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HANMI FINANCIAL CORP. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and HANMI FINANCIAL CORP.’s Form 8-K, filed May 28, 2025 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 14Ballot items
  • 243Asset managers
  • 4,052Fund votes
  • May 28, 2025Meeting date

Results at a glance

Meeting of May 28, 2025: 14 items on HANMI FINANCIAL CORP.’s Form 8-K, filed May 28, 2025: 14 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore HANMI FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by HANMI FINANCIAL CORP.

These tallies are HANMI FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 28, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

HANMI FINANCIAL CORP. — official shareholder meeting results, meeting held May 28, 2025
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: John J. Ahn 24,330,397712,5421,451 --1,188,987 97%Not verified—
Elect Director: Chrstine P. Ball 25,024,69918,2401,451 --1,188,987 99.9%Not verified—
Elect Director: Christie K. Chu 24,406,699636,2381,453 --1,188,987 97%Not verified—
Elect Director: Harry H. Chung 24,898,227144,7121,451 --1,188,987 99.4%Not verified—
Elect Director: Bonita I. Lee 24,931,118111,8201,452 --1,188,987 99.5%Not verified—
Elect Director: Gloria J. Lee 24,747,701291,1985,491 --1,188,987 99%Not verified—
Elect Director: James A. Marasco 24,995,08747,8521,451 --1,188,987 99.8%Not verified—
Elect Director: David L. Rosenblum 24,651,712391,3081,370 --1,188,987 98%Not verified—
Elect Director: Thomas J. Williams 24,897,093146,0321,265 --1,188,987 99.4%Not verified—
Elect Director: Michael M. Yang 24,746,896292,2705,224 --1,188,987 99%Not verified—
Elect Director: Gideon Yu 24,596,740446,4651,185 --1,188,987 98%Not verified—
(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting. 24,364,818670,9088,664 --1,188,987 97%Not verified—
(3) The approval of an amendment to the Company's Amended and Restated Certificate of incorporation to limit the liability of certain officers of the Company as permitted by Delaware General Corporation Law. 22,487,7182,552,7103,962 --1,188,987 90%Not verified—
(4) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025. 26,087,947143,4321,998 ---- 99.4%Not verified—

Source: HANMI FINANCIAL CORP., Form 8-K, filed with the SEC on May 28, 2025 — read the filing on EDGAR.

How asset managers voted at the HANMI FINANCIAL CORP. 2024-2025 meeting

Each item below shows how the 243 asset managers that disclosed a HANMI FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Bonita I. Lee

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 24,931,118AGAINST: 111,820
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Bonita I. Lee

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Bonita I. Lee”): 24,931,118 for, 111,820 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,270,511 for, 0 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,270,511AGAINST: 0ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Bonita I. Lee” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

2. Elect Director: Christie K. Chu

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 24,406,699AGAINST: 636,238
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Christie K. Chu

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Christie K. Chu”): 24,406,699 for, 636,238 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,154,678 for, 115,833 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,154,678AGAINST: 115,833ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Christie K. Chu” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,4991,004 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust0114,829 00Against
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

3. Elect Director: Chrstine P. Ball

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%
FOR: 25,024,699AGAINST: 18,240
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Christine P. Ball

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Chrstine P. Ball”): 25,024,699 for, 18,240 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,270,511 for, 0 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,270,511AGAINST: 0ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Christine P. Ball” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

4. Elect Director: David L. Rosenblum

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 24,651,712AGAINST: 391,308
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: David L. Rosenblum

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: David L. Rosenblum”): 24,651,712 for, 391,308 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,269,540 for, 971 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,269,540AGAINST: 971ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: David L. Rosenblum” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street733,364847 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

5. Elect Director: Gideon Yu

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 24,596,740AGAINST: 446,465
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Gideon Yu

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Gideon Yu”): 24,596,740 for, 446,465 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,151,675 for, 118,836 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,151,675AGAINST: 118,836ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Gideon Yu” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,4991,004 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust0114,829 00Against
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

6. Elect Director: Gloria J. Lee

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 24,747,701AGAINST: 291,198
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Gloria J. Lee

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Gloria J. Lee”): 24,747,701 for, 291,198 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,154,679 for, 115,832 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,154,679AGAINST: 115,832ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Gloria J. Lee” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,5001,003 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust0114,829 00Against
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

7. Elect Director: Harry H. Chung

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 24,898,227AGAINST: 144,712
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Harry H. Chung

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Harry H. Chung”): 24,898,227 for, 144,712 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,270,511 for, 0 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,270,511AGAINST: 0ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Harry H. Chung” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

8. Elect Director: James A. Marasco

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 24,995,087AGAINST: 47,852
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: James A. Marasco

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: James A. Marasco”): 24,995,087 for, 47,852 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,270,511 for, 0 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,270,511AGAINST: 0ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: James A. Marasco” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

9. Elect Director: John J. Ahn

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 24,330,397AGAINST: 712,542
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: John J. Ahn

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: John J. Ahn”): 24,330,397 for, 712,542 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,154,646 for, 115,865 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,154,646AGAINST: 115,865ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: John J. Ahn” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,4991,004 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,17932 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust0114,829 00Against
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

10. Elect Director: Michael M. Yang

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 24,746,896AGAINST: 292,270
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Michael M. Yang

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael M. Yang”): 24,746,896 for, 292,270 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,154,679 for, 115,832 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,154,679AGAINST: 115,832ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Michael M. Yang” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,5001,003 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust0114,829 00Against
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

11. Elect Director: Thomas J. Williams

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 24,897,093AGAINST: 146,032
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: Election of Directors: Thomas J. Williams

HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas J. Williams”): 24,897,093 for, 146,032 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 14,270,511 for, 0 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,270,511AGAINST: 0ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “Election of Directors: Thomas J. Williams” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

12. (3) The approval of an amendment to the Company's Amended and Restated Certificate of incorporation to limit the…

Outcome not verifiedCORPORATE GOVERNANCEReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

90% Majority: yes · of votes cast

FOR 90%
FOR: 22,487,718AGAINST: 2,552,710
Details: description as filed, official tally, votes by 88 asset managers

Description as filed by funds: To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by Delaware General Corporation Law ("Officer Exculpation").

HANMI FINANCIAL CORP.’s own tally for this item (“(3) The approval of an amendment to the Company's Amended and Restated Certificate of incorporation to limit the liability of certain officers of the Company as permitted by Delaware General Corporation Law.”): 22,487,718 for, 2,552,710 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 13,251,313 for, 1,019,198 against, 0 abstained, 24,622 not voted.

FOR
FOR: 13,251,313AGAINST: 1,019,198ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to limit the liabil” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,4971,006 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street733,965246 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan0301,252 00Against
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI0141,575 00Against
ADVISORS' INNER CIRCLE FUND0140,400 00Against
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide125,1712,328 00For
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Empower27,50061,069 00Mixed
Principal107,3640 00For
Mercer Funds0106,812 00Against
TIAA94,1010 00For
Brighthouse17,06572,546 00Mixed

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

13. (2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the…

Outcome not verifiedFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

Combines 8 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 24,364,818AGAINST: 670,908
Details: description as filed, official tally, votes by 228 asset managers

Description as filed by funds: To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers ("Say-on-Pay" vote).

HANMI FINANCIAL CORP.’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting.”): 24,364,818 for, 670,908 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of HANMI FINANCIAL CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (12 managers, Fund and manager reports combined; may count the same shares twice; no share total shown); “TO PROVIDE A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY" VOTE). "” (5 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 84 asset managers voting on “To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers ("Say-on-Pa” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,130,4991,004 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,030181 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC0243,758 00Against
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide91,87635,623 00Mixed
T. Rowe Price126,3450 00For
EA Series Trust114,8290 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For
Prudential/PGIM87,0880 00For

Fund voting reports, all 84 managers: 13,941,557 for, 295,415 against, 0 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 170 asset managers voting on “To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers ("Say-on-Pa” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
State Street1,513,528181 00For
Fidelity1,391,6100 00For
BlackRock943,125461 00For
LSV ASSET MANAGEMENT910,4750 00For
American Century818,8310 00For
GEODE CAPITAL MANAGEMENT, LLC778,2130 00For
Rhino Investment Partners, Inc626,1890 00For
Stieven Capital Advisors, L.P.608,8760 00For
AQR436,7410 00For
Invesco436,5060 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC407,9990 00For
Charles Schwab358,5490 00For
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP293,9940 00For
BRIDGEWAY CAPITAL MANAGEMENT, LLC0267,458 00Against
Northern Trust247,9910 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC229,0040 00For
Goldman Sachs223,4180 00For
MELLON INVESTMENTS Corp198,4470 00For
Dimensional185,4780 00For
PRINCIPAL GLOBAL INVESTORS175,3310 00For
Loomis Sayles169,1140 00For
Renaissance167,1780 00For
Prudential/PGIM161,3310 00For
T. Rowe Price158,8970 00For
SEI142,0860 00For

Institutional-manager reports, all 170 managers: 13,701,027 for, 548,837 against. Showing the 25 largest; see all in the interactive database.

14. (4) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for…

Outcome not verifiedAUDIT-RELATEDReported outcome: Not verified

Combines 2 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 26,087,947AGAINST: 143,432
Details: description as filed, official tally, votes by 87 asset managers

Description as filed by funds: TO RATIFY THE APPOINTMENT OF CROWE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

HANMI FINANCIAL CORP.’s own tally for this item (“(4) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025.”): 26,087,947 for, 143,432 against, per its Form 8-K filed May 28, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 87 asset managers below reported 14,153,690 for, 114,829 against, 0 abstained, 24,622 not voted.

FOR
FOR: 14,153,690AGAINST: 114,829ABSTAIN: 0NOT VOTED: 24,622
Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF CROWE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEA” at HANMI FINANCIAL CORP., 2024-2025
Asset managerForAgainst AbstainWithheldVote
BlackRock3,289,6800 00For
Vanguard2,131,5030 00For
Fidelity1,723,1200 00For
Dimensional1,041,5670 00For
American Century794,6540 00For
State Street734,2110 00For
Invesco397,7500 00For
Charles Schwab310,3550 00For
JPMorgan301,2520 00For
BRIDGEWAY FUNDS INC243,7580 00For
Columbia Threadneedle234,3620 00For
Goldman Sachs215,4140 00For
Royce171,5580 00For
WisdomTree169,6380 00For
SEI141,5750 00For
ADVISORS' INNER CIRCLE FUND140,4000 00For
HOTCHKIS & WILEY FUNDS /DE/132,1570 00For
Nationwide127,4990 00For
T. Rowe Price126,3450 00For
EA Series Trust0114,829 00Against
Empower88,5690 00For
Principal107,3640 00For
Mercer Funds106,8120 00For
TIAA94,1010 00For
Brighthouse89,6110 00For

Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.

Not shown here: this season’s fund filings also report 1 item from the meeting of May 22, 2024, which belongs to the 2023-2024 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.

Largest HANMI FINANCIAL CORP. shareholders voting in 2024-2025

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 30,233,514 shares outstanding at the time of that meeting.

Fund voting reports: top HANMI FINANCIAL CORP. shareholders by shares voted on “To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to…”, 2024-2025
#Asset manager % of shares outstanding
1BlackRock 10.88%
2Vanguard 7.05%
3Fidelity 5.70%
4Dimensional 3.45%
5American Century 2.63%
6State Street 2.43%
7Invesco 1.32%
8Charles Schwab 1.03%
9JPMorgan 1.00%
10BRIDGEWAY FUNDS INC 0.81%
Institutional-manager reports: top HANMI FINANCIAL CORP. shareholders by shares voted on “To provide a non-binding advisory vote to approve the compensation of our Named Executive…”, 2024-2025
#Asset manager % of shares outstanding
1State Street 5.01%
2Fidelity 4.60%
3BlackRock 3.12%
4LSV ASSET MANAGEMENT 3.01%
5American Century 2.71%
6GEODE CAPITAL MANAGEMENT, LLC 2.57%
7Rhino Investment Partners, Inc 2.07%
8Stieven Capital Advisors, L.P. 2.01%
9AQR 1.44%
10Invesco 1.44%

Reported HANMI FINANCIAL CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

HANMI FINANCIAL CORP. holdings and ownership disclosed for the 2024-2025 proxy season
Holder % outstanding Disclosure
BlackRock 14.59% 13F
Vanguard Group 7.32% 13F
Dimensional Fund Advisors 5.77% 13F
State Street 5.15% 13F
FMR (Fidelity) 4.44% 13F
JPMorgan Chase 2.52% 13F
Goldman Sachs 2.19% 13F
Morgan Stanley 1.68% 13F

Percentages above are of 30,233,514 shares outstanding, as reported by HANMI FINANCIAL CORP. on its Form 10-Q dated March 31, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HANMI FINANCIAL CORP.’s 10-Q dated March 31, 2025. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At HANMI FINANCIAL CORP.'s shareholder meeting held May 28, 2025, in the 2024-2025 proxy season, 243 asset managers reported how they voted on 14 ballot items in their SEC Form N-PX filings, covering 4,052 separate fund positions. On the most widely held item on that ballot — To provide a non-binding advisory vote to approve the compensation of our Named Executive… — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HANMI FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 28, 2025.

HANMI FINANCIAL CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.