Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
211 proposals. Every shareholder proposal Guggenheim backed in 2023-2024 is listed here.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| SYSCO CORP. | November 17, 2023 | To consider a stockholder proposal related to re-establishing a policy for eliminating or reducing gestation crates in the Company's pork supply chain. | Other Social Issues | Shareholder | Against | FOR | 10 |
| TIMKEN CO. | May 3, 2024 | Consideration of a shareholder proposal requesting that The Timken Company adopt independently-verified short- and medium-term science-based greenhouse gas emissions reduction targets, inclusive of emissions from its full value chain, in order to achieve net-zero emissions by 2050 in line with the Paris Agreement's goal of limiting global temperature rise to 1.5 degrees Celsius. | Environment or Climate | Shareholder | Against | FOR | 10 |
| BOEING CO. | May 17, 2024 | Adoption of Value Chain Emission Reduction Target. | Environment or Climate | Shareholder | Against | FOR | 9 |
| BOEING CO. | May 17, 2024 | Racial and Gender Pay Gap Disclosure. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 9 |
| BOEING CO. | May 17, 2024 | Report on Climate Lobbying. | Environment or Climate | Shareholder | Against | FOR | 9 |
| CAESARS ENTERTAINMENT INC. | June 11, 2024 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SMOKEFREE POLICY FOR CAESARS ENTERTAINMENT PROPERTIES. | Other Social Issues | Shareholder | Against | FOR | 9 |
| CHIPOTLE MEXICAN GRILL INC. | June 6, 2024 | Shareholder Proposal - Requesting a report on adoption of automation. | Other Social Issues | Shareholder | Against | FOR | 9 |
| CHIPOTLE MEXICAN GRILL INC. | June 6, 2024 | Shareholder Proposal - Requesting an audit of safety practices. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 9 |
| DINE BRANDS GLOBAL INC. | May 14, 2024 | Stockholder proposal regarding climate change policies and climate change risk disclosures. | Environment or Climate | Shareholder | Against | FOR | 9 |
| DINE BRANDS GLOBAL INC. | May 14, 2024 | Stockholder proposal regarding group-housed pork. | Other Social Issues | Shareholder | Against | FOR | 9 |
| ENCOMPASS HEALTH CORP. | May 2, 2024 | A vote on a resolution requesting a report on the effectiveness of the Company's diversity, equity, and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 9 |
| HUNTSMAN CORP. | May 2, 2024 | Stockholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | Against | FOR | 9 |
| L3HARRIS TECHNOLOGIES INC. | April 19, 2024 | Shareholder Proposal titled "Transparency in Lobbying" | Other Social Issues | Shareholder | Against | FOR | 9 |
| QUEST DIAGNOSTICS INC. | May 16, 2024 | Stockholder proposal regarding managing climate risk through science-based targets and transition planning | Environment or Climate | Shareholder | Against | FOR | 9 |
| SONOCO PRODUCTS CO. | April 17, 2024 | Advisory (non-binding) shareholder proposal regarding transparency in political spending. | Other Social Issues | Shareholder | Against | FOR | 9 |
| WARRIOR MET COAL INC. | April 25, 2024 | STOCKHOLDER PROPOSAL: To adopt a resolution urging the Board of Directors to commission and oversee an assessment of the Company's respect for the internationally recognized human rights of freedom of association and collective bargaining. | Human Rights or Human Capital/workforce | Shareholder | Not determined | FOR | 9 |
| WINGSTOP INC. | May 23, 2024 | Vote on a stockholder proposal regarding greenhouse gas emissions reporting and goals, if properly presented at the Annual Meeting of Stockholders; and | Environment or Climate | Shareholder | Against | FOR | 9 |
| CASEY'S GENERAL STORES INC. | September 6, 2023 | Shareholder proposal regarding greenhouse gas emissions reporting. | Environment or Climate | Shareholder | Against | FOR | 8 |
| DARDEN RESTAURANTS INC. | September 20, 2023 | To vote on a shareholder proposal requesting the Company to issue greenhouse gas reduction targets if properly presented at the meeting. | Environment or Climate | Shareholder | Against | FOR | 8 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC. | May 7, 2024 | Shareholder Proposal: Regarding Report on Effectiveness of DEI Efforts | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 8 |
| GLOBAL PAYMENTS INC. | April 25, 2024 | Advisory shareholder proposal on transparency in political spending. | Other Social Issues | Shareholder | Against | FOR | 8 |
| HERSHEY CO. | May 6, 2024 | Stockholder Proposal titled "Public Report on Packaging Reuse & Recycling." | Environment or Climate | Shareholder | Against | FOR | 8 |
| JACK IN THE BOX INC. | March 1, 2024 | Shareholder Proposal Regarding Greenhouse Gas ("GHG") Emissions Disclosures. | Environment or Climate | Shareholder | Against | FOR | 8 |
| KELLANOVA | April 26, 2024 | Shareowner proposal requesting racial and gender pay gap disclosures, if properly presented at the meeting. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 8 |
| KELLANOVA | April 26, 2024 | Shareowner proposal requesting the Company report on the risks to the Company associated with pesticide use in its supply chain, if properly presented at meeting. | Environment or Climate | Shareholder | Against | FOR | 8 |
| MORGAN STANLEY | May 23, 2024 | Shareholder proposal regarding transparency in lobbying | Other Social Issues | Shareholder | Against | FOR | 8 |
| MORGAN STANLEY | May 23, 2024 | Shareholder proposal requesting a clean energy supply financing ratio | Environment or Climate | Shareholder | Against | FOR | 8 |
| NEXTERA ENERGY INC. | May 23, 2024 | A proposal entitled "Board Matrix" requesting a chart of individual Director self-identified gender, race/ethnicity and skills | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 8 |
| NEXTERA ENERGY INC. | May 23, 2024 | A proposal entitled "Climate Lobbying Report" requesting a report on the Company's lobbying and trade association memberships in relation to the Company's emissions goal | Environment or Climate | Shareholder | Against | FOR | 8 |
| NORFOLK SOUTHERN CORP. | May 9, 2024 | A Shareholder proposal regarding an annual report on lobbying activities, policies and communications. | Other Social Issues | Shareholder | Not determined | FOR | 8 |
| OCCIDENTAL PETROLEUM CORP. | May 2, 2024 | Shareholder Proposal Requesting an Annual Report on Lobbying | Other Social Issues | Shareholder | Not determined | FOR | 8 |
| ORACLE CORP. | November 15, 2023 | Stockholder Proposal Regarding Pay Gap Report | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 8 |
| STRYKER CORP. | May 9, 2024 | Shareholder Proposal on Transparency in Political Spending. | Other Social Issues | Shareholder | Not determined | FOR | 8 |
| UNITED PARCEL SERVICE INC. | May 2, 2024 | To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Not determined | FOR | 8 |
| CHARLES RIVER LABORATORIES INTERNATIONAL INC. | May 8, 2024 | Proposal to publish a report on non-human primates imported by Charles River Laboratories International, Inc. | Other Social Issues | Shareholder | Against | FOR | 7 |
| DICK'S SPORTING GOODS INC. | June 12, 2024 | Stockholder proposal requesting that the Board adopt a policy requiring the Company to publicly disclose its EEO-1 report. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 7 |
| PAPA JOHN'S INTERNATIONAL INC. | May 2, 2024 | Stockholder proposal regarding pork housing disclosure. | Other Social Issues | Shareholder | Against | FOR | 7 |
| RTX CORP. | May 2, 2024 | Shareowner Proposal Requesting a Lobbying Transparency Report | Other Social Issues | Shareholder | Not determined | FOR | 7 |
| RTX CORP. | May 2, 2024 | Shareowner Proposal Requesting a Report on Full Value Chain Emissions Reduction Plan | Environment or Climate | Shareholder | Not determined | FOR | 7 |
| STRIDE INC. | December 7, 2023 | Approval of the stockholder proposal regarding a report on lobbying; and | Other Social Issues | Shareholder | Against | FOR | 7 |
| ALCOA CORP. | May 10, 2024 | Stockholder proposal requesting the preparation of an annual report on lobbying activities, if properly presented | Other Social Issues | Shareholder | Against | FOR | 6 |
| CARRIER GLOBAL CORP. | April 18, 2024 | Shareowner Proposal regarding transparency in lobbying | Other Social Issues | Shareholder | Against | FOR | 6 |
| HUNTINGTON INGALLS INDUSTRIES INC. | May 1, 2024 | Stockholder Proposal Regarding Science-based Greenhouse Gas Reduction Targets and Transition Plan | Environment or Climate | Shareholder | Against | FOR | 6 |
| MAXIMUS INC. | March 12, 2024 | Shareholder proposal regarding the commission of a third party assessment on the Company's commitment to freedom of association and collective bargaining rights. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 6 |
| SKECHERS U.S.A. INC. | May 23, 2024 | Stockholder proposal requesting our company to publicly disclose a timeline for meeting and disclosing our value chain emissions. | Environment or Climate | Shareholder | Against | FOR | 6 |
| SKYWEST INC. | May 7, 2024 | A shareholder proposal regarding collective bargaining policy. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 6 |
| TEXAS ROADHOUSE INC. | May 16, 2024 | An Advisory Vote on a Shareholder Proposal Regarding the Issuance of a Climate Report. | Environment or Climate | Shareholder | Against | FOR | 6 |
| WENDY'S CO. | May 21, 2024 | Stockholder proposal regarding cage-free eggs, if properly presented at the Annual Meeting. | Other Social Issues | Shareholder | Against | FOR | 6 |
| BALLY'S CORP. | May 16, 2024 | A shareholder proposal regarding a report on the adoption of a smokefree policy. | Other Social Issues | Shareholder | Against | FOR | 5 |
| DELL TECHNOLOGIES INC. | June 27, 2024 | Shareholder proposal seeking a report to shareholders on the effectiveness of Dell Technologies Inc.'s diversity, equity, and inclusion efforts | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 5 |
| DENNY'S CORP. | May 15, 2024 | A proposal that asks the Company to disclose its current greenhouse gas ("GHG") emissions, emissions data for any previous year during which they've been measured, and targets for further reducing its emissions with progress meeting the goals to be disclosed regularly | Environment or Climate | Shareholder | Against | FOR | 5 |
| DENNY'S CORP. | May 15, 2024 | A proposal that asks the Company to publish measurable, time-bound targets for eliminating (or at least significantly reducing) gestation crates in its pork supply and regularly report progress meeting them. | Other Social Issues | Shareholder | Against | FOR | 5 |
| MARKEL GROUP INC. | May 22, 2024 | Shareholder proposal for a report on the Company's greenhouse gas emissions. | Environment or Climate | Shareholder | Against | FOR | 5 |
| MESA LABORATORIES INC. | August 25, 2023 | To approve the shareholder proposal to measure and annually present scope 1 through 3 greenhouse gas emissions. | Environment or Climate | Shareholder | Against | FOR | 5 |
| NOODLES & CO. | May 15, 2024 | To vote on a stockholder proposal regarding greenhouse gas emissions disclosures. | Environment or Climate | Shareholder | Against | FOR | 5 |
| SMITH & WESSON BRANDS INC. | September 19, 2023 | A stockholder proposal (human rights impact assessment). | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 5 |
| CROWN HOLDINGS INC. | May 2, 2024 | Consideration of a Shareholder's proposal regarding transparency in political spending. | Other Social Issues | Shareholder | Not determined | FOR | 4 |
| DOCUSIGN INC. | May 29, 2024 | A stockholder proposal to report on the effectiveness of the Company's diversity, equity, and inclusion efforts, if properly presented at the meeting | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 4 |
| DRAFTKINGS INC. | May 13, 2024 | To consider a shareholder proposal regarding disclosure of certain political contributions. | Other Social Issues | Shareholder | Against | FOR | 4 |
| GAMESTOP CORP. | June 17, 2024 | To consider and vote on the stockholder proposal requesting a Board of Directors skills and diversity matrix, if properly presented at the annual meeting. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 4 |
| INGLES MARKETS INC. | February 13, 2024 | Stockholder proposal concerning risk disclosure related to consumer expectations on significant policy matters. | Environment or Climate | Shareholder | Against | FOR | 4 |
| INGLES MARKETS INC. | February 13, 2024 | Stockholder proposal regarding cage free egg progress disclosure. | Other Social Issues | Shareholder | Against | FOR | 4 |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To vote on shareholder proposal requesting that the Board of Directors prepare a report by January 2025, at reasonable expense and omitting proprietary information, on steps the Company is taking to enhance board diversity; and | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 4 |
| RYDER SYSTEM INC. | May 3, 2024 | To vote, on an advisory basis, on a shareholder proposal regarding the Company's climate change strategy and related impacts on employment. | Environment or Climate | Shareholder | Against | FOR | 4 |
| WEIS MARKETS INC. | May 2, 2024 | Shareholder proposal requesting a report on how the Company is addressing climate-change related risks in its Supply Chain. | Environment or Climate | Shareholder | Against | FOR | 4 |
| COTY INC. | November 2, 2023 | Stockholder proposal regarding a report on plastic packaging reduction | Environment or Climate | Shareholder | Against | FOR | 2 |
| TOYOTA MOTOR CORP. | June 18, 2024 | Amend Articles to Report on Corporate Climate Lobbying Aligned with Paris Agreement | Environment or Climate | Shareholder | Against | FOR | 2 |
| ADOBE INC. | April 17, 2024 | Stockholder Proposal - Reporting on Hiring of Persons with Arrest or Incarceration Records. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on climate risks to retirement plan beneficiaries | Environment or Climate | Shareholder | Against | FOR | 1 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on reproductive healthcare misinformation risks | Other Social Issues | Shareholder | Against | FOR | 1 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE EMISSIONS REPORTING | Environment or Climate | Shareholder | Against | FOR | 1 |
| APPLIED MATERIALS INC. | March 7, 2024 | Shareholder proposal requesting that Applied Materials prepare a report disclosing Applied Materials' policy and procedures governing lobbying and payments by Applied Materials used for lobbying. | Other Social Issues | Shareholder | Against | FOR | 1 |
| APPLIED MATERIALS INC. | March 7, 2024 | Shareholder proposal requesting that Applied Materials report on quantitative median and adjusted pay gaps across race and gender. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| BANK OF AMERICA CORP. | April 24, 2024 | Shareholder proposal requesting changes to executive compensation program | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Shareholder proposal requesting that the Board of Directors disclose in a consolidated annual report GHG emissions data by scope, as well as progress toward its net-zero decarbonization goal, for Berkshire Hathaway Energy. | Environment or Climate | Shareholder | Against | FOR | 1 |
| BOOKING HOLDINGS INC. | June 4, 2024 | Stockholder proposal requesting a non-binding stockholder vote regarding reproductive rights and data privacy. | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Stockholder proposal requesting setting of near - and long-term greenhouse gas emission reduction targets. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| CISCO SYSTEMS INC. | December 6, 2023 | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Other Social Issues | Shareholder | Against | FOR | 1 |
| CITIGROUP INC. | April 30, 2024 | Stockholder proposal requesting a report disclosing the Board's oversight regarding material risks associated with animal welfare. | Other Social Issues | Shareholder | Against | FOR | 1 |
| CVS HEALTH CORP. | May 16, 2024 | Stockholder Proposal Requesting an Independent, Third Party Worker Rights Assessment and Report. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| ELI LILLY AND CO. | May 6, 2024 | Shareholder proposal to adopt a comprehensive human rights policy | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| ELI LILLY AND CO. | May 6, 2024 | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Other Social Issues | Shareholder | Against | FOR | 1 |
| HCA HEALTHCARE INC. | April 25, 2024 | Stockholder proposal, if properly presented at the meeting, regarding report on risk mitigation regarding state restrictions for emergency abortions. | Other Social Issues | Shareholder | Against | FOR | 1 |
| HCA HEALTHCARE INC. | April 25, 2024 | Stockholder proposal, if property presented at the meeting, regarding report on maternal health outcomes. | Other Social Issues | Shareholder | Against | FOR | 1 |
| HOME DEPOT INC. | May 16, 2024 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Other Social Issues | Shareholder | Against | FOR | 1 |
| HOME DEPOT INC. | May 16, 2024 | Shareholder Proposal Regarding a Report on Biodiversity Impact and Dependency Assessment | Environment or Climate | Shareholder | Against | FOR | 1 |
| JPMORGAN CHASE & CO. | May 21, 2024 | Proxy voting alignment | Environment or Climate | Shareholder | Against | FOR | 1 |
| JPMORGAN CHASE & CO. | May 21, 2024 | Report on due diligence in conflict-affected and high-risk areas | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Stockholder Proposal Requesting a Report on Alignment of Political Activities with Human Rights Policy | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| LULULEMON ATHLETICA INC. | June 6, 2024 | Shareholder proposal regarding a report on the impact of the production and sale of animal-derived products (if properly presented at the meeting). | Other Social Issues | Shareholder | Against | FOR | 1 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on human rights risks in non-US markets. | Other Social Issues | Shareholder | Against | FOR | 1 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on political advertising and election cycle enhanced actions. | Other Social Issues | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on AI Misinformation and Disinformation | Other Social Issues | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on Climate Risks to Retirement Plan Beneficiaries | Environment or Climate | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on Risks of Weapons Development | Other Social Issues | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on Tax Transparency | Other Social Issues | Shareholder | Against | FOR | 1 |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Global Transparency Report. | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Report on Risks Related to Biodiversity and Nature Loss. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
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Built October 25, 2026 from SEC Form N-PX filings.