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Compiled from SEC Form N-PX filings and PENNYMAC MORTGAGE INVESTMENT TRUST’s Form 8-K, filed June 13, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of June 12, 2024: 5 items on PENNYMAC MORTGAGE INVESTMENT TRUST’s Form 8-K, filed June 13, 2024: 5 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore PENNYMAC MORTGAGE INVESTMENT TRUST in the interactive database Compare manager voting policies
These tallies are PENNYMAC MORTGAGE INVESTMENT TRUST’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 13, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: David A. Spector | 53,573,231 | 1,870,040 | 160,154 | -- | 15,953,067 | 97% | Not verified | — |
| Elect Director: Doug Jones | 51,348,575 | 4,095,090 | 159,760 | -- | 15,953,067 | 93% | Not verified | — |
| Elect Director: Catherine A. Lynch | 39,021,424 | 16,420,389 | 161,612 | -- | 15,953,067 | 70% | Not verified | — |
| 2. Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024 | 70,581,328 | 713,425 | 261,739 | -- | -- | 99% | Not verified | — |
| 3. Approval, by non-binding vote, of the Company's executive compensation | 53,854,515 | 1,382,624 | 366,286 | -- | 15,953,067 | 97% | Not verified | — |
Source: PENNYMAC MORTGAGE INVESTMENT TRUST, Form 8-K, filed with the SEC on June 13, 2024 — read the filing on EDGAR.
Each item below shows how the 215 asset managers that disclosed a PENNYMAC MORTGAGE INVESTMENT TRUST vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
70% Majority: yes · of votes cast
Description as filed by funds: To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trustees, each for a term expiring at the 2027 Annual Meeting of Shareholders: Catherine A. Lynch
PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Elect Director: Catherine A. Lynch”): 39,021,424 for, 16,420,389 against, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 70% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 70 asset managers below reported 25,710,684 for, 9,183,153 against, 65,986 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,265,071 | 0 | 0 | 0 | For |
| Vanguard | 9,540,141 | 22,600 | 0 | 0 | For |
| T. Rowe Price | 0 | 3,596,430 | 0 | 0 | Against |
| Fidelity | 22,813 | 1,808,129 | 0 | 0 | Against |
| Charles Schwab | 1,374,488 | 0 | 0 | 0 | For |
| State Street | 854,362 | 933 | 0 | 0 | For |
| Goldman Sachs | 0 | 739,523 | 0 | 0 | Against |
| Invesco | 0 | 596,367 | 0 | 0 | Against |
| Global X | 565,080 | 0 | 0 | 0 | For |
| PIMCO | 0 | 558,216 | 0 | 0 | Against |
| First Trust | 0 | 536,942 | 0 | 0 | Against |
| VanEck ETF Trust | 383,044 | 0 | 0 | 0 | For |
| World Funds Trust | 314,935 | 0 | 0 | 0 | For |
| TIAA | 241,570 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 234,921 | 0 | 0 | Against |
| Northwestern Mutual | 32,646 | 201,376 | 0 | 0 | Mixed |
| Jackson National | 210,476 | 0 | 0 | 0 | For |
| Equitable | 82,988 | 101,538 | 0 | 0 | Mixed |
| QUANTITATIVE MASTER SERIES LLC | 162,141 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 110,190 | 0 | 0 | Against |
| Principal | 0 | 96,372 | 0 | 0 | Against |
| Angel Oak Funds Trust | 81,182 | 0 | 0 | 0 | For |
| Voya | 0 | 79,864 | 0 | 0 | Against |
| John Hancock | 0 | 76,487 | 0 | 0 | Against |
| Thrivent | 0 | 74,401 | 0 | 0 | Against |
Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trustees, each for a term expiring at the 2027 Annual Meeting of Shareholders: David A. Spector
PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Elect Director: David A. Spector”): 53,573,231 for, 1,870,040 against, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 70 asset managers below reported 34,854,283 for, 39,554 against, 65,986 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,265,071 | 0 | 0 | 0 | For |
| Vanguard | 9,562,741 | 0 | 0 | 0 | For |
| T. Rowe Price | 3,596,430 | 0 | 0 | 0 | For |
| Fidelity | 1,830,942 | 0 | 0 | 0 | For |
| Charles Schwab | 1,374,488 | 0 | 0 | 0 | For |
| State Street | 855,245 | 50 | 0 | 0 | For |
| Goldman Sachs | 739,523 | 0 | 0 | 0 | For |
| Invesco | 596,367 | 0 | 0 | 0 | For |
| Global X | 565,080 | 0 | 0 | 0 | For |
| PIMCO | 556,200 | 2,016 | 0 | 0 | For |
| First Trust | 536,942 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 383,044 | 0 | 0 | 0 | For |
| World Funds Trust | 314,935 | 0 | 0 | 0 | For |
| TIAA | 241,570 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,921 | 0 | 0 | 0 | For |
| Northwestern Mutual | 234,022 | 0 | 0 | 0 | For |
| Jackson National | 210,476 | 0 | 0 | 0 | For |
| Equitable | 184,526 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 162,141 | 0 | 0 | 0 | For |
| AllianceBernstein | 110,190 | 0 | 0 | 0 | For |
| Principal | 96,372 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 81,182 | 0 | 0 | 0 | For |
| Voya | 79,864 | 0 | 0 | 0 | For |
| John Hancock | 76,487 | 0 | 0 | 0 | For |
| Thrivent | 74,401 | 0 | 0 | 0 | For |
Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: To elect the three Class III Trustees identified in the enclosed Proxy Statement to serve on our Board of Trustees, each for a term expiring at the 2027 Annual Meeting of Shareholders: Doug Jones
PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“Elect Director: Doug Jones”): 51,348,575 for, 4,095,090 against, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 70 asset managers below reported 33,435,621 for, 1,458,216 against, 65,986 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,265,071 | 0 | 0 | 0 | For |
| Vanguard | 9,562,741 | 0 | 0 | 0 | For |
| T. Rowe Price | 3,596,430 | 0 | 0 | 0 | For |
| Fidelity | 1,830,942 | 0 | 0 | 0 | For |
| Charles Schwab | 1,374,488 | 0 | 0 | 0 | For |
| State Street | 1,505 | 853,790 | 0 | 0 | Against |
| Goldman Sachs | 739,523 | 0 | 0 | 0 | For |
| Invesco | 596,367 | 0 | 0 | 0 | For |
| Global X | 565,080 | 0 | 0 | 0 | For |
| PIMCO | 556,200 | 2,016 | 0 | 0 | For |
| First Trust | 536,942 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 383,044 | 0 | 0 | 0 | For |
| World Funds Trust | 314,935 | 0 | 0 | 0 | For |
| TIAA | 241,570 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,921 | 0 | 0 | 0 | For |
| Northwestern Mutual | 234,022 | 0 | 0 | 0 | For |
| Jackson National | 0 | 210,476 | 0 | 0 | Against |
| Equitable | 82,988 | 101,538 | 0 | 0 | Mixed |
| QUANTITATIVE MASTER SERIES LLC | 162,141 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 110,190 | 0 | 0 | Against |
| Principal | 96,372 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 81,182 | 0 | 0 | 0 | For |
| Voya | 79,864 | 0 | 0 | 0 | For |
| John Hancock | 76,487 | 0 | 0 | 0 | For |
| Thrivent | 74,401 | 0 | 0 | 0 | For |
Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To approve, by non-binding vote, our executive compensation.
PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“3. Approval, by non-binding vote, of the Company's executive compensation”): 53,854,515 for, 1,382,624 against, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of PENNYMAC MORTGAGE INVESTMENT TRUST’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (3 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,265,071 | 0 | 0 | 0 | For |
| Vanguard | 9,562,741 | 0 | 0 | 0 | For |
| T. Rowe Price | 3,596,430 | 0 | 0 | 0 | For |
| Fidelity | 1,830,942 | 0 | 0 | 0 | For |
| Charles Schwab | 1,374,488 | 0 | 0 | 0 | For |
| State Street | 855,295 | 0 | 0 | 0 | For |
| Goldman Sachs | 739,523 | 0 | 0 | 0 | For |
| Invesco | 596,367 | 0 | 0 | 0 | For |
| Global X | 565,080 | 0 | 0 | 0 | For |
| PIMCO | 558,216 | 0 | 0 | 0 | For |
| First Trust | 536,942 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 383,044 | 0 | 0 | 0 | For |
| World Funds Trust | 314,935 | 0 | 0 | 0 | For |
| TIAA | 241,570 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,921 | 0 | 0 | 0 | For |
| Northwestern Mutual | 234,022 | 0 | 0 | 0 | For |
| Jackson National | 210,476 | 0 | 0 | 0 | For |
| Equitable | 184,526 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 162,141 | 0 | 0 | 0 | For |
| AllianceBernstein | 110,190 | 0 | 0 | 0 | For |
| Principal | 96,372 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 81,182 | 0 | 0 | 0 | For |
| Voya | 79,864 | 0 | 0 | 0 | For |
| John Hancock | 76,487 | 0 | 0 | 0 | For |
| Thrivent | 74,401 | 0 | 0 | 0 | For |
Fund voting reports, all 67 managers: 34,893,708 for. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 5,848,611 | 0 | 0 | 0 | For |
| State Street | 2,555,815 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,914,867 | 0 | 0 | 0 | For |
| BlackRock | 1,711,898 | 2,243 | 0 | 0 | For |
| Charles Schwab | 1,419,873 | 0 | 0 | 0 | For |
| Northern Trust | 699,545 | 0 | 0 | 0 | For |
| Invesco | 625,098 | 0 | 0 | 0 | For |
| Goldman Sachs | 549,372 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 447,253 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 435,873 | 0 | 0 | 0 | For |
| VAN ECK ASSOCIATES CORP | 383,044 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 263,435 | 0 | 0 | 0 | For |
| Nuveen | 244,216 | 0 | 0 | 0 | For |
| AllianceBernstein | 213,928 | 0 | 0 | 0 | For |
| BNY Mellon | 188,203 | 0 | 0 | 0 | For |
| Legal & General Investment Management America Inc | 0 | 162,584 | 0 | 0 | Against |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 159,191 | 0 | 0 | 0 | For |
| Vanguard | 149,016 | 0 | 0 | 0 | For |
| UBS | 0 | 138,570 | 0 | 0 | Against |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 129,196 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 125,975 | 0 | 0 | 0 | For |
| Rhumbline | 112,803 | 0 | 0 | 0 | For |
| DE Shaw | 100,234 | 0 | 0 | 0 | For |
| Prudential/PGIM | 100,088 | 0 | 0 | 0 | For |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 90,202 | 0 | 0 | 0 | For |
Institutional-manager reports, all 164 managers: 19,718,306 for, 453,894 against, 39,660 abstained, 1,000 not voted. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2024.
PENNYMAC MORTGAGE INVESTMENT TRUST’s own tally for this item (“2. Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024”): 70,581,328 for, 713,425 against, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 70 asset managers below reported 34,853,486 for, 40,351 against, 65,986 not voted.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,265,071 | 0 | 0 | 0 | For |
| Vanguard | 9,562,741 | 0 | 0 | 0 | For |
| T. Rowe Price | 3,596,430 | 0 | 0 | 0 | For |
| Fidelity | 1,830,942 | 0 | 0 | 0 | For |
| Charles Schwab | 1,374,488 | 0 | 0 | 0 | For |
| State Street | 855,245 | 50 | 0 | 0 | For |
| Goldman Sachs | 739,523 | 0 | 0 | 0 | For |
| Invesco | 596,367 | 0 | 0 | 0 | For |
| Global X | 565,080 | 0 | 0 | 0 | For |
| PIMCO | 556,200 | 2,016 | 0 | 0 | For |
| First Trust | 536,942 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 383,044 | 0 | 0 | 0 | For |
| World Funds Trust | 314,935 | 0 | 0 | 0 | For |
| TIAA | 241,570 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 234,921 | 0 | 0 | 0 | For |
| Northwestern Mutual | 234,022 | 0 | 0 | 0 | For |
| Jackson National | 210,476 | 0 | 0 | 0 | For |
| Equitable | 184,526 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 162,141 | 0 | 0 | 0 | For |
| AllianceBernstein | 110,190 | 0 | 0 | 0 | For |
| Principal | 96,372 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 81,182 | 0 | 0 | 0 | For |
| Voya | 79,864 | 0 | 0 | 0 | For |
| John Hancock | 76,487 | 0 | 0 | 0 | For |
| Thrivent | 74,401 | 0 | 0 | 0 | For |
Showing the 25 largest of 70 asset managers. See all 70 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 86,845,447 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.97% |
| 2 | Vanguard | 11.01% |
| 3 | T. Rowe Price | 4.14% |
| 4 | Fidelity | 2.11% |
| 5 | Charles Schwab | 1.58% |
| 6 | State Street | 0.98% |
| 7 | Goldman Sachs | 0.85% |
| 8 | Invesco | 0.69% |
| 9 | Global X | 0.65% |
| 10 | PIMCO | 0.64% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | T. Rowe Price | 6.73% |
| 2 | State Street | 2.94% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 2.20% |
| 4 | BlackRock | 1.97% |
| 5 | Charles Schwab | 1.64% |
| 6 | Northern Trust | 0.81% |
| 7 | Invesco | 0.72% |
| 8 | Goldman Sachs | 0.63% |
| 9 | PRINCIPAL GLOBAL INVESTORS | 0.51% |
| 10 | MELLON INVESTMENTS Corp | 0.50% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 15.94% | 13F |
| Vanguard Group | 10.85% | 13F |
| State Street | 4.03% | 13F |
| Geode Capital | 2.20% | 13F |
| Charles Schwab | 1.63% | 13F |
| Morgan Stanley | 1.17% | 13F |
| Northern Trust | 1.03% | 13F |
| Norges Bank | 0.91% | 13F |
| BNY Mellon | 0.90% | 13F |
| Invesco | 0.77% | 13F |
Percentages above are of 86,845,447 shares outstanding, as reported by PENNYMAC MORTGAGE INVESTMENT TRUST on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PENNYMAC MORTGAGE INVESTMENT TRUST’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At PENNYMAC MORTGAGE INVESTMENT TRUST's shareholder meeting held June 12, 2024, in the 2023-2024 proxy season, 215 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 1,197 separate fund positions. On the most widely held item on that ballot — To approve, by non-binding vote, our executive compensation. — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PENNYMAC MORTGAGE INVESTMENT TRUST's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 13, 2024.
PENNYMAC MORTGAGE INVESTMENT TRUST proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.