NEW YORK MORTGAGE TRUST INC. 2024-2025 Proxy Voting Records

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Audrey E. Greenberg

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Audrey E. Greenberg”): 51,324,090 for, 1,505,296 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,595,408 for, 4,503 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Eugenia R. Cheng

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Eugenia R. Cheng”): 51,511,160 for, 1,313,374 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,595,038 for, 4,874 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Jason T. Serrano

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Jason T. Serrano”): 51,523,089 for, 1,322,408 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,595,363 for, 4,548 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Lisa A. Pendergast

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Lisa A. Pendergast”): 51,299,694 for, 1,529,965 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,595,037 for, 4,874 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Michael B. Clement

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Michael B. Clement”): 51,511,237 for, 1,320,883 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,595,038 for, 4,874 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven G. Norcutt

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven G. Norcutt”): 50,778,730 for, 2,054,338 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,589,366 for, 10,545 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven R. Mumma

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven R. Mumma”): 51,170,635 for, 1,660,107 against, per its Form 8-K filed June 12, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,594,991 for, 4,920 against, 1 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.

Description as filed by funds: To hold an advisory vote to approve named executive officer compensation.

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“2. To approve, on an advisory basis, the compensation of the Company's named executive officers”): 50,840,821 for, 1,801,297 against — passed, per its Form 8-K filed June 12, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “At the Annual Meeting, stockholders approved, on an advisory basis, the compensation of the Company's named executive officers.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 53 managers: 29,508,009 for, 91,902 against, 1 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 162 managers: 20,207,266 for, 383,963 against, 28 abstained, 0 not voted, 113,887 1 year. Showing the 25 largest; see all in the interactive database.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 51 managers: 1 abstained, 29,516,892 1 year, 3,341 3 year, 0 2 year. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 156 managers: 118,795 for, 563 against, 0 not voted, 20,534,075 1 year, 1,761 3 year. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM, AND APPROVE THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“4. To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025”): 66,739,399 for, 1,047,563 against — passed, per its Form 8-K filed June 12, 2025 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 4: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025 .”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 53 asset managers below reported 29,599,856 for, 56 against, 0 abstained.

Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.