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Compiled from SEC Form N-PX filings and NewtekOne, Inc.’s Form 8-K, filed June 15, 2026 (Item 5.07 on EDGAR). Page generated November 1, 2026.
Meeting of June 12, 2026: 4 items on NewtekOne, Inc.’s Form 8-K, filed June 15, 2026: 4 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore NewtekOne, Inc. in the interactive database Compare manager voting policies
These tallies are NewtekOne, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 15, 2026 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Richard Salute | 14,023,627 | -- | -- | 3,048,829 | -- | 82% | Not verified | — |
| Elect Director: Craig "CJ" Brunet | 16,547,173 | -- | -- | 525,283 | -- | 97% | Not verified | — |
| Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026: | 21,574,480 | 1,584,995 | 78,990 | -- | -- | 93% | Not verified | — |
| Proposal III: To approve, on an advisory basis, the compensation of the Company's named executive officers: | 15,032,457 | 1,824,592 | 215,407 | -- | -- | 89% | Not verified | — |
This meeting is also recorded here as June 15, 2026; both records come from the same filing, so the date should be checked against it.
Source: NewtekOne, Inc., Form 8-K, filed with the SEC on June 15, 2026 — read the filing on EDGAR.
Each item below shows how the 156 asset managers that disclosed a NewtekOne, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 5 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Richard Salute
NewtekOne, Inc.’s own tally for this item (“Elect Director: Richard Salute”): 14,023,627 for, 3,048,829 withheld, per its Form 8-K filed June 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 82% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 3,362,070 for, 754,648 withheld, 987,742 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,336,192 | 0 | 9 | 1,096 | For |
| BlackRock | 0 | 0 | 942,124 | 0 | Abstain |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 0 | 0 | 0 | 236,121 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 210,299 | Withhold |
| TIAA | 0 | 0 | 0 | 125,355 | Withhold |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 13,370 | 0 | 0 | 41,810 | Mixed |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 0 | 43,117 | Withhold |
| RBB FUND, INC. | 0 | 0 | 0 | 42,471 | Withhold |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 34,145 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 0 | 16,100 | Withhold |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 11,464 | 0 | Abstain |
| Global X | 0 | 0 | 0 | 10,672 | Withhold |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 0 | 9,705 | Withhold |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 5 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Craig Brunet
NewtekOne, Inc.’s own tally for this item (“Elect Director: Craig "CJ" Brunet”): 16,547,173 for, 525,283 withheld, per its Form 8-K filed June 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 4,934,707 for, 169,751 withheld, 2 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,337,295 | 0 | 2 | 0 | For |
| BlackRock | 942,124 | 0 | 0 | 0 | For |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 236,121 | 0 | 0 | 0 | For |
| Charles Schwab | 210,299 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 125,355 | Withhold |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 55,180 | 0 | 0 | 0 | For |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 43,117 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 0 | 42,471 | Withhold |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 34,145 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,100 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,464 | 0 | 0 | 0 | For |
| Global X | 10,672 | 0 | 0 | 0 | For |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 9,705 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 3 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: To approve, on an advisory basis, the compensation of our named executive officers.
NewtekOne, Inc.’s own tally for this item (“Proposal III: To approve, on an advisory basis, the compensation of the Company's named executive officers:”): 15,032,457 for, 1,824,592 against, per its Form 8-K filed June 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,337,290 | 6 | 1 | 0 | For |
| BlackRock | 942,124 | 0 | 0 | 0 | For |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 236,121 | 0 | 0 | 0 | For |
| Charles Schwab | 210,299 | 0 | 0 | 0 | For |
| TIAA | 125,355 | 0 | 0 | 0 | For |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 55,180 | 0 | 0 | 0 | For |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 43,117 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 42,471 | 0 | 0 | 0 | For |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 34,145 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,100 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,464 | 0 | 0 | 0 | For |
| Global X | 10,672 | 0 | 0 | 0 | For |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 9,705 | 0 | 0 | 0 | For |
Fund voting reports, all 44 managers: 5,100,776 for, 6 against, 1 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 1,057,792 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 621,451 | 0 | 0 | 0 | For |
| BlackRock | 571,836 | 0 | 0 | 0 | For |
| Goldman Sachs | 367,524 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 271,160 | 0 | 0 | 0 | For |
| Putnam | 236,203 | 0 | 0 | 0 | For |
| Vanguard | 213,942 | 0 | 0 | 0 | For |
| Charles Schwab | 211,848 | 0 | 0 | 0 | For |
| AQR | 205,876 | 0 | 0 | 0 | For |
| Nuveen | 133,228 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 124,944 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 123,653 | 0 | 0 | 0 | For |
| Two Sigma | 115,820 | 0 | 0 | 0 | For |
| Northern Trust | 100,898 | 0 | 0 | 0 | For |
| Boston Partners | 81,292 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 73,978 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 65,300 | 0 | 0 | 0 | For |
| SEGALL BRYANT & HAMILL, LLC | 63,433 | 0 | 0 | 0 | For |
| Huber Capital Management LLC | 63,206 | 0 | 0 | 0 | For |
| American Century | 55,236 | 0 | 0 | 0 | For |
| AVENIR CORP | 0 | 0 | 0 | 40,800 | Withhold |
| Man Group plc | 32,628 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 29,700 | 0 | 0 | 0 | For |
| 1620 INVESTMENT ADVISORS, INC. | 24,288 | 0 | 0 | 0 | For |
| AllianceBernstein | 23,170 | 0 | 0 | 0 | For |
Institutional-manager reports, all 125 managers: 5,155,948 for, 5,513 against, 40,800 withheld. Showing the 25 largest; see all in the interactive database.
93% Majority: yes · of votes cast
Description as filed by funds: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ending December 31, 2026.
NewtekOne, Inc.’s own tally for this item (“Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026:”): 21,574,480 for, 1,584,995 against, per its Form 8-K filed June 15, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 46 asset managers below reported 5,104,408 for, 2,378 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,335,054 | 2,243 | 0 | 0 | For |
| BlackRock | 942,124 | 0 | 0 | 0 | For |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 236,121 | 0 | 0 | 0 | For |
| Charles Schwab | 210,299 | 0 | 0 | 0 | For |
| TIAA | 125,355 | 0 | 0 | 0 | For |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 55,180 | 0 | 0 | 0 | For |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 43,117 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 42,471 | 0 | 0 | 0 | For |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 34,145 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,100 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,464 | 0 | 0 | 0 | For |
| Global X | 10,672 | 0 | 0 | 0 | For |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 9,705 | 0 | 0 | 0 | For |
Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 28,858,921 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 4.63% |
| 2 | BlackRock | 3.26% |
| 3 | T. Rowe Price | 2.76% |
| 4 | Fidelity | 1.83% |
| 5 | Royce | 1.17% |
| 6 | Putnam | 0.82% |
| 7 | Charles Schwab | 0.73% |
| 8 | TIAA | 0.43% |
| 9 | WisdomTree | 0.28% |
| 10 | Equitable | 0.19% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | T. Rowe Price | 3.67% |
| 2 | GEODE CAPITAL MANAGEMENT, LLC | 2.15% |
| 3 | BlackRock | 1.98% |
| 4 | Goldman Sachs | 1.27% |
| 5 | MARSHALL WACE, LLP | 0.94% |
| 6 | Putnam | 0.82% |
| 7 | Vanguard | 0.74% |
| 8 | Charles Schwab | 0.73% |
| 9 | AQR | 0.71% |
| 10 | Nuveen | 0.46% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Patriot Financial Group (1 ) | 8.00% | DEF14A |
| BlackRock | 7.61% | 13F |
| Vanguard Group | 5.25% | 13F |
| Barry Sloane, CEO and President | 4.71% | DEF14A |
| T. Rowe Price | 3.20% | 13F |
| Goldman Sachs | 2.30% | 13F |
| Geode Capital | 2.28% | 13F |
| AQR Capital | 1.96% | 13F |
| State Street | 1.79% | 13F |
| Franklin Templeton | 0.88% | 13F |
Percentages above are of 28,858,921 shares outstanding, as reported by NewtekOne, Inc. on its Form 10-Q dated May 7, 2026 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from NewtekOne, Inc.’s 10-Q dated May 7, 2026. This page is a static snapshot rebuilt weekly on November 1, 2026; a live search always shows the current data.
At NewtekOne, Inc.'s shareholder meeting held June 12, 2026, in the 2025-2026 proxy season, 156 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 630 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers. — FOR was 89% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NewtekOne, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 15, 2026.
NewtekOne, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).
Download data (CSV): ballot items · votes by manager · column guide.