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Compiled from SEC Form N-PX filings and SCULPTOR CAPITAL MANAGEMENT INC.’s Form 8-K, filed November 17, 2023 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of November 16, 2023: 2 items on SCULPTOR CAPITAL MANAGEMENT INC.’s Form 8-K, filed November 17, 2023: 1 approved · 1 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore SCULPTOR CAPITAL MANAGEMENT INC. in the interactive database Compare manager voting policies
These tallies are SCULPTOR CAPITAL MANAGEMENT INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed November 17, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Proposal 1 | 30,545,405 | 3,344,864 | 1,118,130 | -- | -- | 90% | Not verified | — |
| 1. Approved. 2. To approve, on a non-binding, advisory basis, the compensation that will or may become payable by the Company to the Company's named executive officers in connection with the Mergers | 46,992,855 | 4,488,910 | 1,526,634 | -- | -- | 91% | Approved | — |
Source: SCULPTOR CAPITAL MANAGEMENT INC., Form 8-K, filed with the SEC on November 17, 2023 — read the filing on EDGAR.
Each item below shows how the 121 asset managers that disclosed a SCULPTOR CAPITAL MANAGEMENT INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of SCULPTOR CAPITAL MANAGEMENT INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
100% of fund votes cast · no official result
Description as filed by funds: To adopt the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended on October 12, 2023 by Amendment No. 1 to Agreement. and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., a Delaware corporation (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company ("Capital LP"), Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company ("Advisors LP"), Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company ("Advisors II LP"), Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent("Merger Sub Inc."), Calder Sub, LP, a Delaware limited partnership and subsidiary of Parent("Merger Sub I"), Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent ("Merger Sub II"), and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent ("Merger Sub III"), thereby approving the transactions contemplated by the Merger Agreement, including the mergers of (i) Merger Sub Inc. with and into the Company, (ii) Merger Sub I with and into Capital LP, (iii) Merger Sub II with and into Advisors LP and (iv) Merger Sub III with and into Advisors II LP (collectively, the "Mergers"), after the completion of which each of the Company, Capital LP, Advisors LP and Advisors II LP will survive such merger and become a direct or indirect subsidiary of Parent (the "Merger Proposal").
The 28 asset managers below reported 2,551,958 for, 24,970 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 899,972 | 0 | 0 | 0 | For |
| BlackRock | 791,622 | 0 | 0 | 0 | For |
| Fidelity | 404,776 | 0 | 0 | 0 | For |
| New York Life | 137,590 | 0 | 0 | 0 | For |
| Equitable | 37,394 | 0 | 24,970 | 0 | Mixed |
| TIAA | 56,383 | 0 | 0 | 0 | For |
| Invesco | 56,180 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 38,470 | 0 | 0 | 0 | For |
| Guggenheim | 33,340 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 10,498 | 0 | 0 | 0 | For |
| Voya | 8,896 | 0 | 0 | 0 | For |
| Northern Trust | 8,895 | 0 | 0 | 0 | For |
| Pacific Life | 8,558 | 0 | 0 | 0 | For |
| State Street | 8,365 | 0 | 0 | 0 | For |
| Nationwide | 6,068 | 0 | 0 | 0 | For |
| WisdomTree | 5,913 | 0 | 0 | 0 | For |
| Dimensional | 3,270 | 0 | 0 | 0 | For |
| Brighthouse | 3,065 | 0 | 0 | 0 | For |
| DWS | 2,873 | 0 | 0 | 0 | For |
| ProShares | 2,863 | 0 | 0 | 0 | For |
| Principal | 2,566 | 0 | 0 | 0 | For |
| Calvert | 2,466 | 0 | 0 | 0 | For |
| Victory Capital | 1,923 | 0 | 0 | 0 | For |
| T. Rowe Price | 1,104 | 0 | 0 | 0 | For |
Showing the 25 largest of 28 asset managers. See all 28 in the interactive database.
Combines 2 wordings of this item as funds reported it.
100% of fund votes cast · no official result
Description as filed by funds: To adopt Agreement and Plan of Merger, dated as of 07/23/23 (amended on 10/12/23 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., Sculptor Capital LP, ("Capital LP"), Sculptor Capital Advisors LP, ("Advisors LP"), Sculptor Capital Advisors II LP, ("Advisors II LP"), Rithm Capital Corp., Calder Sub, Inc., ("Merger Sub Inc."), Calder Sub I, LP, ("Merger Sub I"), Calder Sub II, LP, ("Merger Sub II") and Calder Sub III, LP, ("Merger sub III").
The 8 asset managers below reported 201,746 for, 708,589 mixed. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| Gabelli | 88,650 | 0 | 0 | 0 | For |
| Charles Schwab | 56,246 | 0 | 0 | 0 | For |
| GDL FUND | 25,000 | 0 | 0 | 0 | For |
| Equitable | 15,700 | 0 | 0 | 0 | For |
| Neuberger Berman | 8,450 | 0 | 0 | 0 | For |
| SEI | 5,700 | 0 | 0 | 0 | For |
| Comstock Funds, Inc. | 2,000 | 0 | 0 | 0 | For |
100% of fund votes cast · no official result
Description as filed by funds: To adopt the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended on October 12, 2023 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time the ''Merger Agreement''), by and among the Sculptor Capital Managment. Inc,a Delware corporation (the"Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company (''Capital LP''), Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company (''Advisors LP''), Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company (''Advisors II LP''), Rithm Capital Corp, a Delware corporation("parent"), Clader Sub, Inc a corporation and subsidary of parent ("Merger Sub Inc"), Calder Sub, I, LP, a Delware limited partenership and subsidary of parent ( Merger Sub I") Calder Sub II,LP,, a Delware Limited partnership and subsidiary of Parent (''Merger Sub II''), and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent (''Merger Sub III''), thereby approving the transactions contemplated by the Merger Agreement, including the mergers of (i) Merger Sub Inc. with and into the Company, (ii) Merger Sub I with and into Capital LP, (iii) Merger Sub II with and into Advisors LP and (iv) Merger Sub III with and into Advisors II LP (collectively, the ''Mergers''), after the completion of which each of the Company, Capital LP, Advisors LP and Advisors II LP will survive such merger and become a direct or indirect subsidiary of Parent (the ''Merger Proposal'')
The 5 asset managers below reported 646,900 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARBITRAGE FUNDS | 612,000 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 13,477 | 0 | 0 | 0 | For |
| John Hancock | 10,907 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,170 | 0 | 0 | 0 | For |
| GPS Funds I | 4,346 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
87% of fund votes cast · no official result
Description as filed by funds: To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting (the "Adjournment Proposal").
The 40 asset managers below reported 2,968,078 for, 432,526 against, 24,970 abstained, 708,588 mixed. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 899,972 | 0 | 0 | 0 | For |
| BlackRock | 791,622 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| ARBITRAGE FUNDS | 612,000 | 0 | 0 | 0 | For |
| Fidelity | 0 | 404,776 | 0 | 0 | Against |
| New York Life | 137,590 | 0 | 0 | 0 | For |
| Gabelli | 88,650 | 0 | 0 | 0 | For |
| Equitable | 53,094 | 0 | 24,970 | 0 | Mixed |
| TIAA | 56,383 | 0 | 0 | 0 | For |
| Charles Schwab | 56,246 | 0 | 0 | 0 | For |
| Invesco | 56,180 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 38,470 | 0 | 0 | 0 | For |
| Guggenheim | 33,340 | 0 | 0 | 0 | For |
| GDL FUND | 25,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 17,100 | 0 | 0 | Against |
| NORTHERN LIGHTS FUND TRUST II | 13,477 | 0 | 0 | 0 | For |
| John Hancock | 10,907 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 10,498 | 0 | 0 | 0 | For |
| Voya | 8,896 | 0 | 0 | 0 | For |
| Northern Trust | 8,895 | 0 | 0 | 0 | For |
| Pacific Life | 8,558 | 0 | 0 | 0 | For |
| Neuberger Berman | 8,450 | 0 | 0 | 0 | For |
| State Street | 0 | 8,365 | 0 | 0 | Against |
| Bridge Builder Trust | 6,170 | 0 | 0 | 0 | For |
| Nationwide | 6,068 | 0 | 0 | 0 | For |
Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.
Combines 8 wordings of this item as funds reported it.
98% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to its named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal").
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 899,972 | 0 | 0 | 0 | For |
| BlackRock | 791,622 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| ARBITRAGE FUNDS | 612,000 | 0 | 0 | 0 | For |
| Fidelity | 404,776 | 0 | 0 | 0 | For |
| New York Life | 137,590 | 0 | 0 | 0 | For |
| Gabelli | 88,650 | 0 | 0 | 0 | For |
| Equitable | 78,064 | 0 | 0 | 0 | For |
| TIAA | 0 | 56,383 | 0 | 0 | Against |
| Charles Schwab | 56,246 | 0 | 0 | 0 | For |
| Invesco | 56,180 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 38,470 | 0 | 0 | 0 | For |
| Guggenheim | 33,340 | 0 | 0 | 0 | For |
| GDL FUND | 25,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 17,100 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 13,477 | 0 | 0 | 0 | For |
| John Hancock | 10,907 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 10,498 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 8,896 | 0 | Abstain |
| Northern Trust | 0 | 8,895 | 0 | 0 | Against |
| Pacific Life | 8,558 | 0 | 0 | 0 | For |
| Neuberger Berman | 8,450 | 0 | 0 | 0 | For |
| State Street | 8,365 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,170 | 0 | 0 | 0 | For |
| Nationwide | 6,068 | 0 | 0 | 0 | For |
Fund voting reports, all 40 managers: 3,350,296 for, 66,382 against, 8,896 abstained, 708,589 mixed. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Willoughby Capital Holdings, LLC | 7,824,654 | 0 | 0 | 0 | For |
| Fidelity | 1,186,081 | 0 | 0 | 0 | For |
| Sand Grove Capital Management LLP | 0 | 0 | 1,077,580 | 0 | Abstain |
| Saba Capital Management, L.P. | 597,015 | 108,853 | 2,721 | 0 | Mixed |
| WATER ISLAND CAPITAL LLC | 612,000 | 0 | 0 | 0 | For |
| BlackRock | 606,764 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 426,645 | 0 | 0 | 0 | For |
| State Street | 368,833 | 0 | 0 | 0 | For |
| BARDIN HILL MANAGEMENT PARTNERS LP | 0 | 0 | 325,533 | 0 | Abstain |
| EHP Funds Inc. | 281,261 | 0 | 0 | 0 | For |
| Gabelli | 191,081 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 162,177 | 0 | 0 | 0 | For |
| Centiva Capital, LP | 102,995 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 101,625 | 0 | 0 | 0 | For |
| GLAZER CAPITAL, LLC | 92,922 | 0 | 0 | 0 | For |
| VR Advisory Services Ltd | 0 | 86,259 | 0 | 0 | Against |
| Goldman Sachs | 83,347 | 0 | 0 | 0 | For |
| GARDNER LEWIS ASSET MANAGEMENT L P | 69,375 | 0 | 0 | 0 | For |
| Invesco | 60,830 | 0 | 0 | 0 | For |
| Nuveen | 0 | 56,924 | 0 | 0 | Against |
| PenderFund Capital Management Ltd. | 56,280 | 0 | 0 | 0 | For |
| Charles Schwab | 56,246 | 0 | 0 | 0 | For |
| Olympiad Research LP | 40,716 | 0 | 0 | 0 | For |
| STATE OF WISCONSIN INVESTMENT BOARD | 38,700 | 0 | 0 | 0 | For |
| STRS OHIO | 34,000 | 0 | 0 | 0 | For |
Institutional-manager reports, all 91 managers: 13,258,962 for, 298,208 against, 1,414,730 abstained. Showing the 25 largest; see all in the interactive database.
100% of fund votes cast · no official result
Description as filed by funds: To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to ts named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal").
The 2 asset managers below reported 144 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | 72 | 0 | 0 | 0 | For |
| Orion Portfolio Solutions, LLC | 72 | 0 | 0 | 0 | For |
100% of fund votes cast · no official result
The 3 asset managers below reported 293,026 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ALGEBRIS (UK) LTD | 267,678 | 0 | 0 | 0 | For |
| JPMorgan | 13,868 | 0 | 0 | 0 | For |
| ALGERT GLOBAL LLC | 11,480 | 0 | 0 | 0 | For |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 25,186,162 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.57% |
| 2 | BlackRock | 3.14% |
| 3 | Saba Capital Income & Opportunities Fund | 2.81% |
| 4 | ARBITRAGE FUNDS | 2.43% |
| 5 | Fidelity | 1.61% |
| 6 | New York Life | 0.55% |
| 7 | Gabelli | 0.35% |
| 8 | Equitable | 0.31% |
| 9 | TIAA | 0.22% |
| 10 | Charles Schwab | 0.22% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Willoughby Capital Holdings, LLC | 31.07% |
| 2 | Fidelity | 4.71% |
| 3 | Sand Grove Capital Management LLP | 4.28% |
| 4 | Saba Capital Management, L.P. | 2.81% |
| 5 | WATER ISLAND CAPITAL LLC | 2.43% |
| 6 | BlackRock | 2.41% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 1.69% |
| 8 | State Street | 1.46% |
| 9 | BARDIN HILL MANAGEMENT PARTNERS LP | 1.29% |
| 10 | EHP Funds Inc. | 1.12% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| James S. Levin | 16.29% | DEF14A |
| David Windreich | 9.65% | DEF14A |
| Robert S. Shafir | 7.26% | DEF14A |
| BlackRock, Inc. | 6.42% | DEF14A |
| Wayne Cohen | 2.10% | DEF14A |
| Daniel S. Och | 0.81% | DEF14A |
| Dava Ritchea | 0.58% | DEF14A |
| David Levine | 0.29% | DEF14A |
| Marcy Engel | 0.21% | DEF14A |
| Hap Pollard | 0.14% | DEF14A |
Percentages above are of 25,186,162 shares outstanding, as reported by SCULPTOR CAPITAL MANAGEMENT INC. on its Form 10-Q dated September 30, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from SCULPTOR CAPITAL MANAGEMENT INC.’s 10-Q dated September 30, 2023. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At SCULPTOR CAPITAL MANAGEMENT INC.'s shareholder meeting held November 16, 2023, in the 2023-2024 proxy season, 121 asset managers reported how they voted in their SEC Form N-PX filings, covering 444 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. SCULPTOR CAPITAL MANAGEMENT INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, by non-binding, advisory vote, certain compensation that will or may become payable… — the reporting funds and managers cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
SCULPTOR CAPITAL MANAGEMENT INC. proxy season coverage: 2023-2024 (this page).
Download data (CSV): ballot items · votes by manager · column guide.