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The deadline as the proxy statement states it: “vote is counted, your executed proxy card must be received by 11:59 p.m. Eastern Time on November 9, 2026”. Shares held through a bank, a broker or a company plan can have a different deadline; the voting instruction form says.
Read the proxy statement on EDGAR
Ballot read from the proxy statement and checked. As listed in Northern Lights Fund Trust IV’s proxy statement, with the board’s recommendation on each item. The company has filed 4 sets of additional materials since; they can add to or change what is below, so check them before relying on it.
| # | Item | Proposed by | Board recommends |
|---|---|---|---|
| 1 | APPROVAL OF NEW ADVISORY AGREEMENT | Board | For |
| 2 | APPROVAL OF NEW SUB-ADVISORY AGREEMENT | Board | For |
| 3 | APPROVAL OF A CHANGE IN THE FUNDS' DIVERSIFICATION CLASSIFICATION FROM DIVERSIFIED TO NON-DIVERSIFIED | Board | For |
Fund meetings often ask only some funds’ shareholders to vote on an item. See the proxy statement for which funds vote on each item.
The meeting facts and ballot come from the SEC proxy filings listed above. Ballots are read from the proxy statement and checked against the filing’s own text; when that check does not pass, the page shows “see the proxy statement” instead of a ballot. Last year’s figures are the company’s official Form 8-K results and the managers’ Form N-PX reports. Nothing on this page predicts how any shareholder will vote, and it is not investment advice. How this works.