RIOT PLATFORMS INC. 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors: Benjamin Yi

RIOT PLATFORMS INC.’s own tally for this item (“Elect Director: Benjamin Yi”): 91,475,905 for, 15,487,260 withheld, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 86% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 29,671,772 for, 4,124,585 withheld.

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

Description as filed by funds: Election of Directors: Jason Les

RIOT PLATFORMS INC.’s own tally for this item (“Elect Director: Jason Les”): 101,121,975 for, 5,841,190 withheld, per its Form 8-K filed June 18, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 33,771,510 for, 24,847 withheld.

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

Description as filed by funds: APPROVAL TO AMEND THE ARTICLES OF INCORPORATION OF RIOT PLATFORMS, INC. TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE.

RIOT PLATFORMS INC.’s own tally for this item (“4. Approval to Amend the Articles of Incorporation of Riot Platforms, Inc. to increase the number of shares of Common Stock Authorized for Issuance According to our Articles of Incorporation and Nevada law, the affirmati”): 152,549,214 for, 20,176,499 against — passed, per its Form 8-K filed June 18, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Accordingly, we obtained the required majority vote, and approval to amend the Articles of Incorporation of Riot Platforms, Inc. pursuant to the Amendment, to increase the number of shares of Common Stock authorized for issuance from 340 million shares to 680 million shares, was approved by the Com…”
Support: 88% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 61 asset managers below reported 33,796,357 for.

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

Description as filed by funds: APPROVAL OF THE SIXTH AMENDMENT TO THE COMPANY'S 2019 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE.

RIOT PLATFORMS INC.’s own tally for this item (“5. Approval of the Sixth Amendment to the 2019 Equity Incentive Plan According to our Articles of Incorporation and Bylaws, the affirmative vote of a majority of the shares of Riot stock present and voting at a stockhold”): 92,910,655 for, 13,252,201 against — passed, per its Form 8-K filed June 18, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Accordingly, the Sixth Amendment to the 2019 Equity Plan, as included as Appendix D to the Proxy and attached hereto as Exhibit 4.1, was approved by vote of the stockholders.”
Support: 88% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares present or represented (“majority of the shares of Riot stock present”).

The 64 asset managers below reported 33,602,902 for, 326,682 against.

Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.

Description as filed by funds: APPROVAL OF THE FIFTH AMENDMENT TO THE COMPANY'S 2019 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE.

RIOT PLATFORMS INC.’s own tally for this item (“1. To approve the Fifth Amendment to the 2019 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 13,000,000 shares. According to the Company's organizational documents and Nevada l”): 48,143,295 for, 21,894,065 against — passed, per its Form 8-K filed December 20, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Accordingly, the Fifth Amendment to the Equity Incentive Plan was approved by the Company's stockholders, with approximately 68% of shares cast at the Special Meeting voting in favor of the proposal.”
Support: 69% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a supermajority of the votes cast (“68% of shares cast”).

The 55 asset managers below reported 11,311,457 for, 2,739,984 against.

Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.

Description as filed by funds: APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

RIOT PLATFORMS INC.’s own tally for this item (“3. Advisory Vote on the Company's Executive Compensation According to our Articles of Incorporation and Bylaws, the affirmative vote of a majority of the shares of Riot stock present and voting at a stockholders' meeting”): 96,097,829 for, 9,599,516 against — passed, per its Form 8-K filed June 18, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Accordingly, the Company's executive compensation for the year ended December 31, 2023, was approved by an advisory vote of the stockholders.”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares present or represented (“majority of the shares of Riot stock present”).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 59 managers: 33,795,699 for. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 236 managers: 21,180,709 for, 964,157 against, 1,000 abstained, 0 not voted, 185 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: RATIFICATION OF THE APPOINTMENT OF DELOITTE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

RIOT PLATFORMS INC.’s own tally for this item (“2. Ratification of the Independent Auditors According to our Articles of Incorporation and Bylaws, the affirmative vote of a majority of the shares of Riot stock present and voting at a stockholders' meeting is required ”): 170,757,327 for, 2,824,475 against — passed, per its Form 8-K filed June 18, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Accordingly, the appointment of Deloitte & Touche as the Company's independent registered public accounting firm for the year ending December 31, 2024, was ratified by in an advisory vote by the stockholders.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares present or represented (“majority of the shares of Riot stock present”).

The 60 asset managers below reported 33,795,874 for.

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.