Home › Asset managers › Compare 2023-2024 › Equitable vs DWS
Equitable 2023-2024 · DWS 2023-2024 · Download the item list (CSV)
| Common items | Same | Differ | Split (not in %) | Same position | Fund-level | |
|---|---|---|---|---|---|---|
| All ballot items | 55,455 | 48,139 | 1,858 | 5,458 | 96.3% | 92.2% |
| Board proposals | 45,324 | 38,955 | 1,658 | 4,711 | 95.9% | 91.8% |
| E&S shareholder proposals | 391 | 93 | 29 | 269 | 76.2% | 47.3% |
| Other items | 9,740 | 9,091 | 171 | 478 | 98.2% | 96.1% |
Everything Voted differently Split votes
All ballot items Board proposals E&S shareholder proposals Other items
5,458 items. “Voted differently”: each manager’s funds all voted one way, and the two ways differ. “Split”: at least one manager’s funds did not all vote the same way.
| Company | Meeting | Proposal | On the ballot from | Board recommended | Equitable | DWS |
|---|---|---|---|---|---|---|
| ALLEGRO.EU SA | June 26, 2024 | Approve Revised Remuneration Policy Compensation |
Board | For | Split 1 FOR, 1 AGAINST |
AGAINST 2 funds |
| ALLIANT ENERGY CORP. | May 17, 2024 | Election of Directors: Nominee for a term ending in 2027: Carol P. Sanders Director Elections |
Board | For | Split 16 FOR, 3 AGAINST |
FOR 6 funds |
| ALLIANT ENERGY CORP. | May 17, 2024 | Election of Directors: Nominee for a term ending in 2027: Roger K. Newport Director Elections |
Board | For | Split 18 FOR, 1 AGAINST |
FOR 6 funds |
| ALLKEM LTD. | December 19, 2023 | Approve Scheme of Arrangement in Relation to the Proposed Acquisition of the Company by Arcadium Lithium plc Extraordinary Transactions |
Board | For | Split 1 FOR, 1 ABSTAIN |
FOR 1 fund |
| ALLOGENE THERAPEUTICS INC. | June 5, 2024 | Election of Directors: Franz Humer, Ph.D. Director Elections |
Board | For | Split 4 FOR, 4 WITHHOLD |
WITHHOLD 1 fund |
| ALLOGENE THERAPEUTICS INC. | June 5, 2024 | Election of Directors: John DeYoung Director Elections |
Board | For | Split 4 FOR, 4 WITHHOLD |
WITHHOLD 1 fund |
| ALLOGENE THERAPEUTICS INC. | June 5, 2024 | Election of Directors: Joshua Kazam Director Elections |
Board | For | Split 5 FOR, 3 WITHHOLD |
WITHHOLD 1 fund |
| ALLOGENE THERAPEUTICS INC. | June 5, 2024 | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement. Say-on-Pay |
Board | For | Split 4 FOR, 4 AGAINST |
AGAINST 1 fund |
| ALLSTATE CORP (THE) | May 14, 2024 | Advisory vote to approve the compensation of the named executives. Say-on-Pay |
Board | For | Split 21 FOR, 1 AGAINST |
FOR 11 funds |
| ALNYLAM PHARMACEUTICALS INC. | May 16, 2024 | To elect the following nominees as Class II directors of Alnylam: David E.I. Pyott Director Elections |
Board | For | Split 5 FOR, 6 AGAINST |
FOR 4 funds |
| ALNYLAM PHARMACEUTICALS INC. | May 16, 2024 | To elect the following nominees as Class II directors of Alnylam: Dennis A. Ausiello, M.D. Director Elections |
Board | For | Split 5 FOR, 6 AGAINST |
FOR 4 funds |
| ALNYLAM PHARMACEUTICALS INC. | May 16, 2024 | To elect the following nominees as Class II directors of Alnylam: Olivier Brandicourt, M.D. Director Elections |
Board | For | Split 5 FOR, 6 AGAINST |
FOR 4 funds |
| ALNYLAM PHARMACEUTICALS INC. | May 16, 2024 | To elect the following nominees as Class II directors of Alnylam: Peter N. Kellogg Director Elections |
Board | For | Split 5 FOR, 6 AGAINST |
FOR 4 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Frances H. Arnold Director Elections |
Board | For | Split 11 FOR, 11 AGAINST |
FOR 25 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: John L. Hennessy Director Elections |
Board | For | Split 11 FOR, 11 AGAINST |
FOR 25 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: K. Ram Shriram Director Elections |
Board | For | Split 11 FOR, 10 AGAINST |
AGAINST 25 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: L. John Doerr Director Elections |
Board | For | Split 11 FOR, 10 AGAINST |
AGAINST 25 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: R. Martin "Marty" Chavez Director Elections |
Board | For | Split 16 FOR, 6 AGAINST |
FOR 25 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Robin L. Washington Director Elections |
Board | For | Split 11 FOR, 10 AGAINST |
AGAINST 25 funds |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Roger W. Ferguson Jr. Director Elections |
Board | For | Split 16 FOR, 6 AGAINST |
FOR 25 funds |
| ALPHABET INC. | June 7, 2024 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2024 Audit-related |
Board | For | Split 24 FOR, 1 AGAINST |
FOR 25 funds |
| ALPINE INCOME PROPERTY TRUST INC. | May 22, 2024 | Election of Directors: Mr. Jeffrey S. Yarckin Director Elections |
Board | For | Split 1 FOR, 5 AGAINST |
FOR 2 funds |
| ALPINE INCOME PROPERTY TRUST INC. | May 22, 2024 | Election of Directors: Mr. Mark O. Decker, Jr. Director Elections |
Board | For | Split 1 FOR, 5 AGAINST |
FOR 2 funds |
| ALS LTD. | July 26, 2023 | Approve Remuneration Report Compensation |
Board | None | Split 1 FOR, 1 AGAINST |
AGAINST 1 fund |
| ALTIMMUNE INC. | September 28, 2023 | Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement. Say-on-Pay |
Board | For | Split 5 FOR, 2 AGAINST |
FOR 2 funds |
| ALX ONCOLOGY HOLDINGS INC. | June 12, 2024 | Election of Directors: Corey Goodman, Ph.D. Director Elections |
Board | For | Split 1 FOR, 8 WITHHOLD |
WITHHOLD 1 fund |
| ALX ONCOLOGY HOLDINGS INC. | June 12, 2024 | Election of Directors: Jason Lettmann Director Elections |
Board | For | Split 8 FOR, 1 WITHHOLD |
FOR 1 fund |
| ALX ONCOLOGY HOLDINGS INC. | June 12, 2024 | Election of Directors: Sophia Randolph, M.D., Ph.D. Director Elections |
Board | For | Split 5 FOR, 4 WITHHOLD |
FOR 1 fund |
| AMADA CO. LTD. | June 27, 2024 | Elect Director Yamanashi, Takaaki Director Elections |
Board | For | Split 1 FOR, 1 AGAINST |
FOR 1 fund |
| AMADEUS IT GROUP SA | June 5, 2024 | Reelect William Connelly as Director Director Elections |
Board | For | Split 7 FOR, 1 ABSTAIN |
FOR 7 funds |
| AMAZON.COM INC. | May 22, 2024 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Say-on-Pay |
Board | For | Split 23 FOR, 2 AGAINST |
AGAINST 19 funds |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Edith W. Cooper Director Elections |
Board | For | Split 23 FOR, 3 AGAINST |
FOR 18 funds |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Jeffrey P. Bezos Director Elections |
Board | For | Split 26 FOR, 1 AGAINST |
FOR 18 funds |
| AMAZON.COM INC. | May 22, 2024 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Audit-related |
Board | For | Split 27 FOR, 1 AGAINST |
FOR 18 funds |
| AMBARELLA INC. | June 12, 2024 | Election of Directors: Christopher B. Paisley Director Elections |
Board | For | Split 4 FOR, 4 WITHHOLD |
FOR 1 fund |
| AMC NETWORKS INC. | June 12, 2024 | Advisory vote on Named Executive Officer compensation Say-on-Pay |
Board | For | Split 4 FOR, 2 AGAINST |
AGAINST 1 fund |
| AMC NETWORKS INC. | June 12, 2024 | Election of the following nominees as Directors: Carl E. Vogel Director Elections |
Board | For | Split 4 FOR, 2 WITHHOLD |
WITHHOLD 1 fund |
| AMC NETWORKS INC. | June 12, 2024 | Election of the following nominees as Directors: Debra G. Perelman Director Elections |
Board | For | Split 4 FOR, 2 WITHHOLD |
WITHHOLD 1 fund |
| AMC NETWORKS INC. | June 12, 2024 | Election of the following nominees as Directors: Joseph M. Cohen Director Elections |
Board | For | Split 4 FOR, 2 WITHHOLD |
WITHHOLD 1 fund |
| AMC NETWORKS INC. | June 12, 2024 | Election of the following nominees as Directors: Matthew C. Blank Director Elections |
Board | For | Split 4 FOR, 2 WITHHOLD |
WITHHOLD 1 fund |
| AMC NETWORKS INC. | June 12, 2024 | Vote on Proposal to Approve the Company's Amended and Restated 2011 Stock Plan for Non-Employee Directors Compensation |
Board | For | Split 4 FOR, 3 AGAINST |
AGAINST 1 fund |
| AMDOCS LTD. | February 2, 2024 | To approve an amendment to the Amdocs Limited 1998 Stock Option and Incentive Plan increasing the number of shares authorized for issuance under the plan and the sublimit on "full value" awards under the plan, in each case, by 3,000,000 shares Compensation |
Board | For | Split 5 FOR, 1 AGAINST |
FOR 5 funds |
| AMEDISYS INC. | September 8, 2023 | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of June 26, 2023, by and among UnitedHealth Group Incorporated ("Parent"), Amedisys, Inc. ("Amedisys") and Aurora Holdings Merger Sub Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will merge with and into Amedisys, with Amedisys continuing as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"). Extraordinary Transactions |
Board | For | Split 3 FOR, 4 ABSTAIN |
FOR 1 fund |
| AMERANT BANCORP INC. | May 8, 2024 | To elect directors to serve until the 2025 annual meeting of shareholders: Erin D. Knight Director Elections |
Board | For | Split 4 FOR, 2 AGAINST |
FOR 1 fund |
| AMERANT BANCORP INC. | May 8, 2024 | To elect directors to serve until the 2025 annual meeting of shareholders: Miguel A. Capriles L. Director Elections |
Board | For | Split 4 FOR, 2 AGAINST |
FOR 1 fund |
| AMERANT BANCORP INC. | May 8, 2024 | To elect directors to serve until the 2025 annual meeting of shareholders: Pamella J. Dana Director Elections |
Board | For | Split 4 FOR, 2 AGAINST |
FOR 1 fund |
| AMERANT BANCORP INC. | May 8, 2024 | To elect directors to serve until the 2025 annual meeting of shareholders: Samantha Holroyd Director Elections |
Board | For | Split 4 FOR, 2 AGAINST |
FOR 1 fund |
| AMEREN CORP. | May 9, 2024 | COMPANY PROPOSAL - ELECTION OF DIRECTORS-NOMINEES FOR DIRECTOR: RAFAEL FLORES Director Elections |
Board | Not determined | Split 18 FOR, 1 AGAINST |
FOR 5 funds |
| AMERICAN AIRLINES GROUP INC. | June 5, 2024 | Advisory vote to approve executive compensation (Say-on-Pay) Say-on-Pay |
Board | For | Split 7 FOR, 13 AGAINST |
AGAINST 8 funds |
| AMERICAN ASSETS TRUST INC. | June 3, 2024 | Election of Directors: Dr. Robert S. Sullivan Director Elections |
Board | For | Split 3 FOR, 4 WITHHOLD |
WITHHOLD 2 funds |
| AMERICAN ASSETS TRUST INC. | June 3, 2024 | Election of Directors: Joy L. Schaefer Director Elections |
Board | For | Split 3 FOR, 4 WITHHOLD |
WITHHOLD 2 funds |
| AMERICAN ASSETS TRUST INC. | June 3, 2024 | Election of Directors: Nina A. Tran Director Elections |
Board | For | Split 3 FOR, 4 WITHHOLD |
WITHHOLD 2 funds |
| AMERICAN ASSETS TRUST INC. | June 3, 2024 | Election of Directors: Thomas S. Olinger Director Elections |
Board | For | Split 3 FOR, 4 WITHHOLD |
FOR 2 funds |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC. | May 2, 2024 | Election of Directors: Peter D. Lyons Director Elections |
Board | For | Split 3 FOR, 2 AGAINST |
FOR 3 funds |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC. | May 2, 2024 | Election of Directors: Samuel Valenti III Director Elections |
Board | For | Split 3 FOR, 2 AGAINST |
FOR 3 funds |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC. | May 2, 2024 | Election of Directors: William L. Kozyra Director Elections |
Board | For | Split 3 FOR, 2 AGAINST |
FOR 3 funds |
| AMERICAN COASTAL INSURANCE CORP. | May 14, 2024 | Election of Directors To be elected for terms expiring in 2025: Alec L. Poitevint, II Class B Nominee Director Elections |
Board | For | Split 5 FOR, 2 AGAINST |
FOR 1 fund |
| AMERICAN COASTAL INSURANCE CORP. | May 14, 2024 | Election of Directors To be elected for terms expiring in 2025: Patrick F. Maroney Class B Nominee Director Elections |
Board | For | Split 5 FOR, 2 AGAINST |
FOR 1 fund |
| AMERICAN COASTAL INSURANCE CORP. | May 14, 2024 | Election of Directors To be elected for terms expiring in 2025: Sherrill W. Hudson Class B Nominee Director Elections |
Board | For | Split 5 FOR, 2 AGAINST |
FOR 1 fund |
| AMERICAN COASTAL INSURANCE CORP. | May 14, 2024 | Election of Directors To be elected for terms expiring in 2025: William H. Hood, III Class B Nominee Director Elections |
Board | For | Split 5 FOR, 2 AGAINST |
FOR 1 fund |
| AMERICAN EAGLE OUTFITTERS INC. | June 27, 2024 | Proposal One. Election of Directors: David M. Sable Director Elections |
Board | For | Split 4 FOR, 3 AGAINST |
FOR 2 funds |
| AMERICAN EAGLE OUTFITTERS INC. | June 27, 2024 | Proposal One. Election of Directors: Janice E. Page Director Elections |
Board | For | Split 4 FOR, 3 AGAINST |
FOR 2 funds |
| AMERICAN EAGLE OUTFITTERS INC. | June 27, 2024 | Proposal One. Election of Directors: Noel J. Spiegel Director Elections |
Board | For | Split 4 FOR, 3 AGAINST |
FOR 2 funds |
| AMERICAN ELECTRIC POWER COMPANY INC. | April 23, 2024 | Election of Directors: Sandra Beach Lin Director Elections |
Board | For | Split 17 FOR, 1 AGAINST |
FOR 7 funds |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING CO. | November 10, 2023 | The Merger Proposal - To approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 4, 2023, by and among AEL, Brookfield Reinsurance Ltd. ("Parent"), Arches Merger Sub Inc. ("Merger Sub"), and, solely for the purposes set forth in the Merger Agreement, Brookfield Asset Management Ltd., and the transactions contemplated by the Merger Agreement, including the merger of Merger Sub with and into AEL, with AEL surviving the merger as an indirect wholly owned subsidiary of Parent (the "Merger"). Extraordinary Transactions |
Board | For | Split 4 FOR, 3 ABSTAIN |
FOR 2 funds |
| AMERICAN FINANCIAL GROUP INC. | May 23, 2024 | Election of Directors: William W. Verity Director Elections |
Board | For | Split 3 FOR, 4 WITHHOLD |
FOR 2 funds |
| AMERICAN INTERNATIONAL GROUP INC. | May 15, 2024 | Advisory Vote to Approve Named Executive Officer Compensation. Say-on-Pay |
Board | For | Split 8 FOR, 9 AGAINST |
AGAINST 10 funds |
| AMERICAN INTERNATIONAL GROUP INC. | May 15, 2024 | Election of Directors: DIANA M. MURPHY Director Elections |
Board | For | Split 17 FOR, 1 AGAINST |
FOR 9 funds |
| AMERICAN INTERNATIONAL GROUP INC. | May 15, 2024 | Election of Directors: LINDA A. MILLS Director Elections |
Board | For | Split 10 FOR, 7 AGAINST |
FOR 9 funds |
| AMERICAN INTERNATIONAL GROUP INC. | May 15, 2024 | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2024. Audit-related |
Board | For | Split 17 FOR, 1 AGAINST |
FOR 9 funds |
| AMERICAN NATIONAL BANKSHARES INC. | November 14, 2023 | Proposal to approve the Agreement and Plan of Merger, dated as of July 24, 2023, as it may be amended from time to time, by and between Atlantic Union Bankshares Corporation ("Atlantic Union") and American National Bankshares Inc. ("American National"), under which American National will merge with and into Atlantic Union, with Atlantic Union continuing as the surviving corporation (the "merger"). Extraordinary Transactions |
Board | For | Split 4 FOR, 2 ABSTAIN |
FOR 1 fund |
| AMERICAN NATIONAL BANKSHARES INC. | November 14, 2023 | Proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to the named executive officers of American National that is based on or otherwise relates to the merger. Say-on-Pay |
Board | For | Split 4 FOR, 2 AGAINST |
AGAINST 1 fund |
| AMERICAN REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: Bradford A. Phillips Director Elections |
Board | For | Split 5 FOR, 1 WITHHOLD |
FOR 1 fund |
| AMERICAN SOFTWARE INC. | August 22, 2023 | Election of Directors: Thomas L. Newberry, V Director Elections |
Board | For | Split 6 FOR, 2 AGAINST |
FOR 1 fund |
| AMERICAN SOFTWARE INC. | August 22, 2023 | Election of Directors: W. Dennis Hogue Director Elections |
Board | For | Split 6 FOR, 2 AGAINST |
FOR 1 fund |
| AMERICAN STATES WATER CO. | May 21, 2024 | Election of Class I Directors: Mr. Steven D. Davis Director Elections |
Board | For | Split 3 FOR, 2 WITHHOLD |
FOR 4 funds |
| AMERICAN STATES WATER CO. | May 21, 2024 | Election of Class I Directors: Ms. Anne M. Holloway Director Elections |
Board | For | Split 3 FOR, 2 WITHHOLD |
FOR 4 funds |
| AMERICAN TOWER CORP. | May 22, 2024 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2024. Audit-related |
Board | For | Split 20 FOR, 1 AGAINST |
FOR 15 funds |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | Election of Directors: Amy DiGeso Director Elections |
Board | For | Split 20 FOR, 1 AGAINST |
FOR 10 funds |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | Election of Directors: James M. Cracchiolo Director Elections |
Board | For | Split 20 FOR, 1 AGAINST |
FOR 10 funds |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | To approve the compensation of the named executive officers by a nonbinding advisory vote. Say-on-Pay |
Board | For | Split 20 FOR, 1 AGAINST |
FOR 11 funds |
| AMERISAFE INC. | June 7, 2024 | Election of Directors: Philip A. Garcia Director Elections |
Board | For | Split 4 FOR, 2 WITHHOLD |
FOR 2 funds |
| AMERISAFE INC. | June 7, 2024 | Election of Directors: Randall E. Roach Director Elections |
Board | For | Split 4 FOR, 2 WITHHOLD |
FOR 2 funds |
| AMES NATIONAL CORP. | April 24, 2024 | Election of Directors, who will serve a three-year term: Lisa M. Eslinger Director Elections |
Board | For | Split 5 FOR, 2 WITHHOLD |
FOR 1 fund |
| AMETEK INC. | May 7, 2024 | Election of Directors for a term of three years: Suzanne L. Stefany Director Elections |
Board | For | Split 10 FOR, 11 AGAINST |
FOR 10 funds |
| AMGEN INC. | May 31, 2024 | Advisory vote to approve our executive compensation. Say-on-Pay |
Board | For | Split 23 FOR, 1 AGAINST |
FOR 19 funds |
| AMGEN INC. | May 31, 2024 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2024. Audit-related |
Board | For | Split 23 FOR, 1 AGAINST |
FOR 18 funds |
| AMICUS THERAPEUTICS INC. | June 6, 2024 | Election of Directors: Burke W. Whitman Director Elections |
Board | For | Split 3 FOR, 4 WITHHOLD |
FOR 1 fund |
| AMKOR TECHNOLOGY INC. | May 14, 2024 | Election of Directors: Winston J. Churchill Director Elections |
Board | For | Split 4 FOR, 5 WITHHOLD |
FOR 2 funds |
| AMNEAL PHARMACEUTICALS INC. | May 2, 2024 | Election of Directors: Paul Meister Director Elections |
Board | For | Split 3 FOR, 3 AGAINST |
AGAINST 1 fund |
| AMPHASTAR PHARMACEUTICALS INC. | June 3, 2024 | To approve the amendment and restatement of our 2015 Equity Incentive Plan. Compensation |
Board | For | Split 3 FOR, 3 AGAINST |
AGAINST 2 funds |
| AMPHENOL CORP. | May 16, 2024 | Advisory Vote to Approve Compensation of Named Executive Officers Say-on-Pay |
Board | For | Split 24 FOR, 1 AGAINST |
FOR 5 funds |
| AMPHENOL CORP. | May 16, 2024 | Election of Nine Directors: Anne Clarke Wolff Director Elections |
Board | For | Split 23 FOR, 2 AGAINST |
AGAINST 4 funds |
| AMPHENOL CORP. | May 16, 2024 | Ratification and Approval of 2024 Restricted Stock Plan for Directors of Amphenol Corporation Compensation |
Board | For | Split 24 FOR, 1 AGAINST |
FOR 4 funds |
| AMPHENOL CORP. | May 16, 2024 | Ratification of the selection of Deloitte & Touche LLP as Independent Public Accountants Audit-related |
Board | For | Split 24 FOR, 1 AGAINST |
FOR 4 funds |
| AMPLIFON SPA | April 24, 2024 | Approve Second Section of the Remuneration Report Compensation |
Board | For | Split 4 FOR, 3 AGAINST |
AGAINST 6 funds |
| AMPRIUS TECHNOLOGIES INC. | October 24, 2023 | To consider and vote upon a proposal to approve and adopt the Agreement and Plan of Merger and Reorganization, dated as of May 9, 2023, which we refer to as the "merger agreement," a copy of which is attached as Annex A to this proxy statement/prospectus, by and among Amprius, Amprius, Inc., which we refer to as "Holdco," Combine Merger Sub, Inc., a wholly owned direct subsidiary of Amprius, which we refer to as "Merger Sub I," and Combine Merger Sub, LLC, a wholly owned direct subsidiary of Amprius, which we refer to as "Merger Sub II" and, together with Merger Sub I, the "Merger Subs," pursuant to which Merger Sub I will merge with and into Holdco (with Holdco surviving the merger as a wholly owned subsidiary of Amprius), which we refer to as the "first merger," and then Holdco (as the surviving entity of the first merger) will merge with and into Merger Sub II, which we refer to as the "second merger" and, together with the first merger and the other transactions contemplated by the merger agreement, the "mergers," and the transactions contemplated thereby, including the mergers and the issuance of shares of Amprius' common stock and non-voting common stock to Holdco's stockholders, options to purchase shares of Amprius' common stock to Holdco's option holders and warrants exercisable for shares of Amprius' common stock to Holdco's warrant holder pursuant to the terms of the merger agreement. Extraordinary Transactions |
Board | For | Split 4 FOR, 2 ABSTAIN |
FOR 1 fund |
| AMPRIUS TECHNOLOGIES INC. | June 6, 2024 | Election of Class II Directors: Dr. Steven Chu Director Elections |
Board | For | Split 5 FOR, 2 WITHHOLD |
FOR 1 fund |
| AMPRIUS TECHNOLOGIES INC. | June 6, 2024 | Election of Class II Directors: Justin Mirro Director Elections |
Board | For | Split 5 FOR, 2 WITHHOLD |
WITHHOLD 1 fund |
| ANA HOLDINGS INC. | June 27, 2024 | Elect Director Shibata, Koji Director Elections |
Board | For | Split 4 FOR, 4 AGAINST |
FOR 6 funds |
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How items are matched and positions counted: see the comparison table and the methodology. Built November 1, 2026 from SEC Form N-PX filings.