Home › Companies › NEWTEKONE INC. › 2023-2024
Compiled from SEC Form N-PX filings and NEWTEKONE INC.’s Form 8-K, filed June 18, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of June 14, 2024: 5 items on NEWTEKONE INC.’s Form 8-K, filed June 18, 2024: 5 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore NEWTEKONE INC. in the interactive database Compare manager voting policies
These tallies are NEWTEKONE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 18, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Barry Sloane | 14,353,168 | -- | -- | 340,092 | -- | 98% | Not verified | — |
| Elect Director: Peter Downs | 14,045,324 | -- | -- | 647,936 | -- | 96% | Not verified | — |
| Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2024: | 19,399,562 | 1,018,534 | 135,095 | -- | -- | 95% | Not verified | — |
| Proposal III: An advisory vote on the compensation of the Company's named executive officers: | 13,060,134 | 1,384,677 | 248,449 | -- | -- | 90% | Not verified | — |
| Proposal IV: Approval of an amendment to the Company's Amended and Restated Articles of Incorporation (Charter) to allow the Company's shareholders to amend the Company's bylaws: | 14,344,055 | 261,637 | 87,568 | -- | -- | 98% | Not verified | — |
This meeting is also recorded here as June 18, 2024; both records come from the same filing, so the date should be checked against it.
Source: NEWTEKONE INC., Form 8-K, filed with the SEC on June 18, 2024 — read the filing on EDGAR.
Each item below shows how the 116 asset managers that disclosed a NEWTEKONE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Barry Sloane
NEWTEKONE INC.’s own tally for this item (“Elect Director: Barry Sloane”): 14,353,168 for, 340,092 withheld, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 41 asset managers below reported 5,092,455 for, 1,998 withheld, 14,000 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Peter Downs
NEWTEKONE INC.’s own tally for this item (“Elect Director: Peter Downs”): 14,045,324 for, 647,936 withheld, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 41 asset managers below reported 4,939,971 for, 154,482 withheld, 14,000 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 0 | 112,241 | Withhold |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 40,068 | 0 | 0 | 19,060 | Mixed |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 0 | 20,200 | Withhold |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 9,413 | 0 | 0 | 1,641 | Mixed |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: To approve an amendment to the Company's Amended and Restated Articles of Incorporation (the "Charter") to allow the Company's shareholders to amend the Company's bylaws, subject to certain limitations.
NEWTEKONE INC.’s own tally for this item (“Proposal IV: Approval of an amendment to the Company's Amended and Restated Articles of Incorporation (Charter) to allow the Company's shareholders to amend the Company's bylaws:”): 14,344,055 for, 261,637 against, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 41 asset managers below reported 5,108,453 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 14,000 | 0 | 0 | 0 | For |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 5 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Description as filed by funds: To conduct an advisory vote on the compensation of our named executive officers;
NEWTEKONE INC.’s own tally for this item (“Proposal III: An advisory vote on the compensation of the Company's named executive officers:”): 13,060,134 for, 1,384,677 against, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 0 | 71,268 | 0 | 0 | Against |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 14,000 | 0 | 0 | 0 | For |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Fund voting reports, all 41 managers: 5,035,260 for, 73,193 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 684,934 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 258,203 | 0 | 0 | 0 | For |
| Putnam | 250,067 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| Northern Trust | 128,014 | 0 | 0 | 0 | For |
| Goldman Sachs | 82,224 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 73,466 | 0 | 0 | 0 | For |
| American Century | 0 | 71,268 | 0 | 0 | Against |
| Ancora Advisors LLC | 48,047 | 0 | 0 | 0 | For |
| Invesco | 45,071 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 35,635 | 0 | 0 | 0 | For |
| Nuveen | 24,431 | 0 | 0 | 0 | For |
| Citadel | 22,465 | 0 | 0 | 0 | For |
| Vanguard | 20,767 | 0 | 0 | 0 | For |
| AllianceBernstein | 20,701 | 0 | 0 | 0 | For |
| CIBC Private Wealth Group LLC | 20,000 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 18,679 | 0 | 0 | 0 | For |
| Two Sigma | 16,868 | 0 | 0 | 0 | For |
| BANK OF AMERICA NA | 16,300 | 0 | 0 | 0 | For |
| Rhumbline | 15,094 | 0 | 0 | 0 | For |
| D.A. DAVIDSON & CO. | 13,394 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 13,285 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 13,157 | 0 | 0 | 0 | For |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | 0 | 11,200 | 0 | 0 | Against |
| SeaBridge Investment Advisors LLC | 10,000 | 0 | 0 | 0 | For |
Institutional-manager reports, all 92 managers: 2,142,517 for, 91,519 against, 1,723 not voted. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ending December 31, 2024;
NEWTEKONE INC.’s own tally for this item (“Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2024:”): 19,399,562 for, 1,018,534 against, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 41 asset managers below reported 5,108,453 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 14,000 | 0 | 0 | 0 | For |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 24,733,816 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Royce | 7.86% |
| 2 | Vanguard | 3.77% |
| 3 | BlackRock | 3.66% |
| 4 | Putnam | 1.01% |
| 5 | Fidelity | 0.93% |
| 6 | Charles Schwab | 0.71% |
| 7 | WisdomTree | 0.45% |
| 8 | First Trust | 0.31% |
| 9 | American Century | 0.29% |
| 10 | Equitable | 0.24% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 2.77% |
| 2 | GEODE CAPITAL MANAGEMENT, LLC | 1.04% |
| 3 | Putnam | 1.01% |
| 4 | Charles Schwab | 0.71% |
| 5 | Northern Trust | 0.52% |
| 6 | Goldman Sachs | 0.33% |
| 7 | MELLON INVESTMENTS Corp | 0.30% |
| 8 | American Century | 0.29% |
| 9 | Ancora Advisors LLC | 0.19% |
| 10 | Invesco | 0.18% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 8.52% | 13F |
| Royce & Associates, LP | 8.26% | DEF14A |
| Vanguard Group | 5.90% | 13F |
| S | 5.35% | 13D |
| Barry Sloane, CEO | 5.24% | DEF14A |
| Geode Capital | 2.10% | 13F |
| State Street | 1.82% | 13F |
| Goldman Sachs | 1.01% | 13F |
| Franklin Templeton | 0.88% | 13F |
| JPMorgan Chase | 0.81% | 13F |
Percentages above are of 24,733,816 shares outstanding, as reported by NEWTEKONE INC. on its Form 10-Q dated May 8, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from NEWTEKONE INC.’s 10-Q dated May 8, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At NEWTEKONE INC.'s shareholder meeting held June 14, 2024, in the 2023-2024 proxy season, 116 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 658 separate fund positions. On the most widely held item on that ballot — To conduct an advisory vote on the compensation of our named executive officers; — FOR was 90% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NEWTEKONE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 18, 2024.
NEWTEKONE INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.