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Compiled from SEC Form N-PX filings and Rezolute, Inc.’s Form 8-K, filed November 21, 2025 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of November 19, 2025: 11 items on Rezolute, Inc.’s Form 8-K, filed November 21, 2025: 11 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2025-2026
Explore Rezolute, Inc. in the interactive database Compare manager voting policies
These tallies are Rezolute, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed November 21, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Nevan Charles Elam | 59,206,610 | -- | -- | 161,306 | 7,332,152 | 99.7% | Not verified | — |
| Elect Director: Young-Jin Kim | 52,980,022 | -- | -- | 6,387,894 | 7,332,152 | 89% | Not verified | — |
| Elect Director: Gil Labrucherie | 55,354,306 | -- | -- | 4,013,610 | 7,332,152 | 93% | Not verified | — |
| Elect Director: Philippe Fauchet | 58,711,617 | -- | -- | 656,299 | 7,332,152 | 99% | Not verified | — |
| Elect Director: Nerissa Kreher, M.D. | 45,487,489 | -- | -- | 13,880,427 | 7,332,152 | 77% | Not verified | — |
| Elect Director: Wladimir Hogenhuis, M.D. | 45,753,848 | -- | -- | 13,614,068 | 7,332,152 | 77% | Not verified | — |
| Elect Director: Erik Harris | 48,235,273 | -- | -- | 11,132,643 | 7,332,152 | 81% | Not verified | — |
| 2. Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending on June 30, 2026 | 65,206,245 | 937,798 | 556,025 | -- | -- | 99% | Not verified | — |
| 3. Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement | 40,149,598 | 19,193,827 | 24,491 | -- | 7,332,152 | 68% | Not verified | — |
| 4. Equity Plan Amendment Proposal To approve an amendment to the Company's 2021 Stock Incentive Plan (the " 2021 Equity Plan Amendment Proposal ") to increase the number of shares available for issuance thereunder from 14,450,000 shares of common stock to an a | 59,075,559 | 264,536 | 27,821 | -- | 7,332,152 | 99.5% | Not verified | — |
| 5. Adjournment Proposal To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes in favor of the 2021 Equity Plan Amendment Proposal | 57,909,553 | 1,423,506 | 34,857 | -- | 7,332,152 | 98% | Not verified | — |
Source: Rezolute, Inc., Form 8-K, filed with the SEC on November 21, 2025 — read the filing on EDGAR.
Each item below shows how the 115 asset managers that disclosed a Rezolute, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
81% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Erik Harris
Rezolute, Inc.’s own tally for this item (“Elect Director: Erik Harris”): 48,235,273 for, 11,132,643 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 81% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 19,856,502 for, 10,661,509 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,525,191 | 0 | 0 | 10,656,222 | Mixed |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Gil Labrucherie
Rezolute, Inc.’s own tally for this item (“Elect Director: Gil Labrucherie”): 55,354,306 for, 4,013,610 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 27,576,290 for, 267,049 withheld, 2,674,672 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 2,608,162 | 0 | Abstain |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 173,386 | Withhold |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 16,140 | 0 | 0 | 38,972 | Mixed |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 49,575 | 0 | Abstain |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 0 | 24,015 | Withhold |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 0 | 0 | 0 | 18,555 | Withhold |
| Bridge Builder Trust | 0 | 0 | 16,935 | 0 | Abstain |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Nerissa Kreher
Rezolute, Inc.’s own tally for this item (“Elect Director: Nerissa Kreher, M.D.”): 45,487,489 for, 13,880,427 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 77% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 19,458,852 for, 11,038,837 withheld, 20,322 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,525,191 | 0 | 0 | 10,656,222 | Mixed |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,587,840 | 0 | 20,322 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 173,386 | Withhold |
| State Street | 0 | 0 | 0 | 69,786 | Withhold |
| Equitable | 38,972 | 0 | 0 | 16,140 | Mixed |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 0 | 48,800 | Withhold |
| Global X | 0 | 0 | 0 | 35,928 | Withhold |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 16,376 | 0 | 0 | 2,179 | Mixed |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 0 | 10,000 | Withhold |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Nevan Charles Elam
Rezolute, Inc.’s own tally for this item (“Elect Director: Nevan Charles Elam”): 59,206,610 for, 161,306 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.7% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 30,493,114 for, 24,897 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 0 | 12,776 | Withhold |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Philippe Fauchet
Rezolute, Inc.’s own tally for this item (“Elect Director: Philippe Fauchet”): 58,711,617 for, 656,299 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 30,310,003 for, 187,686 withheld, 20,322 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,587,840 | 0 | 20,322 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 173,386 | Withhold |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 16,376 | 0 | 0 | 2,179 | Mixed |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 4 wordings of this item as funds reported it.
77% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Wladimir Hogenhuis
Rezolute, Inc.’s own tally for this item (“Elect Director: Wladimir Hogenhuis, M.D.”): 45,753,848 for, 13,614,068 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 77% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 18,319,462 for, 12,198,549 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 0 | 0 | 12,181,413 | Withhold |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 0 | 0 | 11,849 | Withhold |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 4 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: To elect the seven nominees to the Company's Board of Directors to serve until the 2027 Annual Meeting of Stockholders, until his or her successor is elected and shall have qualified or until his or her death, resignation, removal or disqualification: Young-Jin Kim
Rezolute, Inc.’s own tally for this item (“Elect Director: Young-Jin Kim”): 52,980,022 for, 6,387,894 withheld, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 27,010,834 for, 832,505 withheld, 2,674,672 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 2,608,162 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 0 | 652,586 | Withhold |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 0 | 0 | 0 | 55,112 | Withhold |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 49,575 | 0 | Abstain |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 0 | 35,928 | Withhold |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 0 | 5,287 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 0 | 24,015 | Withhold |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 0 | 0 | 0 | 18,555 | Withhold |
| Bridge Builder Trust | 0 | 0 | 16,935 | 0 | Abstain |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 0 | 12,776 | Withhold |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 0 | 0 | 0 | 11,726 | Withhold |
| SEI | 0 | 0 | 0 | 10,000 | Withhold |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
98% Majority: yes · of votes cast
Description as filed by funds: To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes in favor of the Plan Amendment Proposal.
Rezolute, Inc.’s own tally for this item (“5. Adjournment Proposal To authorize an adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes in favor of the 2021 Equity Plan A”): 57,909,553 for, 1,423,506 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 30,382,193 for, 130,531 against, 5,287 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 0 | 69,786 | 0 | 0 | Against |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 48,800 | 0 | 0 | Against |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 5,287 | 0 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
Description as filed by funds: To approve an amendment to the 2021 Equity Incentive Plan, as amended, to increase the number of shares available for issuance thereunder from 14,450,000 shares of common stock to an aggregate of 21,950,000 shares of common stock (the "2021 Equity Plan Amendment Proposal").
Rezolute, Inc.’s own tally for this item (“4. Equity Plan Amendment Proposal To approve an amendment to the Company's 2021 Stock Incentive Plan (the " 2021 Equity Plan Amendment Proposal ") to increase the number of shares available for issuance thereunder from 1”): 59,075,559 for, 264,536 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 5,287 | 0 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 7,977 | 2,023 | 0 | 0 | Mixed |
Fund voting reports, all 39 managers: 30,503,867 for, 8,857 against, 5,287 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Integral Health Asset Management, LLC | 744,611 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 744,611 for.
Combines 4 wordings of this item as funds reported it.
68% Majority: yes · of votes cast
Description as filed by funds: TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE EXECUTIVE COMPENSATION SECTION OF THE PROXY STATEMENT.
Rezolute, Inc.’s own tally for this item (“3. Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Executive Compensation section of the proxy statement”): 40,149,598 for, 19,193,827 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 68% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 12,181,413 | 0 | 0 | Against |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 38,972 | 16,140 | 0 | 0 | Mixed |
| Dimensional | 0 | 53,335 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 0 | 49,300 | 0 | 0 | Against |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 34,365 | 0 | 0 | Against |
| Brighthouse | 0 | 25,492 | 5,287 | 0 | Mixed |
| ProShares | 0 | 26,178 | 0 | 0 | Against |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 0 | 23,040 | 0 | 0 | Against |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 0 | 13,690 | 0 | 0 | Against |
| Voya | 0 | 12,776 | 0 | 0 | Against |
| Northern Trust | 0 | 11,849 | 0 | 0 | Against |
| DWS | 0 | 11,726 | 0 | 0 | Against |
| SEI | 7,977 | 2,023 | 0 | 0 | Mixed |
Fund voting reports, all 39 managers: 17,990,305 for, 12,522,419 against, 5,287 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 11,072,360 | 0 | 0 | Against |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| GREAT POINT PARTNERS LLC | 4,903,618 | 0 | 0 | 0 | For |
| Siren, L.L.C. | 4,870,000 | 0 | 0 | 0 | For |
| Blackstone Inc. | 0 | 2,561,360 | 0 | 0 | Against |
| Vivo Capital, LLC | 2,112,432 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 1,738,526 | 0 | 0 | Against |
| Woodline Partners LP | 1,341,982 | 0 | 0 | 0 | For |
| State Street | 1,192,598 | 12,041 | 0 | 0 | For |
| MARSHALL WACE, LLP | 1,144,301 | 0 | 0 | 0 | For |
| BlackRock | 981,308 | 3,426 | 0 | 0 | For |
| MANGROVE PARTNERS IM, LLC | 900,318 | 0 | 0 | 0 | For |
| ADAR1 Capital Management, LLC | 0 | 771,869 | 0 | 0 | Against |
| Integral Health Asset Management, LLC | 744,611 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 562,546 | 0 | 0 | 0 | For |
| BALYASNY ASSET MANAGEMENT L.P. | 385,453 | 0 | 0 | 0 | For |
| PFM Health Sciences, LP | 0 | 346,837 | 0 | 0 | Against |
| Point72 | 0 | 341,764 | 0 | 0 | Against |
| Northern Trust | 0 | 308,358 | 0 | 0 | Against |
| J. Goldman & Co LP | 277,168 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 277,061 | 0 | 0 | 0 | For |
| Knott David M Jr | 0 | 275,000 | 0 | 0 | Against |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 233,000 | 0 | 0 | Against |
| Vanguard | 221,362 | 389 | 0 | 0 | For |
Institutional-manager reports, all 91 managers: 31,647,138 for, 18,486,743 against. Showing the 25 largest; see all in the interactive database.
99% Majority: yes · of votes cast
Description as filed by funds: To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the fiscal year ending on June 30, 2026.
Rezolute, Inc.’s own tally for this item (“2. Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending on June 30, 2026”): 65,206,245 for, 937,798 against, per its Form 8-K filed November 21, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 39 asset managers below reported 30,512,724 for, 5,287 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 12,181,413 | 0 | 0 | 0 | For |
| Federated Hermes | 10,490,659 | 0 | 0 | 0 | For |
| Vanguard | 3,744,131 | 0 | 0 | 0 | For |
| BlackRock | 2,608,162 | 0 | 0 | 0 | For |
| Charles Schwab | 652,586 | 0 | 0 | 0 | For |
| TIAA | 173,386 | 0 | 0 | 0 | For |
| State Street | 69,786 | 0 | 0 | 0 | For |
| Equitable | 55,112 | 0 | 0 | 0 | For |
| Dimensional | 53,335 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 49,575 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 49,300 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,800 | 0 | 0 | 0 | For |
| Global X | 35,928 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 34,365 | 0 | 0 | 0 | For |
| Brighthouse | 25,492 | 0 | 5,287 | 0 | Mixed |
| ProShares | 26,178 | 0 | 0 | 0 | For |
| Pacific Life | 24,015 | 0 | 0 | 0 | For |
| John Hancock | 23,040 | 0 | 0 | 0 | For |
| Nationwide | 18,555 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,935 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 13,690 | 0 | 0 | 0 | For |
| Voya | 12,776 | 0 | 0 | 0 | For |
| Northern Trust | 11,849 | 0 | 0 | 0 | For |
| DWS | 11,726 | 0 | 0 | 0 | For |
| SEI | 10,000 | 0 | 0 | 0 | For |
Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 92,727,532 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 13.14% |
| 2 | Federated Hermes | 11.31% |
| 3 | Vanguard | 4.04% |
| 4 | BlackRock | 2.81% |
| 5 | Charles Schwab | 0.70% |
| 6 | TIAA | 0.19% |
| 7 | State Street | 0.08% |
| 8 | Equitable | 0.06% |
| 9 | Dimensional | 0.06% |
| 10 | QUANTITATIVE MASTER SERIES LLC | 0.05% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 11.94% |
| 2 | Federated Hermes | 11.31% |
| 3 | GREAT POINT PARTNERS LLC | 5.29% |
| 4 | Siren, L.L.C. | 5.25% |
| 5 | Blackstone Inc. | 2.76% |
| 6 | Vivo Capital, LLC | 2.28% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 1.87% |
| 8 | Woodline Partners LP | 1.45% |
| 9 | State Street | 1.30% |
| 10 | MARSHALL WACE, LLP | 1.23% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Entities associated with Federated Hermes, Inc. | 15.28% | DEF14A |
| Young-Jin Kim | 9.25% | DEF14A |
| Handok, Inc. | 9.08% | DEF14A |
| BlackRock | 6.81% | 13F |
| Opaleye Management Inc. | 6.79% | 13G |
| Dellora Investments LP | 6.17% | 13G |
| Vanguard Group | 5.16% | 13F |
| Nevan Charles Elam | 3.23% | DEF14A |
| FMR LLC | 2.49% | 13G |
| Geode Capital | 2.12% | 13F |
Percentages above are of 92,727,532 shares outstanding, as reported by Rezolute, Inc. on its Form 10-Q dated November 4, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Rezolute, Inc.’s 10-Q dated November 4, 2025. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At Rezolute, Inc.'s shareholder meeting held November 19, 2025, in the 2025-2026 proxy season, 115 asset managers reported how they voted on 11 ballot items in their SEC Form N-PX filings, covering 1,419 separate fund positions. On the most widely held item on that ballot — TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE… — FOR was 68% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Rezolute, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on November 21, 2025.
Rezolute, Inc. proxy season coverage: 2025-2026 (this page).
Download data (CSV): ballot items · votes by manager · column guide.