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RBB BANCORP 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and RBB BANCORP’s Form 8-K, filed May 17, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.

13Ballot items
127Asset managers
1,915Fund votes
May 15, 2024Meeting date

Results at a glance

Meeting of May 15, 2024: 13 items on RBB BANCORP’s Form 8-K, filed May 17, 2024: 2 approved · 11 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore RBB BANCORP in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by RBB BANCORP

These tallies are RBB BANCORP’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 17, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

RBB BANCORP — official shareholder meeting results, meeting held May 15, 2024
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Support (of votes cast)	Reported outcome	Voting standard
Elect Director: William Bennett	9,959,621	--	--	26,309	1,974,322	99.7%	Not verified	—
Elect Director: Robert M. Franko	9,806,497	--	--	179,433	1,974,322	98%	Not verified	—
Elect Director: Dr. James W. Kao	9,925,987	--	--	59,943	1,974,322	99.3%	Not verified	—
Elect Director: Christina Kao	9,793,913	--	--	192,017	1,974,322	98%	Not verified	—
Elect Director: Joyce Wong Lee	9,928,586	--	--	57,344	1,974,322	99.4%	Not verified	—
Elect Director: Chuang-I (Christopher) Lin	9,672,110	--	--	313,820	1,974,322	97%	Not verified	—
Elect Director: Geraldine Pannu	9,809,098	--	--	176,832	1,974,322	98%	Not verified	—
Elect Director: Scott Polakoff	9,806,497	--	--	179,433	1,974,322	98%	Not verified	—
Elect Director: Frank Wong	9,959,624	--	--	26,306	1,974,322	99.7%	Not verified	—
Elect Director: David R. Morris	9,928,588	--	--	57,342	1,974,322	99.4%	Not verified	—
2. Compensation of the Company's named executive officers	9,607,973	374,833	3,124	--	1,974,322	96%	Approved	—
3. Frequency of shareholder advisory votes on the Company's named executive officers should be held every year	9,360,257	--	551	--	--	—	Not verified	—
4. Appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024	11,908,859	50,343	1,050	--	--	99.5%	Approved	—

Source: RBB BANCORP, Form 8-K, filed with the SEC on May 17, 2024 — read the filing on EDGAR.

How asset managers voted at the RBB BANCORP 2023-2024 meeting

Each item below shows how the 127 asset managers that disclosed a RBB BANCORP vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Christina Kao

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,793,913WITHHELD: 192,017

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Christina Kao

RBB BANCORP’s own tally for this item (“Elect Director: Christina Kao”): 9,793,913 for, 192,017 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 3,051,257 for, 67,619 withheld, 46,498 abstained.

FOR

FOR: 3,051,257ABSTAIN: 46,498WITHHOLD: 67,619

Largest asset managers voting on “To elect the following ten (10) directors: Christina Kao” at RBB BANCORP, 2023-2024
Asset manager	For	Abstain	Withheld	Vote
Vanguard	730,681	0	0	For
BlackRock	684,593	0	0	For
Dimensional	511,355	0	0	For
Fidelity	321,043	0	0	For
American Century	202,593	0	0	For
Invesco	76,083	0	0	For
BRIDGEWAY FUNDS INC	0	0	65,883	Withhold
TIAA	54,483	0	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	0	For
EA Series Trust	0	46,498	0	Abstain
Charles Schwab	44,677	0	0	For
Principal	43,173	0	0	For
Equitable	39,704	0	0	For
Columbia Threadneedle	35,512	0	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	0	For
WisdomTree	26,895	0	0	For
Bridge Builder Trust	26,564	0	0	For
Prudential/PGIM	16,700	0	0	For
Nationwide	16,606	0	0	For
Lincoln Financial	15,790	0	0	For
STERLING CAPITAL FUNDS	12,586	0	0	For
RBC FUNDS TRUST	12,400	0	0	For
First Trust	10,131	0	0	For
AIG/SunAmerica	8,339	0	0	For
Global X	7,742	0	0	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

2. Elect Director: Chuang-I (Christopher) Lin

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 9,672,110WITHHELD: 313,820

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Christopher Lin

RBB BANCORP’s own tally for this item (“Elect Director: Chuang-I (Christopher) Lin”): 9,672,110 for, 313,820 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 3,033,655 for, 65,883 withheld, 65,836 abstained.

FOR

FOR: 3,033,655ABSTAIN: 65,836WITHHOLD: 65,883

Largest asset managers voting on “To elect the following ten (10) directors: Christopher Lin” at RBB BANCORP, 2023-2024
Asset manager	For	Abstain	Withheld	Vote
Vanguard	730,681	0	0	For
BlackRock	684,593	0	0	For
Dimensional	511,355	0	0	For
Fidelity	321,043	0	0	For
American Century	202,593	0	0	For
Invesco	76,083	0	0	For
BRIDGEWAY FUNDS INC	0	0	65,883	Withhold
TIAA	54,483	0	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	0	For
EA Series Trust	0	46,498	0	Abstain
Charles Schwab	44,677	0	0	For
Principal	43,173	0	0	For
Equitable	39,704	0	0	For
Columbia Threadneedle	35,512	0	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	0	For
WisdomTree	26,895	0	0	For
Bridge Builder Trust	7,226	19,338	0	Mixed
Prudential/PGIM	16,700	0	0	For
Nationwide	16,606	0	0	For
Lincoln Financial	15,790	0	0	For
STERLING CAPITAL FUNDS	12,586	0	0	For
RBC FUNDS TRUST	12,400	0	0	For
First Trust	10,131	0	0	For
AIG/SunAmerica	8,339	0	0	For
Global X	7,742	0	0	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

3. Elect Director: David R. Morris

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,928,588WITHHELD: 57,342

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: David Morris

RBB BANCORP’s own tally for this item (“Elect Director: David R. Morris”): 9,928,588 for, 57,342 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 3,165,374 for.

FOR

FOR: 3,165,374

Largest asset managers voting on “To elect the following ten (10) directors: David Morris” at RBB BANCORP, 2023-2024
Asset manager	For	Vote
Vanguard	730,681	For
BlackRock	684,593	For
Dimensional	511,355	For
Fidelity	321,043	For
American Century	202,593	For
Invesco	76,083	For
BRIDGEWAY FUNDS INC	65,883	For
TIAA	54,483	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	For
EA Series Trust	46,498	For
Charles Schwab	44,677	For
Principal	43,173	For
Equitable	39,704	For
Columbia Threadneedle	35,512	For
QUANTITATIVE MASTER SERIES LLC	30,843	For
WisdomTree	26,895	For
Bridge Builder Trust	26,564	For
Prudential/PGIM	16,700	For
Nationwide	16,606	For
Lincoln Financial	15,790	For
STERLING CAPITAL FUNDS	12,586	For
RBC FUNDS TRUST	12,400	For
First Trust	10,131	For
AIG/SunAmerica	8,339	For
Global X	7,742	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

4. Elect Director: Frank Wong

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 9,959,624WITHHELD: 26,306

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Frank Wong

RBB BANCORP’s own tally for this item (“Elect Director: Frank Wong”): 9,959,624 for, 26,306 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.7% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 3,165,374 for.

FOR

FOR: 3,165,374

Largest asset managers voting on “To elect the following ten (10) directors: Frank Wong” at RBB BANCORP, 2023-2024
Asset manager	For	Vote
Vanguard	730,681	For
BlackRock	684,593	For
Dimensional	511,355	For
Fidelity	321,043	For
American Century	202,593	For
Invesco	76,083	For
BRIDGEWAY FUNDS INC	65,883	For
TIAA	54,483	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	For
EA Series Trust	46,498	For
Charles Schwab	44,677	For
Principal	43,173	For
Equitable	39,704	For
Columbia Threadneedle	35,512	For
QUANTITATIVE MASTER SERIES LLC	30,843	For
WisdomTree	26,895	For
Bridge Builder Trust	26,564	For
Prudential/PGIM	16,700	For
Nationwide	16,606	For
Lincoln Financial	15,790	For
STERLING CAPITAL FUNDS	12,586	For
RBC FUNDS TRUST	12,400	For
First Trust	10,131	For
AIG/SunAmerica	8,339	For
Global X	7,742	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

5. Elect Director: Geraldine Pannu

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,809,098WITHHELD: 176,832

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Geraldine Pannu

RBB BANCORP’s own tally for this item (“Elect Director: Geraldine Pannu”): 9,809,098 for, 176,832 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below reported 3,052,993 for, 65,883 withheld, 46,498 abstained.

FOR

FOR: 3,052,993ABSTAIN: 46,498WITHHOLD: 65,883

Largest asset managers voting on “To elect the following ten (10) directors: Geraldine Pannu” at RBB BANCORP, 2023-2024
Asset manager	For	Abstain	Withheld	Vote
Vanguard	730,681	0	0	For
BlackRock	684,593	0	0	For
Dimensional	511,355	0	0	For
Fidelity	321,043	0	0	For
American Century	202,593	0	0	For
Invesco	76,083	0	0	For
BRIDGEWAY FUNDS INC	0	0	65,883	Withhold
TIAA	54,483	0	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	0	For
EA Series Trust	0	46,498	0	Abstain
Charles Schwab	44,677	0	0	For
Principal	43,173	0	0	For
Equitable	39,704	0	0	For
Columbia Threadneedle	35,512	0	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	0	For
WisdomTree	26,895	0	0	For
Bridge Builder Trust	26,564	0	0	For
Prudential/PGIM	16,700	0	0	For
Nationwide	16,606	0	0	For
Lincoln Financial	15,790	0	0	For
STERLING CAPITAL FUNDS	12,586	0	0	For
RBC FUNDS TRUST	12,400	0	0	For
First Trust	10,131	0	0	For
AIG/SunAmerica	8,339	0	0	For
Global X	7,742	0	0	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

6. Elect Director: Dr. James W. Kao

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 9,925,987WITHHELD: 59,943

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: James Kao

RBB BANCORP’s own tally for this item (“Elect Director: Dr. James W. Kao”): 9,925,987 for, 59,943 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 3,165,374 for.

FOR

FOR: 3,165,374

Largest asset managers voting on “To elect the following ten (10) directors: James Kao” at RBB BANCORP, 2023-2024
Asset manager	For	Vote
Vanguard	730,681	For
BlackRock	684,593	For
Dimensional	511,355	For
Fidelity	321,043	For
American Century	202,593	For
Invesco	76,083	For
BRIDGEWAY FUNDS INC	65,883	For
TIAA	54,483	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	For
EA Series Trust	46,498	For
Charles Schwab	44,677	For
Principal	43,173	For
Equitable	39,704	For
Columbia Threadneedle	35,512	For
QUANTITATIVE MASTER SERIES LLC	30,843	For
WisdomTree	26,895	For
Bridge Builder Trust	26,564	For
Prudential/PGIM	16,700	For
Nationwide	16,606	For
Lincoln Financial	15,790	For
STERLING CAPITAL FUNDS	12,586	For
RBC FUNDS TRUST	12,400	For
First Trust	10,131	For
AIG/SunAmerica	8,339	For
Global X	7,742	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

7. Elect Director: Joyce Wong Lee

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,928,586WITHHELD: 57,344

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Joyce Wong Lee

RBB BANCORP’s own tally for this item (“Elect Director: Joyce Wong Lee”): 9,928,586 for, 57,344 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below reported 3,165,374 for.

FOR

FOR: 3,165,374

Largest asset managers voting on “To elect the following ten (10) directors: Joyce Wong Lee” at RBB BANCORP, 2023-2024
Asset manager	For	Vote
Vanguard	730,681	For
BlackRock	684,593	For
Dimensional	511,355	For
Fidelity	321,043	For
American Century	202,593	For
Invesco	76,083	For
BRIDGEWAY FUNDS INC	65,883	For
TIAA	54,483	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	For
EA Series Trust	46,498	For
Charles Schwab	44,677	For
Principal	43,173	For
Equitable	39,704	For
Columbia Threadneedle	35,512	For
QUANTITATIVE MASTER SERIES LLC	30,843	For
WisdomTree	26,895	For
Bridge Builder Trust	26,564	For
Prudential/PGIM	16,700	For
Nationwide	16,606	For
Lincoln Financial	15,790	For
STERLING CAPITAL FUNDS	12,586	For
RBC FUNDS TRUST	12,400	For
First Trust	10,131	For
AIG/SunAmerica	8,339	For
Global X	7,742	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

8. Elect Director: Robert M. Franko

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,806,497WITHHELD: 179,433

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Robert M. Franko

RBB BANCORP’s own tally for this item (“Elect Director: Robert M. Franko”): 9,806,497 for, 179,433 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below reported 3,052,993 for, 65,883 withheld, 46,498 abstained.

FOR

FOR: 3,052,993ABSTAIN: 46,498WITHHOLD: 65,883

Largest asset managers voting on “To elect the following ten (10) directors: Robert M. Franko” at RBB BANCORP, 2023-2024
Asset manager	For	Abstain	Withheld	Vote
Vanguard	730,681	0	0	For
BlackRock	684,593	0	0	For
Dimensional	511,355	0	0	For
Fidelity	321,043	0	0	For
American Century	202,593	0	0	For
Invesco	76,083	0	0	For
BRIDGEWAY FUNDS INC	0	0	65,883	Withhold
TIAA	54,483	0	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	0	For
EA Series Trust	0	46,498	0	Abstain
Charles Schwab	44,677	0	0	For
Principal	43,173	0	0	For
Equitable	39,704	0	0	For
Columbia Threadneedle	35,512	0	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	0	For
WisdomTree	26,895	0	0	For
Bridge Builder Trust	26,564	0	0	For
Prudential/PGIM	16,700	0	0	For
Nationwide	16,606	0	0	For
Lincoln Financial	15,790	0	0	For
STERLING CAPITAL FUNDS	12,586	0	0	For
RBC FUNDS TRUST	12,400	0	0	For
First Trust	10,131	0	0	For
AIG/SunAmerica	8,339	0	0	For
Global X	7,742	0	0	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

9. Elect Director: Scott Polakoff

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,806,497WITHHELD: 179,433

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: Scott Polakoff

RBB BANCORP’s own tally for this item (“Elect Director: Scott Polakoff”): 9,806,497 for, 179,433 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below reported 3,052,993 for, 65,883 withheld, 46,498 abstained.

FOR

FOR: 3,052,993ABSTAIN: 46,498WITHHOLD: 65,883

Largest asset managers voting on “To elect the following ten (10) directors: Scott Polakoff” at RBB BANCORP, 2023-2024
Asset manager	For	Abstain	Withheld	Vote
Vanguard	730,681	0	0	For
BlackRock	684,593	0	0	For
Dimensional	511,355	0	0	For
Fidelity	321,043	0	0	For
American Century	202,593	0	0	For
Invesco	76,083	0	0	For
BRIDGEWAY FUNDS INC	0	0	65,883	Withhold
TIAA	54,483	0	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	0	For
EA Series Trust	0	46,498	0	Abstain
Charles Schwab	44,677	0	0	For
Principal	43,173	0	0	For
Equitable	39,704	0	0	For
Columbia Threadneedle	35,512	0	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	0	For
WisdomTree	26,895	0	0	For
Bridge Builder Trust	26,564	0	0	For
Prudential/PGIM	16,700	0	0	For
Nationwide	16,606	0	0	For
Lincoln Financial	15,790	0	0	For
STERLING CAPITAL FUNDS	12,586	0	0	For
RBC FUNDS TRUST	12,400	0	0	For
First Trust	10,131	0	0	For
AIG/SunAmerica	8,339	0	0	For
Global X	7,742	0	0	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

10. Elect Director: William Bennett

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 9,959,621WITHHELD: 26,309

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To elect the following ten (10) directors: William Bennett

RBB BANCORP’s own tally for this item (“Elect Director: William Bennett”): 9,959,621 for, 26,309 withheld, per its Form 8-K filed May 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

The 51 asset managers below reported 3,165,374 for.

FOR

FOR: 3,165,374

Largest asset managers voting on “To elect the following ten (10) directors: William Bennett” at RBB BANCORP, 2023-2024
Asset manager	For	Vote
Vanguard	730,681	For
BlackRock	684,593	For
Dimensional	511,355	For
Fidelity	321,043	For
American Century	202,593	For
Invesco	76,083	For
BRIDGEWAY FUNDS INC	65,883	For
TIAA	54,483	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	For
EA Series Trust	46,498	For
Charles Schwab	44,677	For
Principal	43,173	For
Equitable	39,704	For
Columbia Threadneedle	35,512	For
QUANTITATIVE MASTER SERIES LLC	30,843	For
WisdomTree	26,895	For
Bridge Builder Trust	26,564	For
Prudential/PGIM	16,700	For
Nationwide	16,606	For
Lincoln Financial	15,790	For
STERLING CAPITAL FUNDS	12,586	For
RBC FUNDS TRUST	12,400	For
First Trust	10,131	For
AIG/SunAmerica	8,339	For
Global X	7,742	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

11. 2. Compensation of the Company's named executive officers

Official result Fund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 2 wordings of this item as funds reported it.

96% Approved · of votes cast

FOR 96%

FOR: 9,607,973AGAINST: 374,833

Details: description as filed, official tally, votes by 126 asset managers

Description as filed by funds: TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

RBB BANCORP’s own tally for this item (“2. Compensation of the Company's named executive officers”): 9,607,973 for, 374,833 against — passed, per its Form 8-K filed May 17, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 2: The compensation of the Company's named executive officers was approved, on a non-binding advisory basis, having received the following votes:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports: 51 asset managers voting on “TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.” at RBB BANCORP, 2023-2024
Asset manager	For	Against	Vote
Vanguard	730,681	0	For
BlackRock	684,593	0	For
Dimensional	511,355	0	For
Fidelity	321,043	0	For
American Century	0	202,593	Against
Invesco	76,083	0	For
BRIDGEWAY FUNDS INC	65,883	0	For
TIAA	54,483	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	For
EA Series Trust	46,498	0	For
Charles Schwab	44,677	0	For
Principal	43,173	0	For
Equitable	39,704	0	For
Columbia Threadneedle	35,512	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	For
WisdomTree	0	26,895	Against
Bridge Builder Trust	26,564	0	For
Prudential/PGIM	16,700	0	For
Nationwide	16,606	0	For
Lincoln Financial	15,790	0	For
STERLING CAPITAL FUNDS	12,586	0	For
RBC FUNDS TRUST	12,400	0	For
First Trust	10,131	0	For
AIG/SunAmerica	8,339	0	For
Global X	7,742	0	For

Fund voting reports, all 51 managers: 2,930,398 for, 234,976 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 91 asset managers voting on “TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.” at RBB BANCORP, 2023-2024
Asset manager	For	Against	Vote
FJ Capital Management LLC	1,765,953	0	For
BlackRock	384,151	0	For
GEODE CAPITAL MANAGEMENT, LLC	334,354	0	For
AllianceBernstein	307,107	0	For
LSV ASSET MANAGEMENT	202,487	16,300	Mixed
American Century	0	203,845	Against
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	176,140	0	For
Northern Trust	127,605	0	For
BHZ CAPITAL MANAGEMENT, LP	124,700	0	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	102,112	0	For
Dimensional	91,638	0	For
Invesco	80,779	0	For
MELLON INVESTMENTS Corp	0	78,218	Against
BRIDGEWAY CAPITAL MANAGEMENT, LLC	65,883	0	For
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	64,392	0	For
Nuveen	55,237	0	For
WEDGE CAPITAL MANAGEMENT L L P/NC	53,548	343	For
GLOBEFLEX CAPITAL L P	50,386	0	For
Charles Schwab	44,677	0	For
STRS OHIO	29,400	0	For
Rhumbline	10,267	0	For
JACOBS LEVY EQUITY MANAGEMENT, INC	18,252	0	For
Atom Investors LP	17,512	0	For
Two Sigma	16,424	0	For
Vanguard	12,876	0	For

Institutional-manager reports, all 91 managers: 4,262,382 for, 340,103 against, 10,267 1 year. Showing the 25 largest; see all in the interactive database.

12. 3. Frequency of shareholder advisory votes on the Company's named executive officers should be held every year

Outcome not verified Fund totals may overlapSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

100% Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR

Details: description as filed, votes by 124 asset managers

Description as filed by funds: To approve, by a non-binding advisory vote, the frequency of shareholder advisory votes on the compensation of our named executive officers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 51 asset managers voting on “To approve, by a non-binding advisory vote, the frequency of shareholder advisory votes on the compensation of” at RBB BANCORP, 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Vanguard	0	0	0	0	--
BlackRock	0	0	0	0	--
Dimensional	0	0	0	0	--
Fidelity	0	0	0	0	--
American Century	0	0	0	0	--
Invesco	0	0	0	0	--
BRIDGEWAY FUNDS INC	0	0	0	0	--
TIAA	0	0	0	0	--
HOTCHKIS & WILEY FUNDS /DE/	0	0	0	0	--
EA Series Trust	0	0	0	0	--
Charles Schwab	0	0	0	0	--
Principal	0	0	0	0	--
Equitable	0	0	0	0	--
Columbia Threadneedle	0	0	0	0	--
QUANTITATIVE MASTER SERIES LLC	0	0	0	0	--
WisdomTree	0	0	0	0	--
Bridge Builder Trust	0	0	0	0	--
Prudential/PGIM	0	0	0	0	--
Nationwide	0	0	0	0	--
Lincoln Financial	0	0	0	0	--
STERLING CAPITAL FUNDS	0	0	0	0	--
RBC FUNDS TRUST	0	0	0	0	--
First Trust	0	0	0	0	--
AIG/SunAmerica	0	0	0	0	--
Global X	0	0	0	0	--

Fund voting reports, all 51 managers: 2,646,215 1 year, 519,159 3 year. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 89 asset managers voting on “To approve, by a non-binding advisory vote, the frequency of shareholder advisory votes on the compensation of” at RBB BANCORP, 2023-2024
Asset manager	For	Vote
FJ Capital Management LLC	0	--
BlackRock	0	--
GEODE CAPITAL MANAGEMENT, LLC	0	--
AllianceBernstein	0	--
LSV ASSET MANAGEMENT	0	--
American Century	0	--
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	0	--
Northern Trust	0	--
BHZ CAPITAL MANAGEMENT, LP	124,700	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	0	--
Dimensional	0	--
Invesco	0	--
MELLON INVESTMENTS Corp	0	--
BRIDGEWAY CAPITAL MANAGEMENT, LLC	0	--
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	0	--
Nuveen	0	--
WEDGE CAPITAL MANAGEMENT L L P/NC	0	--
GLOBEFLEX CAPITAL L P	0	--
Charles Schwab	0	--
STRS OHIO	0	--
Rhumbline	10,267	For
JACOBS LEVY EQUITY MANAGEMENT, INC	0	--
Atom Investors LP	0	--
Two Sigma	0	--
Vanguard	0	--

Institutional-manager reports, all 89 managers: 134,996 for, 4,362,289 1 year, 91,638 3 year, 17,512 unknown. Showing the 25 largest; see all in the interactive database.

13. 4. Appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 2 wordings of this item as funds reported it.

99.5% Approved · of votes cast

FOR 99.5%

FOR: 11,908,859AGAINST: 50,343

Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: TO RATIFY THE APPOINTMENT OF CROWE LLP AS RBB BANCORP'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

RBB BANCORP’s own tally for this item (“4. Appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024”): 11,908,859 for, 50,343 against — passed, per its Form 8-K filed May 17, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 4 : The appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, having received the following votes:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 3,118,876 for, 46,498 against.

FOR

FOR: 3,118,876AGAINST: 46,498

Largest asset managers voting on “TO RATIFY THE APPOINTMENT OF CROWE LLP AS RBB BANCORP'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBE” at RBB BANCORP, 2023-2024
Asset manager	For	Against	Vote
Vanguard	730,681	0	For
BlackRock	684,593	0	For
Dimensional	511,355	0	For
Fidelity	321,043	0	For
American Century	202,593	0	For
Invesco	76,083	0	For
BRIDGEWAY FUNDS INC	65,883	0	For
TIAA	54,483	0	For
HOTCHKIS & WILEY FUNDS /DE/	53,432	0	For
EA Series Trust	0	46,498	Against
Charles Schwab	44,677	0	For
Principal	43,173	0	For
Equitable	39,704	0	For
Columbia Threadneedle	35,512	0	For
QUANTITATIVE MASTER SERIES LLC	30,843	0	For
WisdomTree	26,895	0	For
Bridge Builder Trust	26,564	0	For
Prudential/PGIM	16,700	0	For
Nationwide	16,606	0	For
Lincoln Financial	15,790	0	For
STERLING CAPITAL FUNDS	12,586	0	For
RBC FUNDS TRUST	12,400	0	For
First Trust	10,131	0	For
AIG/SunAmerica	8,339	0	For
Global X	7,742	0	For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

Largest RBB BANCORP shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 18,440,274 shares outstanding at the time of that meeting.

Fund voting reports: top RBB BANCORP shareholders by shares voted on “TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.”, 2023-2024
#	Asset manager	% of shares outstanding
1	Vanguard	3.96%
2	BlackRock	3.71%
3	Dimensional	2.77%
4	Fidelity	1.74%
5	American Century	1.10%
6	Invesco	0.41%
7	BRIDGEWAY FUNDS INC	0.36%
8	TIAA	0.30%
9	HOTCHKIS & WILEY FUNDS /DE/	0.29%
10	EA Series Trust	0.25%

Institutional-manager reports: top RBB BANCORP shareholders by shares voted on “TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.”, 2023-2024
#	Asset manager	% of shares outstanding
1	FJ Capital Management LLC	9.58%
2	BlackRock	2.08%
3	GEODE CAPITAL MANAGEMENT, LLC	1.81%
4	AllianceBernstein	1.67%
5	LSV ASSET MANAGEMENT	1.19%
6	American Century	1.11%
7	HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	0.96%
8	Northern Trust	0.69%
9	BHZ CAPITAL MANAGEMENT, LP	0.68%
10	PARAMETRIC PORTFOLIO ASSOCIATES LLC	0.55%

Reported RBB BANCORP holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

RBB BANCORP holdings and ownership disclosed for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
S	9.17%	13G
BlackRock	6.57%	13F
Vanguard Group	4.68%	13F
Dimensional Fund Advisors	3.49%	13F
Dr. James W. Kao	2.91%	DEF14A
Geode Capital	1.81%	13F
State Street	1.67%	13F
Christina Kao	1.15%	DEF14A
Morgan Stanley	0.73%	13F
Northern Trust	0.73%	13F

Percentages above are of 18,440,274 shares outstanding, as reported by RBB BANCORP on its Form 10-Q dated May 3, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from RBB BANCORP’s 10-Q dated May 3, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.

At RBB BANCORP's shareholder meeting held May 15, 2024, in the 2023-2024 proxy season, 127 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 1,915 separate fund positions. On the most widely held item on that ballot — TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. — RBB BANCORP's filing reports the proposal as approved, with 96% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: RBB BANCORP's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 17, 2024.

RBB BANCORP proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.