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REDWOOD TRUST INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and REDWOOD TRUST INC.’s Form 8-K, filed May 24, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.

  • 12Ballot items
  • 227Asset managers
  • 2,389Fund votes
  • May 21, 2024Meeting date

Results at a glance

Meeting of May 21, 2024: 12 items on REDWOOD TRUST INC.’s Form 8-K, filed May 24, 2024: 2 approved · 10 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore REDWOOD TRUST INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by REDWOOD TRUST INC.

These tallies are REDWOOD TRUST INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 24, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

REDWOOD TRUST INC. — official shareholder meeting results, meeting held May 21, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Greg H. Kubicek 85,554,8803,535,224184,729 --21,497,207 96%Not verified—
Elect Director: Christopher J. Abate 87,138,0051,922,298214,530 --21,497,207 98%Not verified—
Elect Director: Doneene K. Damon 87,908,9431,139,895225,995 --21,497,207 99%Not verified—
Elect Director: Armando Falcon 87,060,8522,027,324186,657 --21,497,207 98%Not verified—
Elect Director: Douglas B. Hansen 87,149,7281,931,769193,336 --21,497,207 98%Not verified—
Elect Director: Debora D. Horvath 87,449,1941,648,942176,697 --21,497,207 98%Not verified—
Elect Director: Georganne C. Proctor 85,741,9673,354,844179,022 --21,496,207 96%Not verified—
Elect Director: Dashiell I. Robinson 86,327,5082,770,624176,701 --21,497,207 97%Not verified—
Elect Director: Faith A. Schwartz 88,183,683915,663175,487 --21,497,207 99%Not verified—
Proposal 2: During the Annual Meeting, stockholders voted to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024 109,123,6281,370,166278,246 --0 99%Approved—
3. During the Annual Meeting, stockholders voted on a non-binding advisory resolution to approve named executive officer compensation as disclosed in the annual proxy statement for the Annual Meeting 80,329,5817,621,6931,323,559 --21,497,207 91%Not verified—
Proposal 4: As noted in Item 5.02(e) above, during the Annual Meeting, stockholders voted to approve an Amendment to the Company's ESPP to increase the number of shares available for purchase by 250,000 shares of common stock 88,038,851911,525324,457 --21,497,207 99%Approved—

Source: REDWOOD TRUST INC., Form 8-K, filed with the SEC on May 24, 2024 — read the filing on EDGAR.

How asset managers voted at the REDWOOD TRUST INC. 2023-2024 meeting

Each item below shows how the 227 asset managers that disclosed a REDWOOD TRUST INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Armando Falcon

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 87,060,852AGAINST: 2,027,324
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Armando Falcon

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Armando Falcon”): 87,060,852 for, 2,027,324 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,628,298 for, 146,738 against, 101,195 not voted.

FOR
FOR: 50,628,298AGAINST: 146,738NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Armando Falcon” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,663,0240 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM6,049135,413 00Against
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

2. Elect Director: Christopher J. Abate

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 87,138,005AGAINST: 1,922,298
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Christopher J. Abate

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Christopher J. Abate”): 87,138,005 for, 1,922,298 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,764,698 for, 10,338 against, 101,195 not voted.

FOR
FOR: 50,764,698AGAINST: 10,338NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Christopher J. Abate” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,662,889135 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

3. Elect Director: Dashiell I. Robinson

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 86,327,508AGAINST: 2,770,624
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Dashiell I. Robinson

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Dashiell I. Robinson”): 86,327,508 for, 2,770,624 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,345,774 for, 429,262 against, 101,195 not voted.

FOR
FOR: 50,345,774AGAINST: 429,262NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Dashiell I. Robinson” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,662,889135 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National0301,996 00Against
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon0116,928 00Against

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

4. Elect Director: Debora D. Horvath

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 87,449,194AGAINST: 1,648,942
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Debora D. Horvath

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Debora D. Horvath”): 87,449,194 for, 1,648,942 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,639,622 for, 135,414 against, 101,195 not voted.

FOR
FOR: 50,639,622AGAINST: 135,414NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Debora D. Horvath” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,663,0240 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM6,049135,413 00Against
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

5. Elect Director: Doneene K. Damon

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 87,908,943AGAINST: 1,139,895
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Doneene K. Damon

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Doneene K. Damon”): 87,908,943 for, 1,139,895 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,728,533 for, 46,503 abstained, 101,195 not voted.

FOR
FOR: 50,728,533ABSTAIN: 46,503NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Doneene K. Damon” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,663,0240 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

6. Elect Director: Douglas B. Hansen

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 87,149,728AGAINST: 1,931,769
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Douglas B. Hansen

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Douglas B. Hansen”): 87,149,728 for, 1,931,769 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,764,698 for, 10,338 against, 101,195 not voted.

FOR
FOR: 50,764,698AGAINST: 10,338NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Douglas B. Hansen” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,662,889135 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

7. Elect Director: Faith A. Schwartz

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 88,183,683AGAINST: 915,663
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Faith A. Schwartz

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Faith A. Schwartz”): 88,183,683 for, 915,663 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,775,036 for, 101,195 not voted.

FOR
FOR: 50,775,036NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Faith A. Schwartz” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,663,0240 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

8. Elect Director: Georganne C. Proctor

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 85,741,967AGAINST: 3,354,844
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Georganne C. Proctor

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Georganne C. Proctor”): 85,741,967 for, 3,354,844 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,582,781 for, 192,255 against, 101,195 not voted.

FOR
FOR: 50,582,781AGAINST: 192,255NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Georganne C. Proctor” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,662,889135 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM6,049135,413 00Against
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

9. Elect Director: Greg H. Kubicek

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 85,554,880AGAINST: 3,535,224
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Greg H. Kubicek

REDWOOD TRUST INC.’s own tally for this item (“Elect Director: Greg H. Kubicek”): 85,554,880 for, 3,535,224 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,628,935 for, 146,101 against, 101,195 not voted.

FOR
FOR: 50,628,935AGAINST: 146,101NOT VOTED: 101,195
Largest asset managers voting on “Election of Directors: Greg H. Kubicek” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,662,889135 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM6,049135,413 00Against
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

10. Proposal 4: As noted in Item 5.02(e) above, during the Annual Meeting, stockholders voted to approve an Amendment to…

Official resultCOMPENSATIONReported outcome: Approved

Combines 2 wordings of this item as funds reported it.

99% Approved · of votes cast

FOR 99%
FOR: 88,038,851AGAINST: 911,525
Details: description as filed, official tally, votes by 68 asset managers

Description as filed by funds: To vote on an amendment to our 2002 Employee Stock Purchase Plan to increase the number of shares available for purchase.

REDWOOD TRUST INC.’s own tally for this item (“Proposal 4: As noted in Item 5.02(e) above, during the Annual Meeting, stockholders voted to approve an Amendment to the Company's ESPP to increase the number of shares available for purchase by 250,000 shares of common ”): 88,038,851 for, 911,525 against — passed, per its Form 8-K filed May 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “As noted in Item 5.02(e) above, during the Annual Meeting, stockholders voted to approve an Amendment to the Company's ESPP to increase the number of shares available for purchase by 250,000 shares of common stock.”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 68 asset managers below reported 50,775,036 for.

FOR
FOR: 50,775,036
Largest asset managers voting on “To vote on an amendment to our 2002 Employee Stock Purchase Plan to increase the number of shares available fo” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,663,0240 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 68 asset managers. See all 68 in the interactive database.

11. 3. During the Annual Meeting, stockholders voted on a non-binding advisory resolution to approve named executive…

Outcome not verifiedFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

Combines 11 wordings of this item as funds reported it.

91% Majority: yes · of votes cast

FOR 91%
FOR: 80,329,581AGAINST: 7,621,693
Details: description as filed, official tally, votes by 227 asset managers

Description as filed by funds: To vote on a non-binding advisory resolution to approve named executive officer compensation.

REDWOOD TRUST INC.’s own tally for this item (“3. During the Annual Meeting, stockholders voted on a non-binding advisory resolution to approve named executive officer compensation as disclosed in the annual proxy statement for the Annual Meeting”): 80,329,581 for, 7,621,693 against, per its Form 8-K filed May 24, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 67 asset managers voting on “To vote on a non-binding advisory resolution to approve named executive officer compensation.” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,663,0240 00For
Legg Mason1,310,0000 00For
Global X01,280,796 00Against
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust0470,080 00Against
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM6,049135,413 00Against
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Fund voting reports, all 67 managers: 48,808,600 for, 1,966,136 against, 101,195 not voted. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 174 asset managers voting on “To vote on a non-binding advisory resolution to approve named executive officer compensation.” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Wellington6,540,0510 00For
State Street4,222,6170 00For
BlackRock3,410,1460 00For
GEODE CAPITAL MANAGEMENT, LLC2,874,4480 00For
Fidelity2,741,1910 00For
Capital Group2,562,3130 00For
Charles Schwab2,043,4430 00For
ADAGE CAPITAL PARTNERS GP, L.L.C.1,749,8230 00For
Clearbridge Investments, LLC1,677,3720 00For
EVERGREEN CAPITAL MANAGEMENT LLC1,261,3890 00For
BALYASNY ASSET MANAGEMENT L.P.01,256,974 00Against
Northern Trust1,039,7620 00For
PEREGRINE CAPITAL MANAGEMENT LLC902,7580 00For
Boston Partners832,8150 00For
Voya716,9700 00For
PRINCIPAL GLOBAL INVESTORS682,7060 00For
MELLON INVESTMENTS Corp602,1510 00For
STIFEL NICOLAUS & CO INC \MO\594,1120 00For
LSV ASSET MANAGEMENT0564,900 00Against
Mesirow Institutional Investment Management, Inc.517,5630 00For
NEW YORK STATE TEACHERS RETIREMENT SYSTEM147,292356,300 00Mixed
VAN ECK ASSOCIATES CORP0470,080 00Against
WASHINGTON STATE INVESTMENT BOARD0371,514 00Against
PARAMETRIC PORTFOLIO ASSOCIATES LLC348,1220 00For
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM0338,700 00Against

Institutional-manager reports, all 174 managers: 39,325,588 for, 4,633,312 against, 1 abstained, 1,175 not voted. Showing the 25 largest; see all in the interactive database.

12. Proposal 2: During the Annual Meeting, stockholders voted to ratify the appointment of Grant Thornton LLP as the…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

99% Approved · of votes cast

FOR 99%
FOR: 109,123,628AGAINST: 1,370,166
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2024.

REDWOOD TRUST INC.’s own tally for this item (“Proposal 2: During the Annual Meeting, stockholders voted to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024”): 109,123,628 for, 1,370,166 against — passed, per its Form 8-K filed May 24, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “During the Annual Meeting, stockholders voted to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024.”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 50,714,766 for, 60,270 against, 101,195 not voted.

FOR
FOR: 50,714,766AGAINST: 60,270NOT VOTED: 101,195
Largest asset managers voting on “To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2024.” at REDWOOD TRUST INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock16,772,8810 00For
Vanguard15,277,9550 00For
Fidelity3,484,4920 00For
Capital Group2,562,0000 00For
Charles Schwab1,858,7340 00For
State Street1,662,889135 00For
Legg Mason1,310,0000 00For
Global X1,280,7960 00For
Angel Oak Funds Trust929,1170 00For
Voya531,8340 00For
VanEck ETF Trust470,0800 00For
Columbia Threadneedle361,1930 00For
TIAA315,8440 00For
Equitable305,5590 00For
Jackson National301,9960 00For
Pioneer Series Trust VI297,9740 00For
Guardian Variable Products Trust291,6580 00For
MUTUAL FUND SERIES TRUST288,3430 00For
QUANTITATIVE MASTER SERIES LLC201,9670 00For
Transamerica176,3380 00For
Lincoln Financial150,1260 00For
Principal150,0520 00For
Prudential/PGIM141,4620 00For
Goldman Sachs126,2040 00For
BNY Mellon116,9280 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

Largest REDWOOD TRUST INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 131,870,835 shares outstanding at the time of that meeting.

Fund voting reports: top REDWOOD TRUST INC. shareholders by shares voted on “To vote on a non-binding advisory resolution to approve named executive officer compensation.”, 2023-2024
#Asset manager % of shares outstanding
1BlackRock 12.72%
2Vanguard 11.59%
3Fidelity 2.64%
4Capital Group 1.94%
5Charles Schwab 1.41%
6State Street 1.26%
7Legg Mason 0.99%
8Global X 0.97%
9Angel Oak Funds Trust 0.70%
10Voya 0.40%
Institutional-manager reports: top REDWOOD TRUST INC. shareholders by shares voted on “To vote on a non-binding advisory resolution to approve named executive officer compensation.”, 2023-2024
#Asset manager % of shares outstanding
1Wellington 4.96%
2State Street 3.20%
3BlackRock 2.59%
4GEODE CAPITAL MANAGEMENT, LLC 2.18%
5Fidelity 2.08%
6Capital Group 1.94%
7Charles Schwab 1.55%
8ADAGE CAPITAL PARTNERS GP, L.L.C. 1.33%
9Clearbridge Investments, LLC 1.27%
10EVERGREEN CAPITAL MANAGEMENT LLC 0.96%

Reported REDWOOD TRUST INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

REDWOOD TRUST INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 15.82% 13F
Vanguard Group 10.83% 13F
Wellington Management 7.48% 13F
Bay Pond Partners, L.P. 6.57% 13G
State Street 3.70% 13F
Geode Capital 2.18% 13F
Charles Schwab 1.43% 13F
Northern Trust 0.97% 13F
BNY Mellon 0.81% 13F
Norges Bank 0.77% 13F

Percentages above are of 131,870,835 shares outstanding, as reported by REDWOOD TRUST INC. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from REDWOOD TRUST INC.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.

At REDWOOD TRUST INC.'s shareholder meeting held May 21, 2024, in the 2023-2024 proxy season, 227 asset managers reported how they voted on 12 ballot items in their SEC Form N-PX filings, covering 2,389 separate fund positions. On the most widely held item on that ballot — To vote on a non-binding advisory resolution to approve named executive officer compensation. — FOR was 91% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: REDWOOD TRUST INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 24, 2024.

REDWOOD TRUST INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.