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Compiled from SEC Form N-PX filings and UNITY BANCORP INC.’s Form 8-K, filed April 25, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of April 25, 2024: 5 items on UNITY BANCORP INC.’s Form 8-K, filed April 25, 2024: 5 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore UNITY BANCORP INC. in the interactive database Compare manager voting policies
These tallies are UNITY BANCORP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed April 25, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Dr. Mark S. Brody | 7,249,496 | -- | -- | 671,787 | 976,547 | 92% | Not verified | — |
| Elect Director: Raj Patel | 7,826,377 | -- | -- | 94,906 | 976,547 | 99% | Not verified | — |
| Elect Director: Donald E. Souders, Jr | 6,906,625 | -- | -- | 1,014,658 | 976,547 | 87% | Not verified | — |
| 2. The Ratification of the selection of Wolf & Company P.C | 8,865,915 | 30,913 | 1,002 | -- | 976,547 | 99.6% | Not verified | — |
| 3. The Approval of the Executive Compensation Under Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, companies with securities registered with the Securities and Exchange Commission are required to provide shareholders the opportun | 7,348,406 | 317,636 | 255,240 | -- | 976,547 | 96% | Not verified | — |
Source: UNITY BANCORP INC., Form 8-K, filed with the SEC on April 25, 2024 — read the filing on EDGAR.
Each item below shows how the 109 asset managers that disclosed a UNITY BANCORP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of UNITY BANCORP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 3 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Donald E. Souders, Jr.
UNITY BANCORP INC.’s own tally for this item (“Elect Director: Donald E. Souders, Jr”): 6,906,625 for, 1,014,658 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 1,296,498 for, 607,479 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 0 | 282,047 | Withhold |
| Fidelity | 136,516 | 0 | 0 | 118,714 | Mixed |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 43,867 | Withhold |
| EA Series Trust | 0 | 0 | 0 | 28,863 | Withhold |
| Goldman Sachs | 0 | 0 | 0 | 23,020 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 19,292 | Withhold |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 2,380 | 0 | 0 | 12,671 | Mixed |
| WisdomTree | 0 | 0 | 0 | 12,989 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 0 | 12,604 | Withhold |
| Invesco | 0 | 0 | 0 | 10,976 | Withhold |
| TIAA | 0 | 0 | 0 | 10,618 | Withhold |
| Lincoln Financial | 2,975 | 0 | 0 | 6,000 | Mixed |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 0 | 5,900 | Withhold |
| Northern Trust | 0 | 0 | 0 | 5,696 | Withhold |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 0 | 3,454 | Withhold |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 3 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Dr. Mark S. Brody
UNITY BANCORP INC.’s own tally for this item (“Elect Director: Dr. Mark S. Brody”): 7,249,496 for, 671,787 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 92% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 1,778,908 for, 125,069 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 136,516 | 0 | 0 | 118,714 | Mixed |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 43,867 | 0 | 0 | 0 | For |
| EA Series Trust | 28,863 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 12,989 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 10,618 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,975 | 0 | 0 | 6,000 | Mixed |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 3,454 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Raj Patel
UNITY BANCORP INC.’s own tally for this item (“Elect Director: Raj Patel”): 7,826,377 for, 94,906 withheld, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 1,897,644 for, 6,333 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 255,230 | 0 | 0 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 43,867 | 0 | 0 | 0 | For |
| EA Series Trust | 28,863 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 12,989 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 10,618 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,975 | 0 | 0 | 6,000 | Mixed |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 3,454 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 5 wordings of this item as funds reported it.
90% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THIS PROXY STATEMENT.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 255,230 | 0 | 0 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 72,830 | 0 | Abstain |
| American Century | 0 | 49,315 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 0 | 43,867 | 0 | 0 | Against |
| EA Series Trust | 28,863 | 0 | 0 | 0 | For |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 12,989 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 0 | 10,618 | 0 | 0 | Against |
| Lincoln Financial | 8,975 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 0 | 5,929 | 0 | 0 | Against |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
Fund voting reports, all 46 managers: 1,780,441 for, 123,536 against, 72,830 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Wellington | 425,510 | 0 | 0 | 0 | For |
| AllianceBernstein | 322,760 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 143,990 | 0 | 0 | 0 | For |
| Fidelity | 136,981 | 0 | 0 | 0 | For |
| BlackRock | 127,762 | 0 | 0 | 0 | For |
| Pacific Ridge Capital Partners, LLC | 0 | 0 | 68,573 | 0 | Abstain |
| KENNEDY CAPITAL MANAGEMENT LLC | 35,232 | 24,410 | 0 | 0 | Mixed |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 54,422 | 0 | 0 | Against |
| American Century | 0 | 49,605 | 0 | 0 | Against |
| Dimensional | 46,988 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 43,867 | 0 | 0 | Against |
| ACADIAN ASSET MANAGEMENT LLC | 30,551 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 28,382 | 0 | 0 | Against |
| Ensign Peak Advisors, Inc | 21,670 | 0 | 0 | 0 | For |
| Gator Capital Management, LLC | 20,580 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 18,460 | 0 | 0 | 0 | For |
| Maryland State Retirement & Pension System | 15,160 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 14,330 | 0 | 0 | 0 | For |
| Invesco | 13,231 | 0 | 0 | 0 | For |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | 12,360 | 0 | 0 | 0 | For |
| Northern Trust | 12,052 | 72 | 0 | 0 | For |
| Nuveen | 0 | 11,550 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 7,840 | 0 | 0 | Against |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 7,369 | 220 | 0 | 0 | For |
Institutional-manager reports, all 80 managers: 1,493,525 for, 242,798 against, 68,573 abstained. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: THE RATIFICATION OF WOLF & COMPANY, P.C. AS THE COMPANY'S INDEPENDENT, EXTERNAL AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2024.
UNITY BANCORP INC.’s own tally for this item (“2. The Ratification of the selection of Wolf & Company P.C”): 8,865,915 for, 30,913 against, per its Form 8-K filed April 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 1,875,114 for, 28,863 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 412,409 | 0 | 0 | 0 | For |
| Vanguard | 407,393 | 0 | 0 | 0 | For |
| BlackRock | 282,047 | 0 | 0 | 0 | For |
| Fidelity | 255,230 | 0 | 0 | 0 | For |
| Royce | 226,923 | 0 | 0 | 0 | For |
| American Century | 49,315 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 43,867 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 28,863 | 0 | 0 | Against |
| Goldman Sachs | 23,020 | 0 | 0 | 0 | For |
| Charles Schwab | 19,292 | 0 | 0 | 0 | For |
| JPMorgan | 16,551 | 0 | 0 | 0 | For |
| Equitable | 15,051 | 0 | 0 | 0 | For |
| WisdomTree | 12,989 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 12,604 | 0 | 0 | 0 | For |
| Invesco | 10,976 | 0 | 0 | 0 | For |
| TIAA | 10,618 | 0 | 0 | 0 | For |
| Lincoln Financial | 8,975 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,464 | 0 | 0 | 0 | For |
| Janus Detroit Street Trust | 6,321 | 0 | 0 | 0 | For |
| Voya | 5,929 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 5,900 | 0 | 0 | 0 | For |
| Northern Trust | 5,696 | 0 | 0 | 0 | For |
| John Hancock | 3,616 | 0 | 0 | 0 | For |
| Brighthouse | 3,546 | 0 | 0 | 0 | For |
| Global X | 3,454 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 10,141,047 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Dimensional | 4.07% |
| 2 | Vanguard | 4.02% |
| 3 | BlackRock | 2.78% |
| 4 | Fidelity | 2.52% |
| 5 | Royce | 2.24% |
| 6 | RBB FUND, INC. | 0.72% |
| 7 | American Century | 0.49% |
| 8 | BRIDGEWAY FUNDS INC | 0.43% |
| 9 | EA Series Trust | 0.28% |
| 10 | Goldman Sachs | 0.23% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Wellington | 4.20% |
| 2 | AllianceBernstein | 3.18% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 1.42% |
| 4 | Fidelity | 1.35% |
| 5 | BlackRock | 1.26% |
| 6 | Pacific Ridge Capital Partners, LLC | 0.68% |
| 7 | KENNEDY CAPITAL MANAGEMENT LLC | 0.59% |
| 8 | STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0.54% |
| 9 | American Century | 0.49% |
| 10 | Dimensional | 0.46% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| David D. Dallas, Chairman | 18.04% | DEF14A |
| Robert H. Dallas, II, Director | 17.93% | DEF14A |
| Banc Fund X L.P. | 9.78% | DEF14A |
| BlackRock | 5.00% | 13F |
| Dimensional Fund Advisors | 4.67% | 13F |
| Vanguard Group | 4.07% | 13F |
| Dr. Mark S. Brody, Director | 3.80% | DEF14A |
| Wellington Management | 3.50% | 13F |
| James A. Hughes, President and Director | 2.82% | DEF14A |
| Geode Capital | 1.44% | 13F |
Percentages above are of 10,141,047 shares outstanding, as reported by UNITY BANCORP INC. on its Form 10-K dated February 29, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from UNITY BANCORP INC.’s 10-K dated February 29, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At UNITY BANCORP INC.'s shareholder meeting held April 25, 2024, in the 2023-2024 proxy season, 109 asset managers reported how they voted in their SEC Form N-PX filings, covering 765 separate fund positions. Their filings are grouped here into 5 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. UNITY BANCORP INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE… — the reporting funds and managers cast 90% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
UNITY BANCORP INC. proxy season coverage: 2023-2024 (this page).
Download data (CSV): ballot items · votes by manager · column guide.