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Compiled from SEC Form N-PX filings and HERITAGE COMMERCE CORP.’s Form 8-K, filed May 24, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of May 23, 2024: 12 items on HERITAGE COMMERCE CORP.’s Form 8-K, filed May 24, 2024: 12 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore HERITAGE COMMERCE CORP. in the interactive database Compare manager voting policies
These tallies are HERITAGE COMMERCE CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 24, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Julianne M. Biagini-Komas | 44,053,411 | -- | -- | 1,017,413 | 5,158,588 | 98% | Not verified | — |
| Elect Director: Bruce H. Cabral | 44,057,687 | -- | -- | 1,013,137 | 5,158,588 | 98% | Not verified | — |
| Elect Director: Jack W. Conner | 43,555,517 | -- | -- | 1,515,307 | 5,158,588 | 97% | Not verified | — |
| Elect Director: Jason DiNapoli | 43,646,594 | -- | -- | 1,424,230 | 5,158,588 | 97% | Not verified | — |
| Elect Director: Steven G. Heitel | 43,677,261 | -- | -- | 1,393,563 | 5,158,588 | 97% | Not verified | — |
| Elect Director: Kamran F. Husain | 44,040,570 | -- | -- | 1,030,254 | 5,158,588 | 98% | Not verified | — |
| Elect Director: Robertson Clay Jones | 43,648,857 | -- | -- | 1,421,967 | 5,158,588 | 97% | Not verified | — |
| Elect Director: Laura Roden | 43,537,252 | -- | -- | 1,533,572 | 5,158,588 | 97% | Not verified | — |
| Elect Director: Marina H. Park Sutton | 43,624,491 | -- | -- | 1,446,333 | 5,158,588 | 97% | Not verified | — |
| Elect Director: Ranson W. Webster | 43,084,220 | -- | -- | 1,986,604 | 5,158,588 | 96% | Not verified | — |
| 3. Advisory Vote on Executive Compensation The consideration of an advisory proposal on the compensation of the Company's named executive officers, as described in the Compensation Discussion and Analysis, the compensation tables, and the related disclosures r | 43,370,601 | 1,228,760 | 471,463 | -- | 5,158,588 | 97% | Not verified | — |
| 4. Ratification of Independent Registered Public Accounting Firm The ratification of the selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 | 49,533,007 | 552,747 | 143,658 | -- | 0 | 99% | Not verified | — |
Source: HERITAGE COMMERCE CORP., Form 8-K, filed with the SEC on May 24, 2024 — read the filing on EDGAR.
Each item below shows how the 184 asset managers that disclosed a HERITAGE COMMERCE CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of HERITAGE COMMERCE CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Bruce H. Cabral
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Bruce H. Cabral”): 44,057,687 for, 1,013,137 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,117,797 for, 929 withheld, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,128 | 0 | 0 | 929 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: J. M. Biagini-Komas
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Julianne M. Biagini-Komas”): 44,053,411 for, 1,017,413 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,117,797 for, 929 withheld, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,128 | 0 | 0 | 929 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jack W. Conner
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Jack W. Conner”): 43,555,517 for, 1,515,307 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,097,675 for, 1,675 withheld, 19,376 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 0 | 1,495 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jason DiNapoli
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Jason DiNapoli”): 43,646,594 for, 1,424,230 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 19,846,121 for, 139,770 withheld, 132,835 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,596 | 0 | 0 | 1,461 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 132,835 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 132,464 | Withhold |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Kamran F. Husain
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Kamran F. Husain”): 44,040,570 for, 1,030,254 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,117,797 for, 929 withheld, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,128 | 0 | 0 | 929 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Laura Roden
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Laura Roden”): 43,537,252 for, 1,533,572 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,097,855 for, 1,495 withheld, 19,376 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 0 | 1,495 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Marina H. Park Sutton
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Marina H. Park Sutton”): 43,624,491 for, 1,446,333 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 19,846,121 for, 139,770 withheld, 132,835 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,596 | 0 | 0 | 1,461 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 132,835 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 132,464 | Withhold |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Ranson W. Webster
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Ranson W. Webster”): 43,084,220 for, 1,986,604 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 19,826,000 for, 140,515 withheld, 152,211 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,031 | 0 | 0 | 2,026 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 132,835 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 132,464 | Withhold |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Robertson Clay Jones
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Robertson Clay Jones”): 43,648,857 for, 1,421,967 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,097,855 for, 1,495 withheld, 19,376 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 0 | 1,495 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Stephen G. Heitel
HERITAGE COMMERCE CORP.’s own tally for this item (“Elect Director: Steven G. Heitel”): 43,677,261 for, 1,393,563 withheld, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 63 asset managers below reported 20,097,855 for, 1,495 withheld, 19,376 abstained, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 680,562 | 0 | 0 | 1,495 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.
Combines 7 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Approval of the advisory proposal on 2023 executive compensation.
HERITAGE COMMERCE CORP.’s own tally for this item (“3. Advisory Vote on Executive Compensation The consideration of an advisory proposal on the compensation of the Company's named executive officers, as described in the Compensation Discussion and Analysis, the compensati”): 43,370,601 for, 1,228,760 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 682,057 | 0 | 0 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 132,835 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Fund voting reports, all 64 managers: 20,124,766 for, 2,595 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FJ Capital Management LLC | 4,138,569 | 0 | 0 | 0 | For |
| BlackRock | 3,682,826 | 0 | 0 | 0 | For |
| Boston Partners | 1,700,489 | 0 | 0 | 0 | For |
| JPMorgan | 1,414,521 | 0 | 0 | 0 | For |
| John Hancock | 1,414,702 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,377,643 | 0 | 0 | 0 | For |
| State Street | 1,010,513 | 0 | 0 | 0 | For |
| T. Rowe Price | 837,379 | 0 | 0 | 0 | For |
| American Century | 758,270 | 0 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 747,636 | 0 | 0 | 0 | For |
| KENNEDY CAPITAL MANAGEMENT LLC | 741,818 | 0 | 0 | 0 | For |
| ENDEAVOUR CAPITAL ADVISORS INC | 620,470 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 580,770 | 0 | 0 | 0 | For |
| Two Sigma | 508,163 | 0 | 0 | 0 | For |
| Nuveen | 503,920 | 0 | 0 | 0 | For |
| Northern Trust | 494,606 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| AllianceBernstein | 446,376 | 0 | 0 | 0 | For |
| Siena Capital Partners GP, LLC | 400,009 | 0 | 0 | 0 | For |
| Dimensional | 343,142 | 0 | 0 | 0 | For |
| AQR | 277,017 | 0 | 0 | 0 | For |
| Goldman Sachs | 268,473 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 253,555 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 247,368 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 230,212 | 0 | 0 | 0 | For |
Institutional-manager reports, all 140 managers: 26,373,295 for, 304,229 against, 164,524 abstained, 44,174 1 year. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
100% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| JPMorgan | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| TIAA | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| WisdomTree | 0 | 0 | 0 | 0 | -- |
| Goldman Sachs | 0 | 0 | 0 | 0 | -- |
| First Trust | 0 | 0 | 0 | 0 | -- |
| RBB FUND, INC. | 0 | 0 | 0 | 0 | -- |
| Principal | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
| Prudential/PGIM | 0 | 0 | 0 | 0 | -- |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 0 | 0 | 0 | -- |
| Thrivent | 0 | 0 | 0 | 0 | -- |
| EA Series Trust | 0 | 0 | 0 | 0 | -- |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 0 | -- |
| AIG/SunAmerica | 0 | 0 | 0 | 0 | -- |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 0 | 0 | -- |
| Brighthouse | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 64 managers: 6,040 for, 17,345,404 1 year, 2,773,322 3 year, 2,595 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FJ Capital Management LLC | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Boston Partners | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| Stieven Capital Advisors, L.P. | 0 | 0 | 0 | 0 | -- |
| KENNEDY CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0 | -- |
| ENDEAVOUR CAPITAL ADVISORS INC | 0 | 0 | 0 | 0 | -- |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0 | -- |
| Two Sigma | 0 | 0 | 0 | 0 | -- |
| Nuveen | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| AllianceBernstein | 0 | 0 | 0 | 0 | -- |
| Siena Capital Partners GP, LLC | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| AQR | 0 | 0 | 0 | 0 | -- |
| Goldman Sachs | 0 | 0 | 0 | 0 | -- |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | -- |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 0 | 0 | 0 | -- |
| State of New Jersey Common Pension Fund D | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 136 managers: 39,863 for, 61,811 abstained, 24,660,391 1 year, 360,057 3 year, 228,883 unknown. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Ratification of selection of independent registered public accounting firm for the year ending December 31, 2024.
HERITAGE COMMERCE CORP.’s own tally for this item (“4. Ratification of Independent Registered Public Accounting Firm The ratification of the selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024”): 49,533,007 for, 552,747 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 64 asset managers below reported 19,991,365 for, 133,401 against, 2,595 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,292,839 | 0 | 0 | 0 | For |
| Vanguard | 3,213,557 | 0 | 0 | 0 | For |
| Dimensional | 2,730,332 | 0 | 0 | 0 | For |
| JPMorgan | 1,791,397 | 0 | 0 | 0 | For |
| Fidelity | 1,503,291 | 0 | 0 | 0 | For |
| John Hancock | 1,286,175 | 0 | 0 | 0 | For |
| American Century | 754,269 | 0 | 0 | 0 | For |
| State Street | 681,491 | 566 | 0 | 0 | For |
| T. Rowe Price | 511,532 | 0 | 0 | 0 | For |
| TIAA | 498,131 | 0 | 0 | 0 | For |
| Charles Schwab | 476,406 | 0 | 0 | 0 | For |
| WisdomTree | 279,689 | 0 | 0 | 0 | For |
| Goldman Sachs | 234,914 | 0 | 0 | 0 | For |
| First Trust | 204,095 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 201,996 | 0 | 0 | 0 | For |
| Principal | 191,940 | 0 | 0 | 0 | For |
| Invesco | 186,858 | 0 | 0 | 0 | For |
| Prudential/PGIM | 182,142 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 165,500 | 0 | 0 | 0 | For |
| Thrivent | 163,214 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 132,835 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 132,464 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 110,763 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 105,582 | 0 | 0 | 0 | For |
| Brighthouse | 100,963 | 0 | 0 | 0 | For |
Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 61,253,625 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 5.38% |
| 2 | Vanguard | 5.25% |
| 3 | Dimensional | 4.46% |
| 4 | JPMorgan | 2.92% |
| 5 | Fidelity | 2.45% |
| 6 | John Hancock | 2.10% |
| 7 | American Century | 1.23% |
| 8 | State Street | 1.11% |
| 9 | T. Rowe Price | 0.84% |
| 10 | TIAA | 0.81% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | FJ Capital Management LLC | 6.76% |
| 2 | BlackRock | 6.01% |
| 3 | Boston Partners | 2.78% |
| 4 | JPMorgan | 2.32% |
| 5 | John Hancock | 2.31% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 2.25% |
| 7 | State Street | 1.65% |
| 8 | T. Rowe Price | 1.37% |
| 9 | American Century | 1.24% |
| 10 | Stieven Capital Advisors, L.P. | 1.22% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.40% | 13F |
| Vanguard Group | 6.44% | 13F |
| S | 5.23% | 13G |
| Dimensional Fund Advisors | 5.15% | 13F |
| State Street | 3.09% | 13F |
| JPMorgan Chase | 3.08% | 13F |
| Geode Capital | 2.25% | 13F |
| Goldman Sachs | 1.74% | 13F |
| Ranson W. Webster | 1.07% | DEF14A |
| Northern Trust | 1.00% | 13F |
Percentages above are of 61,253,625 shares outstanding, as reported by HERITAGE COMMERCE CORP. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HERITAGE COMMERCE CORP.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At HERITAGE COMMERCE CORP.'s shareholder meeting held May 23, 2024, in the 2023-2024 proxy season, 184 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,200 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Approval of the advisory proposal on 2023 executive compensation. — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HERITAGE COMMERCE CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 24, 2024.
HERITAGE COMMERCE CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.