NEW YORK MORTGAGE TRUST INC. 2023-2024 Proxy Voting Records

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Audrey E. Greenberg

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Audrey E. Greenberg”): 48,785,833 for, 1,542,057 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,415 for, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Eugenia R. Cheng

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Eugenia R. Cheng”): 48,754,009 for, 1,568,650 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,415 for, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Jason T. Serrano

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Jason T. Serrano”): 48,599,032 for, 1,721,243 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,401 for, 14 against, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Lisa A. Pendergast

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Lisa A. Pendergast”): 48,618,039 for, 1,705,672 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,415 for, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Michael B. Clement

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Michael B. Clement”): 48,743,100 for, 1,580,248 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,415 for, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven G. Norcutt

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven G. Norcutt”): 47,938,751 for, 2,381,780 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,540,231 for, 3,184 against, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To elect the seven directors nominated and recommended by the Board of Directors of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until such time as their respective successors are elected and qualified: Steven R. Mumma

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“Elect Director: Steven R. Mumma”): 48,345,429 for, 1,975,758 against, per its Form 8-K filed June 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “At the Annual Meeting, all director nominees were duly elected.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,120 for, 295 against, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.

Description as filed by funds: To hold an advisory vote to approve named executive officer compensation; and

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“2. To approve, on an advisory basis, the compensation of the Company's named executive officers”): 47,452,684 for, 2,759,953 against — passed, per its Form 8-K filed June 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “At the Annual Meeting, stockholders approved, on an advisory basis, the compensation of the Company's named executive officers.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 54 managers: 30,538,422 for, 4,830 against, 67,633 not voted. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 161 managers: 20,944,782 for, 471,491 against, 5,435 abstained, 0 not voted. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024.

NEW YORK MORTGAGE TRUST INC.’s own tally for this item (“3. To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024”): 65,970,550 for, 1,366,116 against — passed, per its Form 8-K filed June 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 3: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 .”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 56 asset managers below reported 30,543,312 for, 103 against, 67,633 not voted.

Showing the 25 largest of 56 asset managers. See all 56 in the interactive database.