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Compiled from SEC Form N-PX filings and HOULIHAN LOKEY INC.’s Form 8-K, filed September 23, 2024 (Item 5.07 on EDGAR). Page generated November 1, 2026.
Meeting of September 18, 2024: 6 items on HOULIHAN LOKEY INC.’s Form 8-K, filed September 23, 2024: 6 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore HOULIHAN LOKEY INC. in the interactive database Compare manager voting policies
These tallies are HOULIHAN LOKEY INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed September 23, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Scott J. Adelson | 198,002,434 | -- | -- | 15,072,800 | 2,028,702 | 93% | Not verified | — |
| Elect Director: Ekpedeme M. Bassey | 195,814,918 | -- | -- | 17,260,316 | 2,028,702 | 92% | Not verified | — |
| Elect Director: Robert A. Schriesheim | 192,456,940 | -- | -- | 20,209,909 | 2,437,087 | 90% | Not verified | — |
| Elect Director: P. Eric Siegert | 207,711,356 | -- | -- | 4,970,402 | 2,422,178 | 98% | Not verified | — |
| 2. Approval of Non-Binding, Advisory Vote on Executive Compensation | 206,218,345 | 6,854,293 | 29,183 | -- | 2,002,115 | 97% | Not verified | — |
| 4. Ratification of Independent Registered Public Accounting Firm | 213,470,217 | 1,601,349 | 32,370 | -- | 0 | 99.2% | Not verified | — |
Source: HOULIHAN LOKEY INC., Form 8-K, filed with the SEC on September 23, 2024 — read the filing on EDGAR.
Each item below shows how the 438 asset managers that disclosed a HOULIHAN LOKEY INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HOULIHAN LOKEY INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Description as filed by funds: To elect four Class III directors to our board of directors: Ekpedeme M. Bassey
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Ekpedeme M. Bassey”): 195,814,918 for, 17,260,316 withheld, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 92% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 118 asset managers below reported 18,319,131 for, 6,781,964 withheld, 918 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 0 | 0 | 0 | 1,162,290 | Withhold |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 739,507 | Withhold |
| Thrivent | 0 | 0 | 0 | 729,412 | Withhold |
| HARBOR FUNDS | 0 | 0 | 0 | 617,586 | Withhold |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 422,708 | 0 | 0 | 2,485 | For |
| First Trust | 0 | 0 | 0 | 414,472 | Withhold |
| Dimensional | 0 | 0 | 0 | 401,270 | Withhold |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 7,352 | 0 | 0 | 357,477 | Withhold |
| CARILLON SERIES TRUST | 0 | 0 | 0 | 339,065 | Withhold |
| AllianceBernstein | 0 | 0 | 0 | 316,218 | Withhold |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 133,871 | 0 | 0 | 72,707 | Mixed |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: To elect four Class III directors to our board of directors: P. Eric Siegert
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: P. Eric Siegert”): 207,711,356 for, 4,970,402 withheld, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 118 asset managers below reported 23,748,212 for, 1,353,801 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 1,162,290 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 739,507 | Withhold |
| Thrivent | 729,412 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 617,586 | 0 | 0 | 0 | For |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 2,688 | 0 | 0 | 422,505 | Withhold |
| First Trust | 414,472 | 0 | 0 | 0 | For |
| Dimensional | 401,270 | 0 | 0 | 0 | For |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 364,829 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 339,065 | 0 | 0 | 0 | For |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 196,376 | 0 | 0 | 10,202 | For |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Description as filed by funds: To elect four Class III directors to our board of directors: Robert A. Schriesheim
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Robert A. Schriesheim”): 192,456,940 for, 20,209,909 withheld, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 118 asset managers below reported 16,759,994 for, 8,341,101 withheld, 918 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 1,820,308 | 0 | 0 | 833,331 | Mixed |
| Virtus | 0 | 0 | 0 | 1,162,290 | Withhold |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 739,507 | Withhold |
| Thrivent | 0 | 0 | 0 | 729,412 | Withhold |
| HARBOR FUNDS | 0 | 0 | 0 | 617,586 | Withhold |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 215 | 0 | 0 | 424,978 | Withhold |
| First Trust | 0 | 0 | 0 | 414,472 | Withhold |
| Dimensional | 0 | 0 | 0 | 401,270 | Withhold |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 7,352 | 0 | 0 | 357,477 | Withhold |
| CARILLON SERIES TRUST | 0 | 0 | 0 | 339,065 | Withhold |
| AllianceBernstein | 0 | 0 | 0 | 316,218 | Withhold |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 133,871 | 0 | 0 | 72,707 | Mixed |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 6 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: To elect four Class III directors to our board of directors: Scott J. Adelson
HOULIHAN LOKEY INC.’s own tally for this item (“Elect Director: Scott J. Adelson”): 198,002,434 for, 15,072,800 withheld, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 118 asset managers below reported 19,522,248 for, 5,579,765 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 0 | 0 | 0 | 1,162,290 | Withhold |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 739,507 | 0 | 0 | 0 | For |
| Thrivent | 0 | 0 | 0 | 729,412 | Withhold |
| HARBOR FUNDS | 0 | 0 | 0 | 617,586 | Withhold |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 422,708 | 0 | 0 | 2,485 | For |
| First Trust | 0 | 0 | 0 | 414,472 | Withhold |
| Dimensional | 0 | 0 | 0 | 401,270 | Withhold |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 7,352 | 0 | 0 | 357,477 | Withhold |
| CARILLON SERIES TRUST | 0 | 0 | 0 | 339,065 | Withhold |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 144,073 | 0 | 0 | 62,505 | Mixed |
Showing the 25 largest of 118 asset managers. See all 118 in the interactive database.
Combines 13 wordings of this item as funds reported it.
99.9% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To approve, on an advisory basis, the frequency (every one, two or THREE YEARS) of future advisory votes to approve the compensation of our named executive officers;
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| Virtus | 0 | 0 | 0 | 0 | -- |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| Thrivent | 0 | 0 | 0 | 0 | -- |
| HARBOR FUNDS | 0 | 0 | 0 | 0 | -- |
| Neuberger Berman | 0 | 0 | 0 | 0 | -- |
| FMI FUNDS INC | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| First Trust | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Capital Group | 0 | 0 | 0 | 0 | -- |
| AMCAP FUND | 0 | 0 | 0 | 0 | -- |
| TRUST FOR PROFESSIONAL MANAGERS | 0 | 0 | 0 | 0 | -- |
| CARILLON SERIES TRUST | 0 | 0 | 0 | 0 | -- |
| AllianceBernstein | 0 | 0 | 0 | 0 | -- |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
| Legg Mason | 0 | 0 | 0 | 0 | -- |
| MUTUAL FUND SERIES TRUST | 0 | 0 | 0 | 0 | -- |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 111 managers: 10,287 for, 20,664 abstained, 24,543,995 1 year, 448,976 3 year. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0 | -- |
| EARNEST PARTNERS LLC | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| Wellington | 0 | 0 | 0 | 0 | -- |
| BAMCO INC /NY/ | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| Neuberger Berman | 0 | 0 | 0 | 0 | -- |
| Clearbridge Investments, LLC | 0 | 0 | 0 | 0 | -- |
| Capital Group | 0 | 0 | 0 | 0 | -- |
| Thrivent | 0 | 0 | 0 | 0 | -- |
| UBS | 0 | 0 | 0 | 0 | -- |
| AllianceBernstein | 0 | 0 | 0 | 0 | -- |
| EAGLE ASSET MANAGEMENT INC | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0 | -- |
| Burgundy Asset Management Ltd. | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | Not Voted |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | -- |
| FIDUCIARY MANAGEMENT INC /WI/ | 0 | 0 | 0 | 0 | -- |
| Natixis | 0 | 0 | 0 | 0 | -- |
| GW&K Investment Management, LLC | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 334 managers: 164,614 for, 21 against, 10,644 not voted, 32,256,409 1 year, 132,872 3 year, 1,200 unknown, 71 2 year. Showing the 25 largest; see all in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompany Proxy Statement.
HOULIHAN LOKEY INC.’s own tally for this item (“2. Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of HOULIHAN LOKEY INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (11 managers, Fund and manager reports combined; may count the same shares twice; no share total shown); “14A Executive Compensation” (6 managers, 1,881 for, 400 against, 198 1 year); “14A Executive Compensation To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompany Proxy Statement.” (3 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 617,586 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 608,611 | 0 | 0 | Against |
| FMI FUNDS INC | 0 | 605,000 | 0 | 0 | Against |
| Vanguard | 559,191 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 357,477 | 7,352 | 0 | 0 | For |
| CARILLON SERIES TRUST | 339,065 | 0 | 0 | 0 | For |
| John Hancock | 130,648 | 75,930 | 0 | 0 | Mixed |
| Jackson National | 136,153 | 7,113 | 0 | 0 | For |
| Bridge Builder Trust | 135,144 | 0 | 0 | 0 | For |
| Brown Advisory Funds | 76,225 | 0 | 0 | 0 | For |
| Brighthouse | 0 | 54,743 | 20,664 | 0 | Mixed |
| AMG FUNDS | 0 | 62,704 | 0 | 0 | Against |
| Russell Investments | 0 | 61,231 | 0 | 0 | Against |
| FENIMORE ASSET MANAGEMENT TRUST | 45,074 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 41,022 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 37,307 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 33,109 | 0 | 0 | 0 | For |
| JPMorgan | 25,755 | 0 | 0 | 0 | For |
| SEI | 0 | 23,559 | 0 | 0 | Against |
| Hartford | 23,253 | 0 | 0 | 0 | For |
| Securian Funds Trust | 16,558 | 4,156 | 0 | 0 | Mixed |
| Prudential/PGIM | 1,578 | 19,028 | 0 | 0 | Mixed |
| Allianz | 11,424 | 1,904 | 0 | 0 | Mixed |
Fund voting reports, all 44 managers: 6,003,440 for, 1,548,555 against, 20,664 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,537,617 | 73 | 0 | 0 | For |
| Wellington | 1,321,603 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 930,769 | 0 | 0 | Against |
| Northern Trust | 555,641 | 0 | 0 | 0 | For |
| Charles Schwab | 468,693 | 0 | 0 | 0 | For |
| FIDUCIARY MANAGEMENT INC /WI/ | 0 | 449,323 | 0 | 0 | Against |
| Natixis | 0 | 392,598 | 0 | 0 | Against |
| GW&K Investment Management, LLC | 0 | 95,823 | 0 | 0 | Against |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 372,462 | 0 | 0 | Against |
| WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC | 0 | 0 | 0 | 0 | Not Voted |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 236,732 | 0 | 0 | 0 | For |
| Van Berkom & Associates Inc. | 222,660 | 0 | 0 | 0 | For |
| ARGENT CAPITAL MANAGEMENT LLC | 210,925 | 0 | 0 | 0 | For |
| GHP Investment Advisors, Inc. | 0 | 127,501 | 0 | 0 | Against |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 118,140 | 0 | 0 | Against |
| RAYMOND JAMES & ASSOCIATES | 0 | 107,319 | 0 | 0 | Against |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 100,570 | 0 | 0 | 0 | For |
| Bell Asset Management Ltd | 0 | 91,601 | 0 | 0 | Against |
| PNC BANK, NATIONAL ASSOCIATION | 0 | 79,311 | 0 | 0 | Against |
| Russell Investments | 0 | 76,607 | 0 | 0 | Against |
| BANK OF AMERICA NA | 0 | 74,482 | 0 | 0 | Against |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 74,376 | 0 | 0 | Against |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 0 | 74,105 | 0 | 0 | Against |
| Putnam | 72,941 | 0 | 0 | 0 | For |
| Retirement Systems of Alabama | 64,245 | 0 | 0 | 0 | For |
Institutional-manager reports, all 186 managers: 5,328,903 for, 3,597,074 against, 259,452 not voted, 294,124 mixed. Showing the 25 largest; see all in the interactive database.
Combines 2 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To approve, on an advisory basis, the Compensation of our named executive officers as disclosed in the accompanying Proxy Statement;
HOULIHAN LOKEY INC.’s own tally for this item (“2. Approval of Non-Binding, Advisory Vote on Executive Compensation”): 206,218,345 for, 6,854,293 against, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,667,779 | 0 | 0 | 0 | For |
| Fidelity | 2,561,781 | 91,858 | 0 | 0 | For |
| Virtus | 1,162,290 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 739,507 | 0 | 0 | 0 | For |
| Thrivent | 729,412 | 0 | 0 | 0 | For |
| State Street | 425,193 | 0 | 0 | 0 | For |
| First Trust | 414,472 | 0 | 0 | 0 | For |
| Dimensional | 0 | 401,270 | 0 | 0 | Against |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 0 | 282,300 | 0 | 0 | Against |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| Principal | 173,382 | 0 | 0 | 0 | For |
| Lincoln Financial | 163,215 | 5,433 | 0 | 0 | For |
| Waddell & Reed | 139,085 | 0 | 0 | 0 | For |
| Goldman Sachs | 127,766 | 3,965 | 0 | 0 | For |
| TIAA | 127,067 | 0 | 0 | 0 | For |
| WisdomTree | 106,885 | 0 | 0 | 0 | For |
| Equitable | 87,423 | 0 | 0 | 0 | For |
| GMO | 84,368 | 0 | 0 | 0 | For |
Fund voting reports, all 70 managers: 16,662,601 for, 788,662 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 2,727,836 | 0 | 0 | 0 | For |
| EARNEST PARTNERS LLC | 2,712,344 | 0 | 0 | 0 | For |
| Fidelity | 1,889,610 | 0 | 0 | 0 | For |
| State Street | 1,464,763 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,461,516 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 1,186,623 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 947,577 | 0 | 0 | 0 | For |
| Clearbridge Investments, LLC | 862,462 | 0 | 0 | 0 | For |
| Capital Group | 793,007 | 0 | 0 | 0 | For |
| Thrivent | 740,207 | 0 | 0 | 0 | For |
| UBS | 664,398 | 0 | 0 | 0 | For |
| AllianceBernstein | 580,674 | 0 | 0 | 0 | For |
| EAGLE ASSET MANAGEMENT INC | 564,598 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 533,345 | 0 | 0 | 0 | For |
| Burgundy Asset Management Ltd. | 495,744 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 456,300 | 0 | 0 | 0 | For |
| Invesco | 385,147 | 0 | 0 | 0 | For |
| Ancora Advisors LLC | 367,963 | 0 | 0 | 0 | For |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 294,633 | 0 | 0 | 0 | For |
| FRANKLIN ADVISERS INC | 0 | 285,688 | 0 | 0 | Against |
| HighTower Advisors, LLC | 267,028 | 0 | 0 | 0 | For |
| BROWN ADVISORY INC | 244,749 | 0 | 0 | 0 | For |
| Eaton Vance | 227,099 | 0 | 0 | 0 | For |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | 207,057 | 0 | 0 | 0 | For |
| Rhumbline | 102,355 | 0 | 0 | 0 | For |
Institutional-manager reports, all 154 managers: 22,517,662 for, 503,512 against, 102,355 1 year. Showing the 25 largest; see all in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
Description as filed by funds: To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2025; and,
HOULIHAN LOKEY INC.’s own tally for this item (“4. Ratification of Independent Registered Public Accounting Firm”): 213,470,217 for, 1,601,349 against, per its Form 8-K filed September 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 116 asset managers below reported 25,056,017 for, 1,945 against, 20,664 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,226,970 | 0 | 0 | 0 | For |
| BlackRock | 2,905,599 | 0 | 0 | 0 | For |
| Fidelity | 2,653,639 | 0 | 0 | 0 | For |
| Virtus | 1,162,290 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 | 0 | 0 | 0 | For |
| T. Rowe Price | 739,507 | 0 | 0 | 0 | For |
| Thrivent | 729,412 | 0 | 0 | 0 | For |
| HARBOR FUNDS | 617,586 | 0 | 0 | 0 | For |
| Neuberger Berman | 608,611 | 0 | 0 | 0 | For |
| FMI FUNDS INC | 605,000 | 0 | 0 | 0 | For |
| Charles Schwab | 454,483 | 0 | 0 | 0 | For |
| State Street | 425,148 | 45 | 0 | 0 | For |
| First Trust | 414,472 | 0 | 0 | 0 | For |
| Dimensional | 401,270 | 0 | 0 | 0 | For |
| Capital Group | 397,758 | 0 | 0 | 0 | For |
| AMCAP FUND | 386,157 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 364,829 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 339,065 | 0 | 0 | 0 | For |
| AllianceBernstein | 316,218 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 282,300 | 0 | 0 | 0 | For |
| Invesco | 276,247 | 0 | 0 | 0 | For |
| Legg Mason | 253,600 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 233,897 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 211,802 | 0 | 0 | 0 | For |
| John Hancock | 206,578 | 0 | 0 | 0 | For |
Showing the 25 largest of 116 asset managers. See all 116 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | Vanguard | 6,226,970 |
| 2 | BlackRock | 2,905,599 |
| 3 | Fidelity | 2,653,639 |
| 4 | Virtus | 1,162,290 |
| 5 | BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1,030,000 |
| 6 | T. Rowe Price | 739,507 |
| 7 | Thrivent | 729,412 |
| 8 | HARBOR FUNDS | 617,586 |
| 9 | Neuberger Berman | 608,611 |
| 10 | FMI FUNDS INC | 605,000 |
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 2,727,836 |
| 2 | EARNEST PARTNERS LLC | 2,712,344 |
| 3 | Fidelity | 1,889,610 |
| 4 | BlackRock | 1,537,690 |
| 5 | State Street | 1,464,763 |
| 6 | T. Rowe Price | 1,461,516 |
| 7 | Wellington | 1,321,603 |
| 8 | BAMCO INC /NY/ | 1,186,623 |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 947,577 |
| 10 | Neuberger Berman | 930,769 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to HOULIHAN LOKEY INC. for the 2024-2025 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on November 1, 2026; a live search always shows the current data.
At HOULIHAN LOKEY INC.'s shareholder meeting held September 18, 2024, in the 2024-2025 proxy season, 438 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,205 separate fund positions. Their filings are grouped here into 8 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. HOULIHAN LOKEY INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on an advisory basis, the frequency (every one, two or THREE YEARS) of future… — the reporting funds and managers cast 99.9% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
HOULIHAN LOKEY INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.