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Compiled from SEC Form N-PX filings and SHOCKWAVE MEDICAL INC.’s Form 8-K, filed May 30, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of May 29, 2024: 2 items on SHOCKWAVE MEDICAL INC.’s Form 8-K, filed May 30, 2024: 2 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore SHOCKWAVE MEDICAL INC. in the interactive database Compare manager voting policies
These tallies are SHOCKWAVE MEDICAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 30, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| 1. The Merger Proposal | 29,617,472 | 96,328 | 9,445 | -- | 0 | 99.6% | Not verified | — |
| 2. The Compensation Proposal | 8,805,656 | 20,818,045 | 99,544 | -- | 0 | 30% | Not verified | — |
This meeting is also recorded here as May 28, 2024; both records come from the same filing, so the date should be checked against it.
Source: SHOCKWAVE MEDICAL INC., Form 8-K, filed with the SEC on May 30, 2024 — read the filing on EDGAR.
Each item below shows how the 458 asset managers that disclosed a SHOCKWAVE MEDICAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of SHOCKWAVE MEDICAL INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 2 wordings of this item as funds reported it.
100% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated April 4, 2024, by and among Shockwave Medical, Inc., a Delaware corporation ("Shockwave"), Johnson & Johnson, a New Jersey corporation ("Johnson & Johnson"), and Sweep Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Johnson & Johnson ("Merger Sub"), pursuant to which the Merger Sub will merge with and into Shockwave (the "Merger"), with Shockwave surviving the Merger as a wholly owned subsidiary of Johnson & Johnson.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,667,225 | 0 | 0 | 0 | For |
| BlackRock | 2,337,205 | 0 | 0 | 0 | For |
| Fidelity | 954,909 | 0 | 0 | 0 | For |
| Capital Group | 585,000 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 500,054 | 0 | 0 | 0 | For |
| Invesco | 319,081 | 0 | 0 | 0 | For |
| State Street | 255,306 | 0 | 0 | 0 | For |
| T. Rowe Price | 206,809 | 0 | 0 | 0 | For |
| Allspring | 205,874 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 200,993 | 0 | 0 | 0 | For |
| MERGER FUND | 167,516 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 159,978 | 0 | 0 | 0 | For |
| AB DISCOVERY GROWTH FUND, INC. | 158,264 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 144,350 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 131,447 | 0 | 0 | 0 | For |
| Equitable | 119,201 | 0 | 0 | 0 | For |
| Thrivent | 108,596 | 0 | 0 | 0 | For |
| First Trust | 108,557 | 0 | 0 | 0 | For |
| TIAA | 100,510 | 0 | 0 | 0 | For |
| Brighthouse | 95,467 | 0 | 0 | 0 | For |
| Managed Portfolio Series | 50,767 | 0 | 0 | 0 | For |
| Nationwide | 46,084 | 0 | 0 | 0 | For |
| BNY Mellon | 38,446 | 0 | 0 | 0 | For |
| Virtus | 38,346 | 0 | 0 | 0 | For |
| PIONEER SERIES TRUST II | 37,944 | 0 | 0 | 0 | For |
Fund voting reports, all 79 managers: 11,289,165 for. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TimesSquare Capital Management, LLC | 181,037 | 0 | 0 | 0 | For |
| Keel Point, LLC | 239 | 0 | 0 | 0 | For |
Institutional-manager reports, all 2 managers: 181,276 for.
Combines 3 wordings of this item as funds reported it.
100% of fund votes cast · no official result
Description as filed by funds: To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the ''Merger Agreement''), dated April 4, 2024, by and among Shockwave Medical, Inc., a Delaware corporation ("Shockwave"), Johnson & Johnson, a New Jersey corporation ("Johnson & Johnson"), and Sweep Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Johnson & Johnson (''Merger Sub''). Pursuant to which Merger Sub will merge with and into Shockwave (the ''Merger''), with Shockwave surviving the Merger as a wholly owned subsidiary of Johnson & Johnson.
The 55 asset managers below reported 1,942,611 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Hartford | 290,104 | 0 | 0 | 0 | For |
| John Hancock | 243,680 | 0 | 0 | 0 | For |
| Jackson National | 235,934 | 0 | 0 | 0 | For |
| Charles Schwab | 231,480 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 215,300 | 0 | 0 | 0 | For |
| JPMorgan | 162,021 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 123,042 | 0 | 0 | 0 | For |
| Prudential/PGIM | 63,096 | 0 | 0 | 0 | For |
| NEXPOINT FUNDS I | 60,660 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 51,501 | 0 | 0 | 0 | For |
| AMG FUNDS | 41,700 | 0 | 0 | 0 | For |
| IMPAX FUNDS SERIES TRUST I | 30,000 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 28,285 | 0 | 0 | 0 | For |
| Mercer Funds | 14,804 | 0 | 0 | 0 | For |
| Brown Capital Management Mutual Funds | 12,765 | 0 | 0 | 0 | For |
| MML SERIES INVESTMENT FUND | 11,616 | 0 | 0 | 0 | For |
| Pacer Funds Trust | 10,625 | 0 | 0 | 0 | For |
| Nationwide | 9,941 | 0 | 0 | 0 | For |
| SEI | 9,425 | 0 | 0 | 0 | For |
| Brighthouse | 8,914 | 0 | 0 | 0 | For |
| AltShares Trust | 8,874 | 0 | 0 | 0 | For |
| Allianz | 8,190 | 0 | 0 | 0 | For |
| Baird | 7,954 | 0 | 0 | 0 | For |
| Morningstar Funds Trust | 6,552 | 0 | 0 | 0 | For |
| Loomis Sayles | 6,276 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: TO ADJOURN THE SPECIAL MEETING OF STOCKHOLDERS TO A LATER DATE OR DATES AS PROVIDED IN THE MERGER AGREEMENT, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL VOTES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF STOCKHOLDERS.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 3,667,225 | 0 | 0 | 0 | For |
| BlackRock | 2,337,205 | 0 | 0 | 0 | For |
| Fidelity | 954,909 | 0 | 0 | 0 | For |
| Capital Group | 585,000 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 500,054 | 0 | 0 | 0 | For |
| Invesco | 319,081 | 0 | 0 | 0 | For |
| Hartford | 290,104 | 0 | 0 | 0 | For |
| State Street | 392 | 254,914 | 0 | 0 | Against |
| John Hancock | 237,867 | 5,813 | 0 | 0 | For |
| Jackson National | 235,934 | 0 | 0 | 0 | For |
| Charles Schwab | 231,480 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 215,300 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 206,809 | 0 | 0 | Against |
| Allspring | 205,874 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 200,993 | 0 | 0 | 0 | For |
| MERGER FUND | 167,516 | 0 | 0 | 0 | For |
| JPMorgan | 162,021 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 159,978 | 0 | 0 | 0 | For |
| AB DISCOVERY GROWTH FUND, INC. | 158,264 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 144,350 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 132,647 | 0 | 0 | 0 | For |
| Equitable | 123,217 | 1,984 | 0 | 0 | For |
| ARBITRAGE FUNDS | 123,042 | 0 | 0 | 0 | For |
| Thrivent | 108,596 | 0 | 0 | 0 | For |
| First Trust | 108,557 | 0 | 0 | 0 | For |
Fund voting reports, all 126 managers: 12,727,173 for, 494,372 against, 8,914 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TimesSquare Capital Management, LLC | 181,037 | 0 | 0 | 0 | For |
| Keel Point, LLC | 239 | 0 | 0 | 0 | For |
Institutional-manager reports, all 2 managers: 181,276 for.
Combines 12 wordings of this item as funds reported it.
23% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shockwave's named executive officers that is based on or otherwise relates to the Merger.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 3,667,225 | 0 | 0 | Against |
| BlackRock | 0 | 2,337,205 | 0 | 0 | Against |
| Fidelity | 558,619 | 396,290 | 0 | 0 | Mixed |
| Capital Group | 0 | 585,000 | 0 | 0 | Against |
| MUTUAL FUND SERIES TRUST | 495,400 | 117 | 0 | 0 | For |
| Invesco | 0 | 319,081 | 0 | 0 | Against |
| Hartford | 0 | 290,104 | 0 | 0 | Against |
| State Street | 255,035 | 271 | 0 | 0 | For |
| John Hancock | 0 | 243,680 | 0 | 0 | Against |
| Jackson National | 14,588 | 221,346 | 0 | 0 | Mixed |
| Charles Schwab | 0 | 231,480 | 0 | 0 | Against |
| PRIMECAP Odyssey Funds | 215,300 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 206,809 | 0 | 0 | Against |
| Allspring | 0 | 205,874 | 0 | 0 | Against |
| JANUS INVESTMENT FUND | 200,993 | 0 | 0 | 0 | For |
| MERGER FUND | 167,516 | 0 | 0 | 0 | For |
| JPMorgan | 0 | 162,021 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 159,978 | 0 | 0 | Against |
| AB DISCOVERY GROWTH FUND, INC. | 0 | 158,264 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 144,350 | 0 | 0 | Against |
| Investment Managers Series Trust II | 131,447 | 1,200 | 0 | 0 | For |
| Equitable | 6,000 | 119,201 | 0 | 0 | Against |
| ARBITRAGE FUNDS | 123,042 | 0 | 0 | 0 | For |
| Thrivent | 0 | 108,596 | 0 | 0 | Against |
| First Trust | 0 | 108,557 | 0 | 0 | Against |
Fund voting reports, all 126 managers: 2,468,756 for, 10,722,599 against, 34,567 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Man Group plc | 0 | 1,487,360 | 0 | 0 | Against |
| BlackRock | 11,666 | 1,267,333 | 0 | 0 | Against |
| State Street | 983,185 | 18,977 | 0 | 0 | For |
| Pentwater Capital Management LP | 0 | 821,000 | 0 | 0 | Against |
| HBK INVESTMENTS L P | 0 | 803,614 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 620,316 | 0 | 0 | 0 | For |
| Capital Group | 40 | 585,000 | 0 | 0 | Against |
| Wellington | 0 | 582,593 | 0 | 0 | Against |
| FARALLON CAPITAL MANAGEMENT LLC | 455,000 | 0 | 0 | 0 | For |
| Fidelity | 0 | 442,845 | 0 | 0 | Against |
| AllianceBernstein | 0 | 437,233 | 0 | 0 | Against |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 413,464 | 0 | 0 | 0 | For |
| UBS | 0 | 406,985 | 0 | 0 | Against |
| Invesco | 0 | 370,462 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 314,723 | 0 | 0 | Against |
| Allspring | 0 | 288,822 | 0 | 0 | Against |
| T. Rowe Price | 0 | 286,054 | 0 | 0 | Against |
| PRIMECAP MANAGEMENT CO/CA/ | 276,770 | 0 | 0 | 0 | For |
| Janus Henderson | 215,684 | 57,907 | 0 | 0 | Mixed |
| Northern Trust | 0 | 273,001 | 0 | 0 | Against |
| Charles Schwab | 0 | 232,768 | 0 | 0 | Against |
| Citadel | 208,416 | 0 | 0 | 0 | For |
| Jackson Square Partners, LLC | 0 | 187,481 | 0 | 0 | Against |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 182,276 | 0 | 0 | Against |
| TimesSquare Capital Management, LLC | 0 | 181,037 | 0 | 0 | Against |
Institutional-manager reports, all 344 managers: 4,883,203 for, 13,246,522 against, 47,314 abstained, 23 not voted. Showing the 25 largest; see all in the interactive database.
Combines 2 wordings of this item as funds reported it.
35% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 0 | 16,964 | 0 | 0 | Against |
Fund voting reports, all 1 managers: 16,964 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 0 | 346,990 | 0 | 0 | Against |
| Taconic Capital Advisors LP | 188,750 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 89,835 | 0 | 0 | Against |
| Eversept Partners, LP | 78,576 | 0 | 0 | 0 | For |
| EFG Asset Management (North America) Corp. | 0 | 19,886 | 0 | 0 | Against |
| Desjardins Global Asset Management Inc. | 0 | 10,814 | 0 | 0 | Against |
| Tredje AP-fonden | 0 | 1,584 | 0 | 0 | Against |
Institutional-manager reports, all 7 managers: 267,326 for, 469,109 against.
99.0% of fund votes cast · no official result
The 2 asset managers below reported 3,000 for, 29 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Exome Asset Management LLC | 3,000 | 0 | 0 | 0 | For |
| Granite Investment Partners, LLC | 0 | 29 | 0 | 0 | Against |
0% of fund votes cast · no official result
Description as filed by funds: To approve, on a non-binding addvisory basis, the compensation that may be paid or become payable to Shokwave's named executive officers that is based on or otherwise relates to the Merger
The 2 asset managers below reported 23,100 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | 0 | 11,550 | 0 | 0 | Against |
| Orion Portfolio Solutions, LLC | 0 | 11,550 | 0 | 0 | Against |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 36,990,700 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 9.91% |
| 2 | BlackRock | 6.32% |
| 3 | Fidelity | 2.58% |
| 4 | Capital Group | 1.58% |
| 5 | MUTUAL FUND SERIES TRUST | 1.34% |
| 6 | Invesco | 0.86% |
| 7 | Hartford | 0.78% |
| 8 | State Street | 0.69% |
| 9 | John Hancock | 0.66% |
| 10 | Jackson National | 0.64% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Man Group plc | 4.02% |
| 2 | BlackRock | 3.46% |
| 3 | State Street | 2.71% |
| 4 | Pentwater Capital Management LP | 2.22% |
| 5 | HBK INVESTMENTS L P | 2.17% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 1.68% |
| 7 | Capital Group | 1.58% |
| 8 | Wellington | 1.57% |
| 9 | FARALLON CAPITAL MANAGEMENT LLC | 1.23% |
| 10 | Fidelity | 1.20% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock, Inc. | 12.36% | DEF14A |
| The Vanguard Group | 9.82% | 13G |
| Entities and persons affiliated with FMR LLC | 8.27% | DEF14A |
| State Street | 2.95% | 13F |
| Norges Bank | 1.86% | 13F |
| Geode Capital | 1.69% | 13F |
| Citadel Advisors | 1.66% | 13F |
| T. Rowe Price | 1.62% | 13F |
| Douglas Godshall | 1.38% | DEF14A |
| Invesco | 1.35% | 13F |
Percentages above are of 36,990,700 shares outstanding, as reported by SHOCKWAVE MEDICAL INC. on its Form 10-K dated December 31, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from SHOCKWAVE MEDICAL INC.’s 10-K dated December 31, 2023. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At SHOCKWAVE MEDICAL INC.'s shareholder meeting held May 29, 2024, in the 2023-2024 proxy season, 458 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,977 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. SHOCKWAVE MEDICAL INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on a non-binding advisory basis, the compensation that may be paid or become… — the reporting funds and managers cast 23% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
SHOCKWAVE MEDICAL INC. proxy season coverage: 2023-2024 (this page).
Download data (CSV): ballot items · votes by manager · column guide.