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READY CAPITAL CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and READY CAPITAL CORP.’s Form 8-K, filed August 23, 2023 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 15Ballot items
  • 259Asset managers
  • 2,857Fund votes
  • August 22, 2023Meeting date

Results at a glance

Meeting of August 22, 2023: 15 items on READY CAPITAL CORP.’s Form 8-K, filed August 23, 2023: 12 elected · 3 approved.

Material dissent

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025

Explore READY CAPITAL CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by READY CAPITAL CORP.

These tallies are READY CAPITAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed August 23, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

READY CAPITAL CORP. — official shareholder meeting results, meeting held August 22, 2023
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Thomas E. Capasse 83,417,575---- 2,113,54641,811,014 98%Elected—
Elect Director: Jack J. Ross 83,647,900---- 1,883,22141,811,014 98%Elected—
Elect Director: Frank P. Filipps 83,827,196---- 1,703,92541,811,014 98%Elected—
Elect Director: Daniel J. Hirsch 79,975,223---- 5,555,89841,811,014 94%Elected—
Elect Director: Kevin M. Luebbers 84,287,372---- 1,243,74941,811,014 99%Elected—
Elect Director: Meredith Marshall 84,135,124---- 1,395,99741,811,014 98%Elected—
Elect Director: Pinkie D. Mayfield 83,553,819---- 1,977,30241,811,014 98%Elected—
Elect Director: Dominique Mielle 73,720,794---- 11,810,31141,811,014 86%Elected—
Elect Director: Gilbert E. Nathan 73,705,204---- 11,825,91741,811,014 86%Elected—
Elect Director: Andrea Petro 83,984,090---- 1,547,03141,811,014 98%Elected—
Elect Director: J. Mitchell Reese 63,476,441---- 22,054,68041,811,014 74%Elected—
Elect Director: Todd M. Sinai 73,770,491---- 11,760,63041,811,014 86%Elected—
2. The appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year 125,686,1241,176,150479,861 --0 99.0%Approved—
3. The compensation of the Company's named executive officers, as described in the Proxy Statement 80,865,1803,334,2991,331,642 --41,811,014 96%Approved—
4. And adopted the Company's 2023 Equity Incentive Plan 79,892,0834,504,1911,134,847 --41,811,014 95%Approved—

Source: READY CAPITAL CORP., Form 8-K, filed with the SEC on August 23, 2023 — read the filing on EDGAR.

How asset managers voted at the READY CAPITAL CORP. 2023-2024 meeting

Each item below shows how the 259 asset managers that disclosed a READY CAPITAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Andrea Petro

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 83,984,090WITHHELD: 1,547,031
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: ANDREA PETRO

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Andrea Petro”): 83,984,090 for, 1,547,031 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,637,987 for, 26,837 withheld.

FOR
FOR: 42,637,987WITHHOLD: 26,837
Largest asset managers voting on “Election of Directors: ANDREA PETRO” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

2. Elect Director: Daniel J. Hirsch

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 79,975,223WITHHELD: 5,555,898
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: DANIEL J. HIRSCH

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Daniel J. Hirsch”): 79,975,223 for, 5,555,898 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 41,084,922 for, 1,579,902 withheld.

FOR
FOR: 41,084,922WITHHOLD: 1,579,902
Largest asset managers voting on “Election of Directors: DANIEL J. HIRSCH” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street00 0683,656Withhold
Columbia Threadneedle00 0540,993Withhold
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST00 0176,804Withhold
Thrivent154,3830 00For
Lincoln Financial00 0127,372Withhold
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

3. Elect Director: Dominique Mielle

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

86% Majority: yes · of votes cast

FOR 86%
FOR: 73,720,794WITHHELD: 11,810,311
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: DOMINIQUE MIELLE

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Dominique Mielle”): 73,720,794 for, 11,810,311 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 86% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 37,079,308 for, 5,585,516 withheld.

FOR
FOR: 37,079,308WITHHOLD: 5,585,516
Largest asset managers voting on “Election of Directors: DOMINIQUE MIELLE” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity42,8030 02,966,700Withhold
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust00 01,006,226Withhold
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle00 0540,993Withhold
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal00 0206,745Withhold
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent00 0154,383Withhold
Lincoln Financial127,3720 00For
Empower00 0119,160Withhold
Allianz101,5740 00For
AIG/SunAmerica00 082,299Withhold
Bridge Builder Trust66,5170 013,749Mixed
Catholic Responsible Investments Funds00 079,037Withhold
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

4. Elect Director: Frank P. Filipps

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 83,827,196WITHHELD: 1,703,925
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: FRANK P. FILIPPS

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Frank P. Filipps”): 83,827,196 for, 1,703,925 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,637,987 for, 26,837 withheld.

FOR
FOR: 42,637,987WITHHOLD: 26,837
Largest asset managers voting on “Election of Directors: FRANK P. FILIPPS” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

5. Elect Director: Gilbert E. Nathan

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

86% Majority: yes · of votes cast

FOR 86%
FOR: 73,705,204WITHHELD: 11,825,917
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: GILBERT E. NATHAN

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Gilbert E. Nathan”): 73,705,204 for, 11,825,917 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 86% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 37,079,308 for, 5,585,516 withheld.

FOR
FOR: 37,079,308WITHHOLD: 5,585,516
Largest asset managers voting on “Election of Directors: GILBERT E. NATHAN” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity42,8030 02,966,700Withhold
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust00 01,006,226Withhold
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle00 0540,993Withhold
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal00 0206,745Withhold
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent00 0154,383Withhold
Lincoln Financial127,3720 00For
Empower00 0119,160Withhold
Allianz101,5740 00For
AIG/SunAmerica00 082,299Withhold
Bridge Builder Trust66,5170 013,749Mixed
Catholic Responsible Investments Funds00 079,037Withhold
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

6. Elect Director: J. Mitchell Reese

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

74% Majority: yes · of votes cast

FOR 74%WITHHELD
FOR: 63,476,441WITHHELD: 22,054,680
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: J. MITCHELL REESE

READY CAPITAL CORP.’s own tally for this item (“Elect Director: J. Mitchell Reese”): 63,476,441 for, 22,054,680 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 74% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 30,494,062 for, 12,170,762 withheld.

FORWITHHOLD
FOR: 30,494,062WITHHOLD: 12,170,762
Largest asset managers voting on “Election of Directors: J. MITCHELL REESE” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity42,8030 02,966,700Withhold
Charles Schwab00 01,729,742Withhold
Global X00 01,478,775Withhold
Invesco00 01,409,625Withhold
First Trust00 01,006,226Withhold
VanEck ETF Trust00 0772,737Withhold
State Street00 0683,656Withhold
Columbia Threadneedle00 0540,993Withhold
Northern Trust440,1620 00For
TIAA00 0311,390Withhold
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal00 0206,745Withhold
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent00 0154,383Withhold
Lincoln Financial00 0127,372Withhold
Empower00 0119,160Withhold
Allianz101,5740 00For
AIG/SunAmerica00 082,299Withhold
Bridge Builder Trust66,5170 013,749Mixed
Catholic Responsible Investments Funds00 079,037Withhold
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

7. Elect Director: Jack J. Ross

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 83,647,900WITHHELD: 1,883,221
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: JACK J. ROSS

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Jack J. Ross”): 83,647,900 for, 1,883,221 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,343,178 for, 321,646 withheld.

FOR
FOR: 42,343,178WITHHOLD: 321,646
Largest asset managers voting on “Election of Directors: JACK J. ROSS” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon00 0294,809Withhold
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

8. Elect Director: Kevin M. Luebbers

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 84,287,372WITHHELD: 1,243,749
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: KEVIN M. LUEBBERS

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Kevin M. Luebbers”): 84,287,372 for, 1,243,749 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,655,044 for, 9,780 withheld.

FOR
FOR: 42,655,044WITHHOLD: 9,780
Largest asset managers voting on “Election of Directors: KEVIN M. LUEBBERS” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

9. Elect Director: Meredith Marshall

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 84,135,124WITHHELD: 1,395,997
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: MEREDITH MARSHALL

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Meredith Marshall”): 84,135,124 for, 1,395,997 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,655,044 for, 9,780 withheld.

FOR
FOR: 42,655,044WITHHOLD: 9,780
Largest asset managers voting on “Election of Directors: MEREDITH MARSHALL” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

10. Elect Director: Pinkie D. Mayfield

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 83,553,819WITHHELD: 1,977,302
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: PINKIE D. MAYFIELD

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Pinkie D. Mayfield”): 83,553,819 for, 1,977,302 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,114,051 for, 550,773 withheld.

FOR
FOR: 42,114,051WITHHOLD: 550,773
Largest asset managers voting on “Election of Directors: PINKIE D. MAYFIELD” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle00 0540,993Withhold
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

11. Elect Director: Thomas E. Capasse

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 83,417,575WITHHELD: 2,113,546
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: THOMAS E. CAPASSE

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Thomas E. Capasse”): 83,417,575 for, 2,113,546 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 42,475,492 for, 189,332 withheld.

FOR
FOR: 42,475,492WITHHOLD: 189,332
Largest asset managers voting on “Election of Directors: THOMAS E. CAPASSE” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower00 0119,160Withhold
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds79,0370 00For
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

12. Elect Director: Todd M. Sinai

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

86% Majority: yes · of votes cast

FOR 86%
FOR: 73,770,491WITHHELD: 11,760,630
Details: description as filed, official tally, votes by 61 asset managers

Description as filed by funds: Election of Directors: TODD M. SINAI

READY CAPITAL CORP.’s own tally for this item (“Elect Director: Todd M. Sinai”): 73,770,491 for, 11,760,630 withheld, per its Form 8-K filed August 23, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all twelve director nominees to serve until the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualify.”
Support: 86% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 61 asset managers below reported 37,079,308 for, 5,585,516 withheld.

FOR
FOR: 37,079,308WITHHOLD: 5,585,516
Largest asset managers voting on “Election of Directors: TODD M. SINAI” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity42,8030 02,966,700Withhold
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust00 01,006,226Withhold
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle00 0540,993Withhold
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal00 0206,745Withhold
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent00 0154,383Withhold
Lincoln Financial127,3720 00For
Empower00 0119,160Withhold
Allianz101,5740 00For
AIG/SunAmerica00 082,299Withhold
Bridge Builder Trust66,5170 013,749Mixed
Catholic Responsible Investments Funds00 079,037Withhold
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

13. 4. And adopted the Company's 2023 Equity Incentive Plan

Official resultCOMPENSATIONReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

95% Approved · of votes cast

FOR 95%
FOR: 79,892,083AGAINST: 4,504,191
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Approval and adoption the Ready Capital Corporation 2023 Equity Incentive Plan

READY CAPITAL CORP.’s own tally for this item (“4. And adopted the Company's 2023 Equity Incentive Plan”): 79,892,083 for, 4,504,191 against — passed, per its Form 8-K filed August 23, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved and adopted the Company's 2023 Equity Incentive Plan.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 41,846,207 for, 857,062 against, 20 abstained.

FOR
FOR: 41,846,207AGAINST: 857,062ABSTAIN: 20
Largest asset managers voting on “Approval and adoption the Ready Capital Corporation 2023 Equity Incentive Plan” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle0540,993 00Against
Northern Trust440,1620 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST0176,804 00Against
Thrivent154,3830 00For
LUBERT-ADLER MANAGEMENT COMPANY, LP139,1760 00For
Lincoln Financial127,3720 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust66,51713,749 00Mixed
Catholic Responsible Investments Funds079,037 00Against
Pacific Life67,7780 00For
JPMorgan66,2600 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

14. 3. The compensation of the Company's named executive officers, as described in the Proxy Statement

Official resultFund totals may overlapCOMPENSATIONReported outcome: Approved

Combines 15 wordings of this item as funds reported it.

96% Approved · of votes cast

FOR 96%
FOR: 80,865,180AGAINST: 3,334,299
Details: description as filed, official tally, votes by 252 asset managers

Description as filed by funds: Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement.

READY CAPITAL CORP.’s own tally for this item (“3. The compensation of the Company's named executive officers, as described in the Proxy Statement”): 80,865,180 for, 3,334,299 against — passed, per its Form 8-K filed August 23, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 61 asset managers voting on “Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
Destra Multi-Alternative Fund345,9470 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower0119,160 00Against
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds079,037 00Against
Pacific Life67,7780 00For

Fund voting reports, all 61 managers: 42,755,806 for, 247,533 against, 9,780 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 204 asset managers voting on “Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock3,106,92969,569 00For
GEODE CAPITAL MANAGEMENT, LLC3,040,7460 00For
State Street2,944,9010 00For
Charles Schwab1,758,0220 00For
Invesco1,535,2220 00For
Soltis Investment Advisors LLC1,514,1380 00For
PRINCIPAL GLOBAL INVESTORS917,5460 00For
VAN ECK ASSOCIATES CORP772,7370 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC593,8920 00For
MELLON INVESTMENTS Corp567,2060 00For
Verition Fund Management LLC555,4800 00For
TRUIST FINANCIAL CORP554,3490 00For
FIRST FOUNDATION ADVISORS411,4480 00For
Northern Trust340,2990 00For
Legal & General Investment Management America Inc0323,823 00Against
Clear Harbor Asset Management, LLC320,5500 00For
Nuveen314,5940 00For
SVB WEALTH LLC297,24412,532 00For
BNY Mellon298,3310 00For
JPMorgan234,0400 00For
HighTower Advisors, LLC225,2870 00For
Prudential/PGIM220,4290 00For
Vanguard219,9430 00For
Goldman Sachs219,0690 00For
Rhumbline181,0155,728 00For

Institutional-manager reports, all 204 managers: 23,531,464 for, 985,056 against, 8,021 withheld, 20 abstained, 0 not voted, 938 unknown. Showing the 25 largest; see all in the interactive database.

15. 2. The appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 6 wordings of this item as funds reported it.

99.0% Approved · of votes cast

FOR 99.0%
FOR: 125,686,124AGAINST: 1,176,150
Details: description as filed, official tally, votes by 62 asset managers

Description as filed by funds: Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year.

READY CAPITAL CORP.’s own tally for this item (“2. The appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year”): 125,686,124 for, 1,176,150 against — passed, per its Form 8-K filed August 23, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year.”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 62 asset managers below reported 42,921,530 for, 79,461 against, 9,780 abstained.

FOR
FOR: 42,921,530AGAINST: 79,461ABSTAIN: 9,780
Largest asset managers voting on “Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for ” at READY CAPITAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock21,101,6160 00For
Vanguard7,685,7520 00For
Fidelity3,009,5030 00For
Charles Schwab1,729,7420 00For
Global X1,478,7750 00For
Invesco1,409,6250 00For
First Trust1,006,2260 00For
VanEck ETF Trust772,7370 00For
State Street683,6560 00For
Columbia Threadneedle540,9930 00For
Northern Trust440,1620 00For
Destra Multi-Alternative Fund345,9470 00For
TIAA311,3900 00For
BNY Mellon294,8090 00For
QUANTITATIVE MASTER SERIES LLC274,2480 00For
Principal206,7450 00For
TARGET PORTFOLIO TRUST176,8040 00For
Thrivent154,3830 00For
Lincoln Financial127,3720 00For
Empower119,1600 00For
Allianz101,5740 00For
AIG/SunAmerica82,2990 00For
Bridge Builder Trust80,2660 00For
Catholic Responsible Investments Funds079,037 00Against
Pacific Life67,7780 00For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

Not shown here: this season’s fund filings also report 1 item from the meeting of July 25, 2024, which belongs to the 2024-2025 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.

Largest READY CAPITAL CORP. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 171,651,924 shares outstanding at the time of that meeting.

Fund voting reports: top READY CAPITAL CORP. shareholders by shares voted on “Approval, on an advisory basis, of the compensation of our named executive officers, as…”, 2023-2024
#Asset manager % of shares outstanding
1BlackRock 12.29%
2Vanguard 4.48%
3Fidelity 1.75%
4Charles Schwab 1.01%
5Global X 0.86%
6Invesco 0.82%
7First Trust 0.59%
8VanEck ETF Trust 0.45%
9State Street 0.40%
10Columbia Threadneedle 0.32%
Institutional-manager reports: top READY CAPITAL CORP. shareholders by shares voted on “Approval, on an advisory basis, of the compensation of our named executive officers, as…”, 2023-2024
#Asset manager % of shares outstanding
1BlackRock 1.85%
2GEODE CAPITAL MANAGEMENT, LLC 1.77%
3State Street 1.72%
4Charles Schwab 1.02%
5Invesco 0.89%
6Soltis Investment Advisors LLC 0.88%
7PRINCIPAL GLOBAL INVESTORS 0.53%
8VAN ECK ASSOCIATES CORP 0.45%
9PARAMETRIC PORTFOLIO ASSOCIATES LLC 0.35%
10MELLON INVESTMENTS Corp 0.33%

Reported READY CAPITAL CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

READY CAPITAL CORP. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 14.74% 13F
Vanguard Group 6.53% 13F
Sutherland REIT Holdings, LP 4.10% DEF14A
State Street 3.60% 13F
Geode Capital 2.08% 13F
Invesco 1.78% 13F
Northern Trust 1.01% 13F
Morgan Stanley 0.91% 13F
Charles Schwab 0.85% 13F
BNY Mellon 0.67% 13F

Percentages above are of 171,651,924 shares outstanding, as reported by READY CAPITAL CORP. on its Form 10-Q dated June 30, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from READY CAPITAL CORP.’s 10-Q dated June 30, 2023. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At READY CAPITAL CORP.'s shareholder meeting held August 22, 2023, in the 2023-2024 proxy season, 259 asset managers reported how they voted on 15 ballot items in their SEC Form N-PX filings, covering 2,857 separate fund positions. On the most widely held item on that ballot — Approval, on an advisory basis, of the compensation of our named executive officers, as… — READY CAPITAL CORP.'s filing reports the proposal as approved, with 96% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: READY CAPITAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on August 23, 2023.

READY CAPITAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025.

Download data (CSV): ballot items · votes by manager · column guide.