Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| AMAZON.COM INC. | May 22, 2024 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Say-on-Pay | Board | AGAINST | 29 | |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Environment or Climate | Shareholder | Against | FOR | 28 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 28 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 28 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 28 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Other Social Issues | Shareholder | Against | FOR | 28 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Environment or Climate | Shareholder | Against | FOR | 28 |
| MICROSOFT CORP. | December 7, 2023 | Report on Data Operations in Human Rights Hotspots | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 27 |
| PAYPAL HOLDINGS INC. | May 22, 2024 | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Compensation | Board | AGAINST | 27 | |
| APPLE INC. | February 28, 2024 | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 26 |
| APPLE INC. | February 28, 2024 | A shareholder proposal requesting a report on the use of Al | Other Social Issues | Shareholder | Against | FOR | 26 |
| BROADCOM INC. | April 22, 2024 | Advisory vote to approve the named executive officer compensation. | Say-on-Pay | Board | AGAINST | 26 | |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding human rights impact assessment on AI systems driving targeted advertising. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 24 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Other Social Issues | Shareholder | Against | FOR | 24 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Environment or Climate | Shareholder | Against | FOR | 24 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on generative AI misinformation and disinformation risks. | Other Social Issues | Shareholder | Against | FOR | 24 |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Andrew W. Houston | Director Elections | Board | WITHHOLD | 24 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Marc L. Andreessen | Director Elections | Board | WITHHOLD | 24 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Mark Zuckerberg | Director Elections | Board | WITHHOLD | 24 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Peggy Alford | Director Elections | Board | WITHHOLD | 24 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Tony Xu | Director Elections | Board | WITHHOLD | 24 | |
| META PLATFORMS INC. | May 29, 2024 | To amend Meta Platforms, Inc.'s 2012 Equity Incentive Plan. | Compensation | Board | AGAINST | 24 | |
| VERTEX PHARMACEUTICALS INC. | May 15, 2024 | Shareholder proposal, if properly presented at the meeting, regarding a report on racial and gender pay gaps. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 23 |
| VERIZON COMMUNICATIONS INC. | May 9, 2024 | Lobbying activities report | Other Social Issues | Shareholder | Not determined | FOR | 22 |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Frances H. Arnold | Director Elections | Board | AGAINST | 21 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: John L. Hennessy | Director Elections | Board | AGAINST | 21 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: K. Ram Shriram | Director Elections | Board | AGAINST | 21 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: L. John Doerr | Director Elections | Board | AGAINST | 21 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Robin L. Washington | Director Elections | Board | AGAINST | 21 | |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a human rights assessment of Al-driven targeted ad policies | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 21 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a lobbying report | Other Social Issues | Shareholder | Against | FOR | 21 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on generative Al misinformation and disinformation risks | Other Social Issues | Shareholder | Against | FOR | 21 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on online safety for children | Other Social Issues | Shareholder | Against | FOR | 21 |
| REGENERON PHARMACEUTICALS INC. | June 14, 2024 | Election of Directors: Arthur F. Ryan | Director Elections | Board | AGAINST | 21 | |
| SYNCHRONY FINANCIAL | June 11, 2024 | Advisory Vote to Approve Named Executive Officer Compensation. | Say-on-Pay | Board | AGAINST | 21 | |
| TESLA INC. | June 13, 2024 | A Tesla proposal to approve executive compensation on a non-binding advisory basis. | Say-on-Pay | Board | AGAINST | 21 | |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Non-binding vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 21 | |
| CHEVRON CORP. | May 29, 2024 | Commission a Third-Party Report on Human Rights Practices | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 20 |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Jeffrey A. Honickman | Director Elections | Board | WITHHOLD | 20 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Kenneth J. Bacon | Director Elections | Board | WITHHOLD | 20 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Madeline S. Bell | Director Elections | Board | WITHHOLD | 20 | |
| COMCAST CORP. | June 10, 2024 | Report on political expenditures misalignment with company values | Other Social Issues | Shareholder | Against | FOR | 20 |
| GENERAL MOTORS CO. | June 4, 2024 | Advisory Approval of Named Executive Officer Compensation | Say-on-Pay | Board | AGAINST | 20 | |
| PACCAR INC. | April 30, 2024 | Stockholder proposal regarding a report on climate-related policy engagement | Environment or Climate | Shareholder | Against | FOR | 20 |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Andre Almeida | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Christian P. Illek | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Dominique Leroy | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: G. Michael Sievert | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Marcelo Claure | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Raphael Kubler | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Srinivasan Gopalan | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Thorsten Langheim | Director Elections | Board | WITHHOLD | 20 | |
| T-MOBILE US INC. | June 12, 2024 | Election of Directors: Timotheus Hottges | Director Elections | Board | WITHHOLD | 20 | |
| TESLA INC. | June 13, 2024 | A Tesla proposal to ratify the 100% performance-based stock option award to Elon Musk that was proposed to and approved by our stockholders in 2018. | Compensation | Board | AGAINST | 20 | |
| TESLA INC. | June 13, 2024 | A stockholder proposal regarding adoption of a freedom of association and collective bargaining policy, if properly presented. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 20 |
| TESLA INC. | June 13, 2024 | A stockholder proposal regarding annual reporting on anti-harassment and discrimination efforts, if properly presented. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 20 |
| BANK OF AMERICA CORP. | April 24, 2024 | Amending and restating the Bank of America Corporation Equity Plan | Compensation | Board | AGAINST | 19 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Shareholder proposal requesting disclosure of clean energy financing ratio | Environment or Climate | Shareholder | Against | FOR | 19 |
| BANK OF AMERICA CORP. | April 24, 2024 | Shareholder proposal requesting report on lobbying alignment with Bank of America's climate goals | Environment or Climate | Shareholder | Against | FOR | 19 |
| JPMORGAN CHASE & CO. | May 21, 2024 | Indigenous peoples' rights indicators | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 19 |
| SKYWORKS SOLUTIONS INC. | May 14, 2024 | To approve a stockholder proposal regarding adoption of greenhouse gas emissions reduction targets. | Environment or Climate | Shareholder | Against | FOR | 19 |
| WALMART INC. | June 5, 2024 | Human Rights Impact Assessment | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 19 |
| WALMART INC. | June 5, 2024 | Publication of Targets for Transitioning from Gestation Crates in Pork Supply Chain | Other Social Issues | Shareholder | Against | FOR | 19 |
| WALMART INC. | June 5, 2024 | Racial Equity Audit | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 19 |
| WALMART INC. | June 5, 2024 | Workplace Safety & Violence Review | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 19 |
| ABBVIE INC. | May 3, 2024 | Stockholder Proposal - to Issue Annual Report on Lobbying | Other Social Issues | Shareholder | Against | FOR | 18 |
| ABBVIE INC. | May 3, 2024 | Stockholder Proposal - to Issue a Report on Patent Process | Other Social Issues | Shareholder | Against | FOR | 18 |
| ALEXANDRIA REAL ESTATE EQUITIES INC. | May 14, 2024 | Election of Directors: James P. Cain | Director Elections | Board | AGAINST | 18 | |
| ALEXANDRIA REAL ESTATE EQUITIES INC. | May 14, 2024 | Election of Directors: Maria C. Freire | Director Elections | Board | AGAINST | 18 | |
| ALEXANDRIA REAL ESTATE EQUITIES INC. | May 14, 2024 | Election of Directors: Michael A. Woronoff | Director Elections | Board | AGAINST | 18 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Charlotte Guyman | Director Elections | Board | WITHHOLD | 18 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Kenneth I. Chenault | Director Elections | Board | WITHHOLD | 18 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Stephen B. Burke | Director Elections | Board | WITHHOLD | 18 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Susan L. Decker | Director Elections | Board | WITHHOLD | 18 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Thomas S. Murphy, Jr. | Director Elections | Board | WITHHOLD | 18 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investing activities. | Environment or Climate | Shareholder | Against | FOR | 18 |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 18 |
| CITIZENS FINANCIAL GROUP INC. | April 25, 2024 | Advisory Vote on Executive Compensation. | Say-on-Pay | Board | AGAINST | 18 | |
| GOLDMAN SACHS GROUP INC. | April 24, 2024 | Shareholder Proposal Regarding Disclosure of Clean Energy Supply Financing Ratio | Environment or Climate | Shareholder | Against | FOR | 18 |
| GOLDMAN SACHS GROUP INC. | April 24, 2024 | Shareholder Proposal Regarding Pay Equity Reporting | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 18 |
| GOLDMAN SACHS GROUP INC. | April 24, 2024 | Shareholder Proposal Regarding a Transparency In Lobbying Report | Other Social Issues | Shareholder | Against | FOR | 18 |
| MCDONALD'S CORP. | May 22, 2024 | Advisory Vote on Poultry Welfare Disclosure. | Other Social Issues | Shareholder | Against | FOR | 18 |
| PIONEER NATURAL RESOURCES CO. | February 7, 2024 | The Advisory Compensation Proposal: To approve, on an advisory basis, the compensation that may be paid or become payable to Pioneer's named executive officers that is based on or otherwise related to the merger. | Say-on-Pay | Board | AGAINST | 18 | |
| CATERPILLAR INC. | June 12, 2024 | Shareholder Proposal - Lobbying Disclosure | Other Social Issues | Shareholder | Against | FOR | 17 |
| NETFLIX INC. | June 6, 2024 | Stockholder proposal entitled, "Report on Netflix's Use of Artificial Intelligence," if properly presented at the meeting. | Other Social Issues | Shareholder | Against | FOR | 17 |
| UNITEDHEALTH GROUP INC. | June 3, 2024 | If properly presented at the 2024 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Other Social Issues | Shareholder | Against | FOR | 17 |
| WARNER BROS. DISCOVERY INC. | June 3, 2024 | To vote on an advisory resolution to approve the 2023 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on-Pay" vote. | Say-on-Pay | Board | AGAINST | 17 | |
| ANALOG DEVICES INC. | March 13, 2024 | Advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Approval of the amendment increasing the number of shares in the Company's 2019 Stock Incentive Plan. | Compensation | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Election of Directors: Eric L. Zinterhofer | Director Elections | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Election of Directors: Gregory B. Maffei | Director Elections | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Election of Directors: Mauricio Ramos | Director Elections | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Election of Directors: Steven A. Miron | Director Elections | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Election of Directors: W. Lance Conn | Director Elections | Board | AGAINST | 16 | |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Stockholder proposal regarding lobbying activities. | Other Social Issues | Shareholder | Against | FOR | 16 |
| CHARTER COMMUNICATIONS INC. | April 23, 2024 | Stockholder proposal regarding political expenditures report. | Other Social Issues | Shareholder | Against | FOR | 16 |
| CITIGROUP INC. | April 30, 2024 | Approval of additional shares for, and a term extension and restatement of, the Citigroup 2019 Stock Incentive Plan. | Compensation | Board | AGAINST | 16 | |
| CITIGROUP INC. | April 30, 2024 | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 16 |
| LENNAR CORP. | April 10, 2024 | Approval, on an advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 16 | |
| LIBERTY ENERGY INC. | April 16, 2024 | Approval of an amendment and restatement of the Company's long term incentive plan. | Compensation | Board | AGAINST | 16 |
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Built October 18, 2026 from SEC Form N-PX filings.