director's death, resignation or removal, based on the following results of votin…”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 103 asset managers below reported 9,843,674 for, 117,354 withheld, 5 abstained, 47 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,371,914 | 0 | 5 | 2,712 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,024 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 68,728 | Withhold |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,435 | 0 | 0 | 0 | For |
| First Trust | 45,803 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
Meeting held June 18, 2026.
Combines 9 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect the nominees for Class II director to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Surbhi Sarna
Penumbra, Inc.’s own tally for this item (“Elect Director: Surbhi Sarna”): 24,232,264 for, 678,127 withheld, per its Form 8-K filed June 22, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “The following nominees were elected to serve as Class II directors until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified, or, if sooner, until the director's death, resignation or removal, based on the following results of votin…”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 103 asset managers below reported 9,843,676 for, 117,354 withheld, 3 abstained, 47 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,371,916 | 0 | 3 | 2,712 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,024 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 68,728 | Withhold |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,435 | 0 | 0 | 0 | For |
| First Trust | 45,803 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.
Meeting held May 6, 2026.
Combines 4 wordings of this item as funds reported it.
99.7% Approved · of votes cast
Description as filed by funds: To approve and adopt the Merger Agreement;
Penumbra, Inc.’s own tally for this item (“1. Merger Proposal. A proposal to adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated January 14, 2026, by and among the Company, Boston Scientific Corporation, a Delaware corporation ("Parent"), and P”): 28,564,786 for, 85,334 against — passed, per its Form 8-K filed May 7, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “A proposal to adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated January 14, 2026, by and among the Company, Boston Scientific Corporation, a Delaware corporation ("Parent"), and Pinehurst Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger …”
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 107 asset managers below reported 10,409,181 for, 10,851 abstained, 33 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,366,429 | 0 | 0 | 0 | For |
| BlackRock | 2,069,460 | 0 | 0 | 0 | For |
| Fidelity | 1,222,576 | 0 | 0 | 0 | For |
| Invesco | 491,485 | 0 | 0 | 0 | For |
| Capital Group | 450,075 | 0 | 0 | 0 | For |
| Charles Schwab | 318,078 | 0 | 0 | 0 | For |
| State Street | 288,316 | 0 | 0 | 0 | For |
| JPMorgan | 253,023 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 157,754 | 0 | 0 | 0 | For |
| Jackson National | 123,309 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,012 | 0 | 0 | 0 | For |
| Dimensional | 103,662 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 99,890 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 73,736 | 0 | 0 | 0 | For |
| First Trust | 73,484 | 0 | 0 | 0 | For |
| American Century | 69,764 | 0 | 0 | 0 | For |
| TIAA | 68,368 | 0 | 0 | 0 | For |
| Allspring | 66,632 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 65,035 | 0 | 0 | 0 | For |
| MERGER FUND | 62,650 | 0 | 0 | 0 | For |
| Victory Capital | 59,381 | 0 | 0 | 0 | For |
| Equitable | 55,700 | 0 | 0 | 0 | For |
| Thrivent | 53,415 | 0 | 0 | 0 | For |
| John Hancock | 42,289 | 0 | 0 | 0 | For |
Showing the 25 largest of 107 asset managers. See all 107 in the interactive database.
Meeting held May 6, 2026.
100% of fund votes cast · no official result
The 4 asset managers below reported 27,634 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 18,206 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,928 | 0 | 0 | 0 | For |
| AMERICAN PENSION INVESTORS TRUST | 3,000 | 0 | 0 | 0 | For |
| WILLIAMSBURG INVESTMENT TRUST | 1,500 | 0 | 0 | 0 | For |
Meeting held May 6, 2026.
Combines 5 wordings of this item as funds reported it.
95% Approved · of votes cast
Description as filed by funds: TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO SUCH ADJOURNMENT OR POSTPONEMENT, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER PROPOSAL OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO PENUMBRA STOCKHOLDERS.
Penumbra, Inc.’s own tally for this item (“3. Adjournment Proposal. A proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there were not suffici”): 27,309,440 for, 1,295,803 against — passed, per its Form 8-K filed May 7, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “A proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there were not sufficient votes to approve the Merger Proposal or to ensure that any supplement or amendment to the Proxy Stat…”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 109 asset managers below reported 10,119,530 for, 306,588 against, 17,047 abstained, 33 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,366,425 | 4 | 0 | 0 | For |
| BlackRock | 2,069,460 | 0 | 0 | 0 | For |
| Fidelity | 1,222,576 | 0 | 0 | 0 | For |
| Invesco | 491,485 | 0 | 0 | 0 | For |
| Capital Group | 450,075 | 0 | 0 | 0 | For |
| Charles Schwab | 318,078 | 0 | 0 | 0 | For |
| State Street | 8,654 | 279,662 | 0 | 0 | Against |
| JPMorgan | 253,023 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 157,754 | 0 | 0 | 0 | For |
| Jackson National | 123,309 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,012 | 0 | 0 | 0 | For |
| Dimensional | 103,662 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 99,890 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 73,736 | 0 | 0 | 0 | For |
| First Trust | 73,484 | 0 | 0 | 0 | For |
| American Century | 69,764 | 0 | 0 | 0 | For |
| TIAA | 68,368 | 0 | 0 | 0 | For |
| Allspring | 66,632 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 65,035 | 0 | 0 | 0 | For |
| MERGER FUND | 62,650 | 0 | 0 | 0 | For |
| Victory Capital | 59,381 | 0 | 0 | 0 | For |
| Equitable | 55,700 | 0 | 0 | 0 | For |
| Thrivent | 53,415 | 0 | 0 | 0 | For |
| John Hancock | 42,289 | 0 | 0 | 0 | For |
Showing the 25 largest of 109 asset managers. See all 109 in the interactive database.
Meeting held May 6, 2026.
95% Approved · of votes cast
Description as filed by funds: Approve Motion to Adjourn Meeting
Penumbra, Inc.’s own tally for this item (“3. Adjournment Proposal. A proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there were not suffici”): 27,309,440 for, 1,295,803 against — passed, per its Form 8-K filed May 7, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “A proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there were not sufficient votes to approve the Merger Proposal or to ensure that any supplement or amendment to the Proxy Stat…”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 2 asset managers below reported 4,500 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| AMERICAN PENSION INVESTORS TRUST | 3,000 | 0 | 0 | 0 | For |
| WILLIAMSBURG INVESTMENT TRUST | 1,500 | 0 | 0 | 0 | For |
Meeting held June 18, 2026.
Combines 11 wordings of this item as funds reported it.
97% Approved · of votes cast
Description as filed by funds: To approve, on an advisory basis, the compensation of Penumbra, Inc.'s named executive officers as disclosed in the proxy statement.
Penumbra, Inc.’s own tally for this item (“3. Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers. The compensation of the Company's named executive officers”): 24,113,038 for, 762,612 against — passed, per its Form 8-K filed June 22, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The compensation of the Company's named executive officers was approved, on an advisory basis, based on the following results of voting:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,374,628 | 3 | 0 | 0 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 290,897 | 127 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 68,728 | 0 | 0 | 0 | For |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,835 | 0 | 0 | 0 | For |
| First Trust | 45,803 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 28,464 | 0 | 0 | Against |
Fund voting reports, all 102 managers: 9,926,368 for, 51,370 against, 6,146 abstained, 47 not voted. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,360,064 | 6,811 | 86 | 0 | For |
| State Street | 1,103,781 | 289 | 0 | 0 | For |
| HBK INVESTMENTS L P | 967,025 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 795,137 | 0 | 0 | 0 | For |
| Invesco | 530,339 | 0 | 0 | 0 | For |
| Capital Group | 454,069 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 419,049 | 14,934 | 0 | 0 | For |
| Fidelity | 396,647 | 0 | 0 | 0 | For |
| WHITEBOX ADVISORS LLC | 395,034 | 0 | 0 | 0 | For |
| Charles Schwab | 323,527 | 0 | 0 | 0 | For |
| Vanguard | 309,734 | 0 | 0 | 0 | For |
| CONGRESS ASSET MANAGEMENT CO | 289,355 | 0 | 0 | 0 | For |
| Northern Trust | 280,774 | 3,187 | 0 | 0 | For |
| Janus Henderson | 270,946 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 265,254 | 0 | 0 | 0 | For |
| BALYASNY ASSET MANAGEMENT L.P. | 251,177 | 0 | 0 | 0 | For |
| Amundi | 0 | 242,583 | 0 | 0 | Against |
| CAXTON ASSOCIATES LLP | 209,884 | 0 | 0 | 0 | For |
| AQR | 180,902 | 0 | 0 | 0 | For |
| Neuberger Berman | 164,804 | 0 | 0 | 0 | For |
| Woodline Partners LP | 164,209 | 0 | 0 | 0 | For |
| AllianceBernstein | 163,349 | 0 | 0 | 0 | For |
| DE Shaw | 155,425 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 155,000 | 0 | 0 | 0 | For |
| Citadel | 136,999 | 0 | 0 | 0 | For |
Institutional-manager reports, all 387 managers: 13,846,978 for, 627,429 against, 23,058 abstained, 36,246 not voted. Showing the 25 largest; see all in the interactive database.
Meeting held May 6, 2026.
Combines 12 wordings of this item as funds reported it.
97% Approved · of votes cast
Description as filed by funds: To approve, on a non-binding, advisory basis, the compensation that Penumbra's named executive officers will or may be eligible to receive in connection with the Merger; and
Penumbra, Inc.’s own tally for this item (“2. Advisory Compensation Proposal. A proposal to approve, on a non-binding, advisory basis, the compensation that the Company's named executive officers will or may be eligible to receive in connection with the Merger”): 27,811,605 for, 765,399 against — passed, per its Form 8-K filed May 7, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “A proposal to approve, on a non-binding, advisory basis, the compensation that the Company's named executive officers will or may be eligible to receive in connection with the Merger, was approved based on the following results of voting:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,361,968 | 4,461 | 0 | 0 | For |
| BlackRock | 2,069,460 | 0 | 0 | 0 | For |
| Fidelity | 1,222,576 | 0 | 0 | 0 | For |
| Invesco | 491,485 | 0 | 0 | 0 | For |
| Capital Group | 450,075 | 0 | 0 | 0 | For |
| Charles Schwab | 318,078 | 0 | 0 | 0 | For |
| State Street | 287,852 | 464 | 0 | 0 | For |
| JPMorgan | 253,023 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 157,754 | 0 | 0 | 0 | For |
| Jackson National | 123,309 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,012 | 0 | 0 | 0 | For |
| Dimensional | 103,662 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 99,890 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 73,736 | 0 | 0 | 0 | For |
| First Trust | 73,484 | 0 | 0 | 0 | For |
| American Century | 0 | 69,764 | 0 | 0 | Against |
| TIAA | 0 | 68,368 | 0 | 0 | Against |
| Allspring | 66,632 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 65,035 | 0 | 0 | 0 | For |
| MERGER FUND | 62,650 | 0 | 0 | 0 | For |
| Victory Capital | 59,381 | 0 | 0 | 0 | For |
| Equitable | 13,812 | 41,888 | 0 | 0 | Mixed |
| Thrivent | 53,415 | 0 | 0 | 0 | For |
| John Hancock | 42,289 | 0 | 0 | 0 | For |
Fund voting reports, all 109 managers: 10,216,445 for, 214,035 against, 17,047 abstained, 33 not voted. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,373,783 | 0 | 86 | 0 | For |
| State Street | 1,102,074 | 1,952 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 793,012 | 0 | 0 | 0 | For |
| Fidelity | 607,084 | 307 | 0 | 0 | For |
| Invesco | 515,243 | 0 | 0 | 0 | For |
| Capital Group | 451,032 | 0 | 0 | 0 | For |
| WHITEBOX ADVISORS LLC | 382,034 | 0 | 0 | 0 | For |
| Janus Henderson | 321,917 | 0 | 0 | 0 | For |
| Charles Schwab | 320,675 | 0 | 0 | 0 | For |
| Amundi | 318,053 | 0 | 0 | 0 | For |
| Vanguard | 308,895 | 0 | 0 | 0 | For |
| CONGRESS ASSET MANAGEMENT CO | 283,731 | 3,166 | 0 | 0 | For |
| Northern Trust | 284,160 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 276,043 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 261,821 | 0 | 0 | 0 | For |
| BALYASNY ASSET MANAGEMENT L.P. | 243,084 | 0 | 0 | 0 | For |
| Woodline Partners LP | 240,647 | 0 | 0 | 0 | For |
| Goldman Sachs | 226,617 | 0 | 0 | 0 | For |
| Hudson Bay Capital Management LP | 211,818 | 0 | 0 | 0 | For |
| SOROS FUND MANAGEMENT LLC | 182,265 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 175,523 | 0 | 0 | Against |
| GLAZER CAPITAL, LLC | 172,636 | 0 | 0 | 0 | For |
| CAXTON ASSOCIATES LLP | 156,047 | 0 | 0 | 0 | For |
| AQR | 149,071 | 0 | 0 | 0 | For |
| Magnetar Financial LLC | 148,236 | 0 | 0 | 0 | For |
Institutional-manager reports, all 364 managers: 13,687,669 for, 571,821 against, 31,028 abstained, 1,032 not voted. Showing the 25 largest; see all in the interactive database.
Meeting held May 6, 2026.
100% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 18,206 | 0 | 0 | 0 | For |
| AGF Investments Trust | 4,928 | 0 | 0 | 0 | For |
Fund voting reports, all 2 managers: 23,134 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| HBK INVESTMENTS L P | 840,671 | 0 | 0 | 0 | For |
| Birnam Oak Advisors, LP | 47,705 | 0 | 0 | 0 | For |
| Wilshire Advisors LLC | 4,862 | 0 | 0 | 0 | For |
| BlackRock | 4,633 | 0 | 0 | 0 | For |
| Coyle Financial Counsel LLC | 2 | 0 | 0 | 0 | For |
Institutional-manager reports, all 5 managers: 897,873 for.
Meeting held June 18, 2026.
Combines 6 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2026; and
Penumbra, Inc.’s own tally for this item (“2. Ratification of Selection of Independent Registered Public Accounting Firm. The selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Penumbra for the fiscal year ending Dece”): 29,208,244 for, 42,529 against — passed, per its Form 8-K filed June 22, 2026 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Penumbra for the fiscal year ending December 31, 2026 was ratified based on the following results of voting:”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of Penumbra, Inc.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Ratify Appointment of Independent Auditors” (3 managers, 4,503 for).
The 101 asset managers below reported 9,952,284 for, 6,146 abstained, 47 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,374,631 | 0 | 0 | 0 | For |
| BlackRock | 2,102,930 | 0 | 0 | 0 | For |
| Fidelity | 1,024,511 | 0 | 0 | 0 | For |
| Invesco | 506,473 | 0 | 0 | 0 | For |
| Capital Group | 453,112 | 0 | 0 | 0 | For |
| Charles Schwab | 320,831 | 0 | 0 | 0 | For |
| State Street | 291,024 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund II | 180,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 156,000 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 113,579 | 0 | 0 | 0 | For |
| JPMorgan | 102,774 | 0 | 0 | 0 | For |
| Dimensional | 101,561 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 101,157 | 0 | 0 | 0 | For |
| Jackson National | 87,126 | 0 | 0 | 0 | For |
| American Century | 69,681 | 0 | 0 | 0 | For |
| TIAA | 68,728 | 0 | 0 | 0 | For |
| MERGER FUND | 67,576 | 0 | 0 | 0 | For |
| Calamos | 67,019 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 61,938 | 0 | 0 | 0 | For |
| Equitable | 55,835 | 0 | 0 | 0 | For |
| First Trust | 45,803 | 0 | 0 | 0 | For |
| John Hancock | 40,807 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,265 | 0 | 0 | 0 | For |
| Thrivent | 35,623 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 28,464 | 0 | 0 | 0 | For |
Showing the 25 largest of 101 asset managers. See all 101 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 39,331,425 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 8.56% |
| 2 | BlackRock | 5.26% |
| 3 | Fidelity | 3.11% |
| 4 | Invesco | 1.25% |
| 5 | Capital Group | 1.14% |
| 6 | Charles Schwab | 0.81% |
| 7 | State Street | 0.73% |
| 8 | JPMorgan | 0.64% |
| 9 | Advisors' Inner Circle Fund II | 0.46% |
| 10 | Bridge Builder Trust | 0.40% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 3.48% |
| 2 | State Street | 2.81% |
| 3 | HBK INVESTMENTS L P | 2.46% |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 2.02% |
| 5 | Invesco | 1.35% |
| 6 | Capital Group | 1.15% |
| 7 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 1.10% |
| 8 | Fidelity | 1.01% |
| 9 | WHITEBOX ADVISORS LLC | 1.00% |
| 10 | Charles Schwab | 0.82% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 11.01% | 13F |
| Vanguard Group | 9.59% | 13F |
| Barclays PLC | 5.95% | 13G |
| State Street | 3.01% | 13F |
| Adam Elsesser | 1.93% | DEF14A |
| Goldman Sachs | 1.83% | 13F |
| Invesco | 1.37% | 13F |
| Morgan Stanley | 1.34% | 13F |
| FMR (Fidelity) | 1.26% | 13F |
| JPMorgan Chase | 1.02% | 13F |
Percentages above are of 39,331,425 shares outstanding, as reported by Penumbra, Inc. on its Form 10-Q dated April 22, 2026 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Penumbra, Inc.’s 10-Q dated April 22, 2026. This page is a static snapshot rebuilt weekly on November 1, 2026; a live search always shows the current data.
At Penumbra, Inc.'s 2 shareholder meetings in the 2025-2026 proxy season (held May 6, 2026 and June 18, 2026), 479 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,510 separate fund positions. Their filings are grouped here into 11 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item of the season, voted at the meeting held June 18, 2026 — To approve, on an advisory basis, the compensation of Penumbra, Inc.'s named executive officers… — Penumbra, Inc.'s filing reports the proposal as approved, with 97% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: Penumbra, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 22, 2026.
Penumbra, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).
Download data (CSV): ballot items · votes by manager · column guide.