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STIFEL FINANCIAL CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and STIFEL FINANCIAL CORP.’s Form 8-K, filed June 5, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 14Ballot items
  • 458Asset managers
  • 6,530Fund votes
  • June 5, 2024Meeting date

Results at a glance

Meeting of June 5, 2024: 14 items on STIFEL FINANCIAL CORP.’s Form 8-K, filed June 5, 2024: 14 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore STIFEL FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by STIFEL FINANCIAL CORP.

These tallies are STIFEL FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 5, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

STIFEL FINANCIAL CORP. — official shareholder meeting results, meeting held June 5, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Adam T. Berlew 86,545,168---- 473,74611,075,749 99.4%Not verified—
Elect Director: Maryam S. Brown 86,509,171---- 509,74311,075,749 99.4%Not verified—
Elect Director: Michael W. Brown 83,761,676---- 3,257,23811,075,749 96%Not verified—
Elect Director: Lisa L. Carnoy 86,554,591---- 464,32311,075,749 99.4%Not verified—
Elect Director: Robert E. Grady 81,571,853---- 5,447,06111,075,749 94%Not verified—
Elect Director: James P. Kavanaugh 85,807,877---- 1,211,03711,075,749 99%Not verified—
Elect Director: Ronald J. Kruszewski 82,419,641---- 4,599,27311,075,749 95%Not verified—
Elect Director: Daniel J. Ludeman 85,556,876---- 1,462,03811,075,749 98%Not verified—
Elect Director: Maura A. Markus 76,005,818---- 11,013,09611,075,749 87%Not verified—
Elect Director: David A. Peacock 82,636,380---- 4,382,53411,075,749 95%Not verified—
Elect Director: Thomas W. Weisel 85,630,929---- 1,387,98511,075,749 98%Not verified—
Elect Director: Michael J. Zimmerman 83,983,289---- 3,035,62511,075,749 97%Not verified—
2. To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement 84,640,1572,211,289167,468 --11,075,749 97%Not verified—
3. To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2024 96,734,2171,271,52888,918 ---- 99%Not verified—

Source: STIFEL FINANCIAL CORP., Form 8-K, filed with the SEC on June 5, 2024 — read the filing on EDGAR.

How asset managers voted at the STIFEL FINANCIAL CORP. 2023-2024 meeting

Each item below shows how the 458 asset managers that disclosed a STIFEL FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Adam T. Berlew

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 86,545,168WITHHELD: 473,746
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Adam T. Berlew

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Adam T. Berlew”): 86,545,168 for, 473,746 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,447,060 for, 34,656 withheld, 307 abstained.

FOR
FOR: 44,447,060ABSTAIN: 307WITHHOLD: 34,656
Largest asset managers voting on “Election of Directors: Adam T. Berlew” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 01,441For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

2. Elect Director: Daniel J. Ludeman

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 85,556,876WITHHELD: 1,462,038
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Daniel J. Ludeman

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Ludeman”): 85,556,876 for, 1,462,038 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,447,060 for, 34,656 withheld, 307 abstained.

FOR
FOR: 44,447,060ABSTAIN: 307WITHHOLD: 34,656
Largest asset managers voting on “Election of Directors: Daniel J. Ludeman” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 01,441For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

3. Elect Director: David A. Peacock

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 82,636,380WITHHELD: 4,382,534
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: David A. Peacock

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: David A. Peacock”): 82,636,380 for, 4,382,534 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 43,336,819 for, 1,026,137 withheld, 119,067 abstained.

FOR
FOR: 43,336,819ABSTAIN: 119,067WITHHOLD: 1,026,137
Largest asset managers voting on “Election of Directors: David A. Peacock” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 0889,760Withhold
State Street741,8010 02,705For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090Mixed
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

4. Elect Director: James P. Kavanaugh

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 85,807,877WITHHELD: 1,211,037
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: James P. Kavanaugh

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: James P. Kavanaugh”): 85,807,877 for, 1,211,037 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,447,367 for, 34,656 withheld.

FOR
FOR: 44,447,367WITHHOLD: 34,656
Largest asset managers voting on “Election of Directors: James P. Kavanaugh” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 01,441For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

5. Elect Director: Maryam S. Brown

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 86,509,171WITHHELD: 509,743
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Maryam S. Brown

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Maryam S. Brown”): 86,509,171 for, 509,743 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,447,060 for, 34,656 withheld, 307 abstained.

FOR
FOR: 44,447,060ABSTAIN: 307WITHHOLD: 34,656
Largest asset managers voting on “Election of Directors: Maryam S. Brown” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 01,441For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

6. Elect Director: Maura A. Markus

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%
FOR: 76,005,818WITHHELD: 11,013,096
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Maura A. Markus

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Maura A. Markus”): 76,005,818 for, 11,013,096 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 41,644,200 for, 2,301,460 withheld, 536,363 abstained.

FOR
FOR: 41,644,200ABSTAIN: 536,363WITHHOLD: 2,301,460
Largest asset managers voting on “Election of Directors: Maura A. Markus” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,346,0210 0105,300For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 0889,760Withhold
State Street741,0110 03,495For
HARBOR FUNDS494,9260 14,5000For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust197,3970 177,3090Mixed
John Hancock314,1530 00For
WisdomTree00 0281,197Withhold
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle00 0241,551Withhold
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

7. Elect Director: Michael J. Zimmerman

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 83,983,289WITHHELD: 3,035,625
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Michael J. Zimmerman

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael J. Zimmerman”): 83,983,289 for, 3,035,625 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,388,930 for, 54,984 withheld, 38,109 abstained.

FOR
FOR: 44,388,930ABSTAIN: 38,109WITHHOLD: 54,984
Largest asset managers voting on “Election of Directors: Michael J. Zimmerman” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street742,2750 02,231For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090Mixed
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

8. Elect Director: Michael W. Brown

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 83,761,676WITHHELD: 3,257,238
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Michael W. Brown

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael W. Brown”): 83,761,676 for, 3,257,238 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,388,930 for, 54,984 withheld, 38,109 abstained.

FOR
FOR: 44,388,930ABSTAIN: 38,109WITHHOLD: 54,984
Largest asset managers voting on “Election of Directors: Michael W. Brown” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street742,2750 02,231For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090Mixed
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

9. Elect Director: Robert E. Grady

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 81,571,853WITHHELD: 5,447,061
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Robert E. Grady

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Robert E. Grady”): 81,571,853 for, 5,447,061 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 43,270,725 for, 1,092,231 withheld, 119,067 abstained.

FOR
FOR: 43,270,725ABSTAIN: 119,067WITHHOLD: 1,092,231
Largest asset managers voting on “Election of Directors: Robert E. Grady” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 0889,760Withhold
State Street741,0110 03,495For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust336,5970 38,1090Mixed
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

10. Elect Director: Ronald J. Kruszewski

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 82,419,641WITHHELD: 4,599,273
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Ronald J. Kruszewski

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Ronald J. Kruszewski”): 82,419,641 for, 4,599,273 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 43,482,870 for, 998,846 withheld, 307 abstained.

FOR
FOR: 43,482,870ABSTAIN: 307WITHHOLD: 998,846
Largest asset managers voting on “Election of Directors: Ronald J. Kruszewski” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert00 0889,760Withhold
State Street742,7570 01,749For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

11. Elect Director: Thomas W. Weisel

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 85,630,929WITHHELD: 1,387,985
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Election of Directors: Thomas W. Weisel

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas W. Weisel”): 85,630,929 for, 1,387,985 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 120 asset managers below reported 44,447,059 for, 34,964 withheld.

FOR
FOR: 44,447,059WITHHOLD: 34,964
Largest asset managers voting on “Election of Directors: Thomas W. Weisel” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street742,7570 01,749For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 120 asset managers. See all 120 in the interactive database.

12. Elect Director: Lisa L. Carnoy

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 86,554,591WITHHELD: 464,323
Details: description as filed, official tally, votes by 119 asset managers

Description as filed by funds: Election of Directors: Lisa L. Carnoy

STIFEL FINANCIAL CORP.’s own tally for this item (“Elect Director: Lisa L. Carnoy”): 86,554,591 for, 464,323 withheld, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 119 asset managers below reported 44,436,607 for, 34,656 withheld.

FOR
FOR: 44,436,607WITHHOLD: 34,656
Largest asset managers voting on “Election of Directors: Lisa L. Carnoy” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,0650 01,441For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 119 asset managers. See all 119 in the interactive database.

13. 2. To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in…

Outcome not verifiedFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

Combines 15 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 84,640,157AGAINST: 2,211,289
Details: description as filed, official tally, votes by 455 asset managers

Description as filed by funds: To approve, on an advisory basis, the compensation of our named executive officers (say on pay).

STIFEL FINANCIAL CORP.’s own tally for this item (“2. To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement”): 84,640,157 for, 2,211,289 against, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of STIFEL FINANCIAL CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “An advisory vote to approve executive compensation (Say on Pay)” (2 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 125 asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers (say on pay).” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco0896,307 00Against
Calvert889,7600 00For
State Street744,5060 00For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Fund voting reports, all 125 managers: 43,474,470 for, 1,007,766 against, 33,215 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 360 asset managers voting on “To approve, on an advisory basis, the compensation of our named executive officers (say on pay).” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Capital Research Global Investors6,094,0110 00For
Fidelity3,669,1510 00For
BlackRock3,315,870589 00For
EARNEST PARTNERS LLC2,097,7010 00For
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST2,051,0610 00For
AllianceBernstein2,045,9580 00For
FULLER & THALER ASSET MANAGEMENT, INC.1,749,0000 00For
GEODE CAPITAL MANAGEMENT, LLC1,604,6290 00For
Charles Schwab1,285,3690 00For
LSV ASSET MANAGEMENT1,195,8360 00For
SILVERCREST ASSET MANAGEMENT GROUP LLC1,176,2430 00For
GW&K Investment Management, LLC1,111,6050 00For
Invesco01,080,681 00Against
Northern Trust1,031,9180 00For
Calvert904,2610 00For
Eaton Vance865,5990 00For
MELLON INVESTMENTS Corp850,3980 00For
PRINCIPAL GLOBAL INVESTORS837,7200 00For
Fisher Asset Management, LLC787,3620 00For
T. Rowe Price771,7160 00For
NEW YORK STATE COMMON RETIREMENT FUND737,6120 00For
State Street700,2500 00For
KENNEDY CAPITAL MANAGEMENT LLC647,8870 00For
Channing Capital Management, LLC643,6200 00For
MARSHALL WACE, LLP533,0640 00For

Institutional-manager reports, all 360 managers: 48,026,859 for, 1,626,639 against, 5,063 not voted, 43 unknown. Showing the 25 largest; see all in the interactive database.

14. 3. To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year…

Outcome not verifiedAUDIT-RELATEDReported outcome: Not verified

Combines 8 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 96,734,217AGAINST: 1,271,528
Details: description as filed, official tally, votes by 127 asset managers

Description as filed by funds: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2024.

STIFEL FINANCIAL CORP.’s own tally for this item (“3. To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2024”): 96,734,217 for, 1,271,528 against, per its Form 8-K filed June 5, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 127 asset managers below reported 44,463,456 for, 18,584 against, 33,215 abstained.

FOR
FOR: 44,463,456AGAINST: 18,584ABSTAIN: 33,215
Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2024.” at STIFEL FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard10,259,3310 00For
BlackRock5,211,8800 00For
Fidelity4,451,3210 00For
AMCAP FUND4,278,4870 00For
Capital Group1,748,4000 00For
Capitol Series Trust1,674,7990 00For
Delaware/Macquarie1,617,9460 00For
Dimensional1,505,9480 00For
Charles Schwab1,234,6840 00For
AllianceBernstein1,101,6540 00For
Invesco896,3070 00For
Calvert889,7600 00For
State Street743,716790 00For
HARBOR FUNDS509,4260 00For
T. Rowe Price491,5460 00For
Principal464,7120 00For
Bridge Builder Trust374,7060 00For
John Hancock314,1530 00For
WisdomTree281,1970 00For
AMG FUNDS279,8960 00For
TIAA264,2060 00For
HOTCHKIS & WILEY FUNDS /DE/259,6000 00For
Columbia Threadneedle241,5510 00For
AIG/SunAmerica229,8720 00For
Allspring213,5930 00For

Showing the 25 largest of 127 asset managers. See all 127 in the interactive database.

Largest STIFEL FINANCIAL CORP. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 111,662,386 shares outstanding at the time of that meeting.

Fund voting reports: top STIFEL FINANCIAL CORP. shareholders by shares voted on “To approve, on an advisory basis, the compensation of our named executive officers (say on pay).”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 9.19%
2BlackRock 4.67%
3Fidelity 3.99%
4AMCAP FUND 3.83%
5Capital Group 1.57%
6Capitol Series Trust 1.50%
7Delaware/Macquarie 1.45%
8Dimensional 1.35%
9Charles Schwab 1.11%
10AllianceBernstein 0.99%
Institutional-manager reports: top STIFEL FINANCIAL CORP. shareholders by shares voted on “To approve, on an advisory basis, the compensation of our named executive officers (say on pay).”, 2023-2024
#Asset manager % of shares outstanding
1Capital Research Global Investors 5.46%
2Fidelity 3.29%
3BlackRock 2.97%
4EARNEST PARTNERS LLC 1.88%
5MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST 1.84%
6AllianceBernstein 1.83%
7FULLER & THALER ASSET MANAGEMENT, INC. 1.57%
8GEODE CAPITAL MANAGEMENT, LLC 1.44%
9Charles Schwab 1.16%
10LSV ASSET MANAGEMENT 1.07%

Reported STIFEL FINANCIAL CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

STIFEL FINANCIAL CORP. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
Vanguard Group 8.95% 13F
BlackRock 8.39% 13F
FMR (Fidelity) 5.25% 13F
State Street 2.78% 13F
Dimensional Fund Advisors 1.79% 13F
Geode Capital 1.46% 13F
Morgan Stanley 1.26% 13F
Millennium Management 1.18% 13F
Invesco 1.13% 13F
Charles Schwab 1.11% 13F

Percentages above are of 111,662,386 shares outstanding, as reported by STIFEL FINANCIAL CORP. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from STIFEL FINANCIAL CORP.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At STIFEL FINANCIAL CORP.'s shareholder meeting held June 5, 2024, in the 2023-2024 proxy season, 458 asset managers reported how they voted on 14 ballot items in their SEC Form N-PX filings, covering 6,530 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers (say on pay). — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: STIFEL FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 5, 2024.

STIFEL FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.