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Compiled from SEC Form N-PX filings and HANMI FINANCIAL CORP.’s Form 8-K, filed May 23, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of May 22, 2024: 12 items on HANMI FINANCIAL CORP.’s Form 8-K, filed May 23, 2024: 12 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore HANMI FINANCIAL CORP. in the interactive database Compare manager voting policies
These tallies are HANMI FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 23, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: John J. Ahn | 22,813,365 | 709,704 | 8,738 | -- | 1,921,844 | 97% | Not verified | — |
| Elect Director: Christie K. Chu | 22,768,292 | 754,774 | 8,741 | -- | 1,921,844 | 97% | Not verified | — |
| Elect Director: Harry H. Chung | 23,377,028 | 146,038 | 8,741 | -- | 1,921,844 | 99.3% | Not verified | — |
| Elect Director: Bonita I. Lee | 23,476,870 | 46,058 | 8,879 | -- | 1,921,844 | 99.8% | Not verified | — |
| Elect Director: Gloria J. Lee | 22,936,980 | 585,942 | 8,885 | -- | 1,921,844 | 98% | Not verified | — |
| Elect Director: James A. Marasco | 23,449,323 | 75,087 | 7,397 | -- | 1,921,844 | 99.6% | Not verified | — |
| Elect Director: David L. Rosenblum | 23,396,850 | 127,554 | 7,403 | -- | 1,921,844 | 99.4% | Not verified | — |
| Elect Director: Thomas J. Williams | 23,385,188 | 139,217 | 7,402 | -- | 1,921,844 | 99.4% | Not verified | — |
| Elect Director: Michael M. Yang | 22,764,992 | 759,549 | 7,266 | -- | 1,921,844 | 97% | Not verified | — |
| Elect Director: Gideon Yu | 22,848,150 | 676,253 | 7,404 | -- | 1,921,844 | 97% | Not verified | — |
| (2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting. | 22,263,883 | 1,258,138 | 9,786 | -- | 1,921,844 | 95% | Not verified | — |
| (3) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. | 25,367,674 | 77,123 | 8,854 | -- | -- | 99.6% | Not verified | — |
Source: HANMI FINANCIAL CORP., Form 8-K, filed with the SEC on May 23, 2024 — read the filing on EDGAR.
Each item below shows how the 222 asset managers that disclosed a HANMI FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Christie K. Chu
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Christie K. Chu”): 22,768,292 for, 754,774 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 13,681,049 for, 461,425 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | Mixed |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: James A. Marasco
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: James A. Marasco”): 23,449,323 for, 75,087 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 14,142,474 for, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,323 | 0 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: David L. Rosenblum
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: David L. Rosenblum”): 23,396,850 for, 127,554 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 14,142,199 for, 275 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Thomas J. Williams
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas J. Williams”): 23,385,188 for, 139,217 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 14,142,292 for, 182 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Michael M. Yang
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael M. Yang”): 22,764,992 for, 759,549 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 13,678,046 for, 464,428 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | Mixed |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Bonita I. Lee
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Bonita I. Lee”): 23,476,870 for, 46,058 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 87 asset managers below reported 14,133,212 for, 182 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Gideon Yu
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Gideon Yu”): 22,848,150 for, 676,253 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 87 asset managers below reported 13,671,969 for, 461,425 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | Mixed |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Gloria J. Lee
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Gloria J. Lee”): 22,936,980 for, 585,942 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 87 asset managers below reported 13,671,969 for, 461,425 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | Mixed |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Harry H. Chung
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: Harry H. Chung”): 23,377,028 for, 146,038 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 87 asset managers below reported 14,133,212 for, 182 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,141 | 182 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: John J. Ahn
HANMI FINANCIAL CORP.’s own tally for this item (“Elect Director: John J. Ahn”): 22,813,365 for, 709,704 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 87 asset managers below reported 13,671,969 for, 461,425 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | Mixed |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 8 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers ("Say-on-Pay" vote).
HANMI FINANCIAL CORP.’s own tally for this item (“(2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting.”): 22,263,883 for, 1,258,138 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of HANMI FINANCIAL CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (7 managers, Fund and manager reports combined; may count the same shares twice; no share total shown); “TO PROVIDE A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY" VOTE). "” (3 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,017 | 306 | 0 | 0 | For |
| American Century | 0 | 488,641 | 0 | 0 | Against |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 361,300 | 0 | 0 | Against |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 96,989 | 35,623 | 0 | 0 | Mixed |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Fund voting reports, all 86 managers: 13,168,779 for, 968,712 against, 11 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 866,447 | 0 | 0 | 0 | For |
| BlackRock | 855,410 | 791 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 755,219 | 12,400 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 716,860 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 663,709 | 0 | 0 | 0 | For |
| Fidelity | 631,278 | 0 | 0 | 0 | For |
| American Century | 0 | 491,880 | 0 | 0 | Against |
| AQR | 465,687 | 0 | 0 | 0 | For |
| Charles Schwab | 463,233 | 0 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 397,355 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 382,800 | 0 | 0 | Against |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 374,157 | 0 | 0 | 0 | For |
| DE Shaw | 320,902 | 0 | 0 | 0 | For |
| Northern Trust | 307,216 | 0 | 0 | 0 | For |
| Thrivent | 282,698 | 0 | 0 | 0 | For |
| Two Sigma | 271,712 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 246,085 | 0 | 0 | 0 | For |
| Invesco | 237,122 | 0 | 0 | 0 | For |
| Nuveen | 234,920 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 226,205 | 0 | 0 | 0 | For |
| Dimensional | 195,380 | 0 | 0 | 0 | For |
| Renaissance | 178,652 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 156,875 | 0 | 0 | 0 | For |
| Goldman Sachs | 151,311 | 0 | 0 | 0 | For |
| SEI | 150,282 | 0 | 0 | 0 | For |
Institutional-manager reports, all 152 managers: 11,060,637 for, 1,142,850 against. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: TO RATIFY THE APPOINTMENT OF CROWE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.
HANMI FINANCIAL CORP.’s own tally for this item (“(3) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.”): 25,367,674 for, 77,123 against, per its Form 8-K filed May 23, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 14,078,278 for, 64,196 against, 22,699 not voted, 11 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 3,387,239 | 0 | 0 | 0 | For |
| Vanguard | 2,206,148 | 0 | 0 | 0 | For |
| Dimensional | 1,662,473 | 0 | 0 | 0 | For |
| Fidelity | 1,150,401 | 0 | 0 | 0 | For |
| State Street | 860,323 | 0 | 0 | 0 | For |
| American Century | 488,641 | 0 | 0 | 0 | For |
| Charles Schwab | 439,773 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 361,300 | 0 | 0 | 0 | For |
| Thrivent | 270,878 | 0 | 0 | 0 | For |
| Goldman Sachs | 260,353 | 0 | 0 | 0 | For |
| Invesco | 227,575 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 215,567 | 0 | 0 | 0 | For |
| Principal | 208,223 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 200,023 | 0 | 0 | 0 | For |
| TIAA | 197,884 | 0 | 0 | 0 | For |
| Royce | 183,738 | 0 | 0 | 0 | For |
| Nationwide | 132,612 | 0 | 0 | 0 | For |
| SEI | 128,276 | 0 | 0 | 0 | For |
| WisdomTree | 97,611 | 0 | 0 | 0 | For |
| Prudential/PGIM | 93,425 | 0 | 0 | 0 | For |
| JPMorgan | 92,120 | 0 | 0 | 0 | For |
| Mercer Funds | 79,956 | 0 | 0 | 0 | For |
| Equitable | 79,341 | 0 | 0 | 0 | For |
| Jackson National | 74,136 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 72,400 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 30,276,358 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 11.19% |
| 2 | Vanguard | 7.29% |
| 3 | Dimensional | 5.49% |
| 4 | Fidelity | 3.80% |
| 5 | State Street | 2.84% |
| 6 | American Century | 1.61% |
| 7 | Charles Schwab | 1.45% |
| 8 | BRIDGEWAY FUNDS INC | 1.19% |
| 9 | Thrivent | 0.89% |
| 10 | Goldman Sachs | 0.86% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | State Street | 2.86% |
| 2 | BlackRock | 2.83% |
| 3 | LSV ASSET MANAGEMENT | 2.54% |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 2.37% |
| 5 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 2.19% |
| 6 | Fidelity | 2.09% |
| 7 | American Century | 1.62% |
| 8 | AQR | 1.54% |
| 9 | Charles Schwab | 1.53% |
| 10 | Stieven Capital Advisors, L.P. | 1.31% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.38% | 13F |
| FMR (Fidelity) | 7.99% | 13F |
| Vanguard Group | 7.12% | 13F |
| Dimensional Fund Advisors | 6.32% | 13F |
| FMR LLC | 6.25% | DEF14A |
| State Street Corporation | 5.25% | DEF14A |
| AQR Capital | 2.68% | 13F |
| Geode Capital | 2.37% | 13F |
| Goldman Sachs | 2.00% | 13F |
| JPMorgan Chase | 1.73% | 13F |
Percentages above are of 30,276,358 shares outstanding, as reported by HANMI FINANCIAL CORP. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from HANMI FINANCIAL CORP.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At HANMI FINANCIAL CORP.'s shareholder meeting held May 22, 2024, in the 2023-2024 proxy season, 222 asset managers reported how they voted on 12 ballot items in their SEC Form N-PX filings, covering 3,602 separate fund positions. On the most widely held item on that ballot — To provide a non-binding advisory vote to approve the compensation of our Named Executive… — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: HANMI FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 23, 2024.
HANMI FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.