STEM INC. 2023-2024 Proxy Voting Records

Description as filed by funds: To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: David Buzby

STEM INC.’s own tally for this item (“Elect Director: David Buzby”): 40,147,506 for, 22,258,892 withheld, per its Form 8-K filed May 29, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “All of the Class III director nominees were elected to serve until the 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, namely:”
Support: 64% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 43 asset managers below reported 1,532,749 for, 2,309 against, 2,640,408 withheld.

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

Description as filed by funds: To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: John Carrington

STEM INC.’s own tally for this item (“Elect Director: John Carrington”): 43,845,671 for, 19,198,361 withheld, per its Form 8-K filed May 29, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “All of the Class III director nominees were elected to serve until the 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, namely:”
Support: 70% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 43 asset managers below reported 2,128,389 for, 2,309 against, 2,044,768 withheld.

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

Description as filed by funds: To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Michael C. Morgan

STEM INC.’s own tally for this item (“Elect Director: Michael C. Morgan”): 43,673,022 for, 19,371,010 withheld, per its Form 8-K filed May 29, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “All of the Class III director nominees were elected to serve until the 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, namely:”
Support: 69% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 43 asset managers below reported 2,119,770 for, 2,309 against, 2,053,387 withheld.

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

Description as filed by funds: TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION TO PROVIDE FOR OFFICER EXCULPATION.

STEM INC.’s own tally for this item (“5. Approval of an Amendment and Restatement of the Company's Certificate of Incorporation to Provide for Officer Exculpation”): 54,212,005 for, 8,327,577 against — failed, per its Form 8-K filed May 29, 2024 (Item 5.07). This item required more than a simple majority of votes cast — see the filing.

Reported outcome: Not approved, in the filing’s own words: “Proposal 5 did not receive the required affirmative vote of at least 66 ⅔% of the Company's shares of common stock outstanding and entitled to vote thereon.”
Not approved: the filing states that this item needed more than a majority of the votes cast.
Support: 87% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 43 asset managers below reported 4,104,100 for, 71,366 against.

Showing the 25 largest of 43 asset managers. See all 43 in the interactive database.

Description as filed by funds: To approve the Stem, Inc. 2024 Equity Incentive Plan.

STEM INC.’s own tally for this item (“2. Approval of the Stem, Inc”): 36,468,082 for, 21,371,988 against — passed, per its Form 8-K filed May 29, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Stockholders approved the 2024 Plan by the following votes:”
Support: 63% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 45 asset managers below reported 3,407,096 for, 768,383 against.

Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.

Description as filed by funds: To approve, on an advisory basis, the compensation of our named executive officers.

STEM INC.’s own tally for this item (“3. Advisory Approval of the Compensation of the Company's Named Executive Officers”): 39,114,764 for, 23,445,245 against — passed, per its Form 8-K filed May 29, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Stockholders approved, on an advisory basis, the compensation of the Company's named executive officers by the following votes:”
Support: 63% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 42 managers: 3,928,313 for, 244,844 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 171 managers: 11,110,463 for, 18,674,505 against, 1,220 abstained, 45,337 not voted, 1,490,624 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2024.

STEM INC.’s own tally for this item (“4. Ratification of Deloitte & Touche LLP as the Company's Independent Auditor for 2024”): 100,680,023 for, 863,342 against — passed, per its Form 8-K filed May 29, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Stockholders ratified the selection of Deloitte & Touche LLP as the Company's independent auditor for the fiscal year ending December 31, 2024, by the following votes:”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 44 asset managers below reported 4,169,493 for, 5,973 against.

Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.