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PENNYMAC FINANCIAL SERVICES INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and PENNYMAC FINANCIAL SERVICES INC.’s Form 8-K, filed June 6, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.

  • 14Ballot items
  • 222Asset managers
  • 4,056Fund votes
  • June 5, 2024Meeting date

Results at a glance

Meeting of June 5, 2024: 14 items on PENNYMAC FINANCIAL SERVICES INC.’s Form 8-K, filed June 6, 2024: 14 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore PENNYMAC FINANCIAL SERVICES INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by PENNYMAC FINANCIAL SERVICES INC.

These tallies are PENNYMAC FINANCIAL SERVICES INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 6, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

PENNYMAC FINANCIAL SERVICES INC. — official shareholder meeting results, meeting held June 5, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: David A. Spector 43,528,110730,651929 --4,325,588 98%Not verified—
Elect Director: James K. Hunt 43,556,356697,7935,541 --4,325,588 98%Not verified—
Elect Director: Jonathon S. Jacobson 43,967,154286,9965,540 --4,325,588 99.3%Not verified—
Elect Director: Doug Jones 44,041,873216,880937 --4,325,588 99.5%Not verified—
Elect Director: Patrick Kinsella 44,149,003108,1342,553 --4,325,588 99.7%Not verified—
Elect Director: Anne D. McCallion 44,044,183214,553954 --4,325,588 99.5%Not verified—
Elect Director: Joseph Mazzella 43,855,350398,7735,567 --4,325,588 99.0%Not verified—
Elect Director: Farhad Nanji 43,881,089376,0272,574 --4,325,588 99.1%Not verified—
Elect Director: Jeffrey A. Perlowitz 44,195,02462,1002,566 --4,325,588 99.8%Not verified—
Elect Director: Lisa M. Shalett 43,181,1921,075,9412,557 --4,325,588 98%Not verified—
Elect Director: Theodore W. Tozer 44,220,31136,8162,563 --4,325,588 99.9%Not verified—
Elect Director: Emily Youssouf 44,182,54674,5762,568 --4,325,588 99.8%Not verified—
2. Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024 48,432,039152,434805 --0 99.6%Not verified—
3. Approval, by non-binding vote, of the Company's executive compensation 43,811,219443,3905,081 --4,325,588 99%Not verified—

Source: PENNYMAC FINANCIAL SERVICES INC., Form 8-K, filed with the SEC on June 6, 2024 — read the filing on EDGAR.

How asset managers voted at the PENNYMAC FINANCIAL SERVICES INC. 2023-2024 meeting

Each item below shows how the 222 asset managers that disclosed a PENNYMAC FINANCIAL SERVICES INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Anne D. McCallion

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 44,044,183AGAINST: 214,553
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Anne D. McCallion

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Anne D. McCallion”): 44,044,183 for, 214,553 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,032,914 for, 46,901 against, 169 unknown.

FOR
FOR: 14,032,914AGAINST: 46,901UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,766289 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

2. Elect Director: David A. Spector

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 43,528,110AGAINST: 730,651
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: David A. Spector

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: David A. Spector”): 43,528,110 for, 730,651 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,032,750 for, 47,065 against, 169 unknown.

FOR
FOR: 14,032,750AGAINST: 47,065UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,766289 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

3. Elect Director: Doug Jones

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 44,041,873AGAINST: 216,880
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Doug Jones

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Doug Jones”): 44,041,873 for, 216,880 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,032,914 for, 46,901 against, 169 unknown.

FOR
FOR: 14,032,914AGAINST: 46,901UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,766289 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

4. Elect Director: Emily Youssouf

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 44,182,546AGAINST: 74,576
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Emily Youssouf

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Emily Youssouf”): 44,182,546 for, 74,576 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,079,649 for, 166 against, 169 unknown.

FOR
FOR: 14,079,649AGAINST: 166UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,889166 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

5. Elect Director: Farhad Nanji

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%
FOR: 43,881,089AGAINST: 376,027
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Farhad Nanji

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Farhad Nanji”): 43,881,089 for, 376,027 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,032,914 for, 46,901 against, 169 unknown.

FOR
FOR: 14,032,914AGAINST: 46,901UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,766289 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

6. Elect Director: James K. Hunt

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 43,556,356AGAINST: 697,793
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: James K. Hunt

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: James K. Hunt”): 43,556,356 for, 697,793 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 13,984,215 for, 95,600 against, 169 unknown.

FOR
FOR: 13,984,215AGAINST: 95,600UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,689366 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

7. Elect Director: Jeffrey A. Perlowitz

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 44,195,024AGAINST: 62,100
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Jeffrey A. Perlowitz

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Jeffrey A. Perlowitz”): 44,195,024 for, 62,100 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,079,649 for, 166 against, 169 unknown.

FOR
FOR: 14,079,649AGAINST: 166UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,889166 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

8. Elect Director: Jonathon S. Jacobson

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%
FOR: 43,967,154AGAINST: 286,996
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Jonathon S. Jacobson

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Jonathon S. Jacobson”): 43,967,154 for, 286,996 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,078,511 for, 1,304 against, 169 unknown.

FOR
FOR: 14,078,511AGAINST: 1,304UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,812243 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

9. Elect Director: Joseph Mazzella

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 43,855,350AGAINST: 398,773
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Joseph Mazzella

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Joseph Mazzella”): 43,855,350 for, 398,773 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,032,647 for, 47,168 against, 169 unknown.

FOR
FOR: 14,032,647AGAINST: 47,168UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,689366 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

10. Elect Director: Lisa M. Shalett

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 43,181,192AGAINST: 1,075,941
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Lisa M. Shalett

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Lisa M. Shalett”): 43,181,192 for, 1,075,941 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 13,858,597 for, 221,218 against, 169 unknown.

FOR
FOR: 13,858,597AGAINST: 221,218UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street1,269166,786 00Against
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

11. Elect Director: Patrick Kinsella

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%
FOR: 44,149,003AGAINST: 108,134
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Patrick Kinsella

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Patrick Kinsella”): 44,149,003 for, 108,134 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,079,649 for, 166 against, 169 unknown.

FOR
FOR: 14,079,649AGAINST: 166UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,889166 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

12. Elect Director: Theodore W. Tozer

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%
FOR: 44,220,311AGAINST: 36,816
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of Directors, each for a one-year term expiring at the 2025 Annual Meeting of Stockholders: Theodore W. Tozer

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“Elect Director: Theodore W. Tozer”): 44,220,311 for, 36,816 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,079,649 for, 166 against, 169 unknown.

FOR
FOR: 14,079,649AGAINST: 166UNKNOWN: 169
Largest asset managers voting on “To elect the twelve (12) director nominees identified in the enclosed Proxy Statement to serve on our Board of” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,889166 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

13. 3. Approval, by non-binding vote, of the Company's executive compensation

Outcome not verifiedFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

Combines 7 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 43,811,219AGAINST: 443,390
Details: description as filed, official tally, votes by 218 asset managers

Description as filed by funds: To approve, by non-binding vote, our executive compensation.

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“3. Approval, by non-binding vote, of the Company's executive compensation”): 43,811,219 for, 443,390 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of PENNYMAC FINANCIAL SERVICES INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (4 managers, 704,769 for, 524 against).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 72 asset managers voting on “To approve, by non-binding vote, our executive compensation.” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street168,0550 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For
PIMCO45,7410 00For

Fund voting reports, all 72 managers: 14,021,257 for, 169 unknown. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 168 asset managers voting on “To approve, by non-binding vote, our executive compensation.” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price4,642,3540 00For
MFN Partners Management, LP4,531,7920 00For
BlackRock979,3460 00For
Senvest Management, LLC778,3980 00For
State Street713,3220 00For
Man Group plc713,1200 00For
Invesco649,4470 00For
GEODE CAPITAL MANAGEMENT, LLC591,0390 00For
Charles Schwab401,7640 00For
Goldman Sachs348,8290 00For
American Century320,4290 00For
Fidelity313,1160 00For
Boston Partners271,6390 00For
Northern Trust240,4796,760 00For
Dimensional239,7070 00For
Epoch Investment Partners, Inc.151,6040 00For
PRINCIPAL GLOBAL INVESTORS140,7740 00For
MELLON INVESTMENTS Corp136,5950 00For
Citadel129,1640 00For
Brandywine Global Investment Management, LLC118,2590 00For
Nuveen115,9080 00For
AllianceBernstein103,4700 00For
JACOBS LEVY EQUITY MANAGEMENT, INC97,7270 00For
South Dakota Investment Council75,3390 00For
BASSWOOD CAPITAL MANAGEMENT, L.L.C.74,4040 00For

Institutional-manager reports, all 168 managers: 17,734,599 for, 199,558 against, 1,113 not voted, 28 unknown. Showing the 25 largest; see all in the interactive database.

14. 2. Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the…

Outcome not verifiedSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 48,432,039AGAINST: 152,434
Details: description as filed, official tally, votes by 73 asset managers

Description as filed by funds: To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2024.

PENNYMAC FINANCIAL SERVICES INC.’s own tally for this item (“2. Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2024”): 48,432,039 for, 152,434 against, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 73 asset managers below reported 14,026,557 for, 53,258 against, 169 unknown.

FOR
FOR: 14,026,557AGAINST: 53,258UNKNOWN: 169
Largest asset managers voting on “To ratify the appointment of our independent registered public accounting firm for the fiscal year ending Dece” at PENNYMAC FINANCIAL SERVICES INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
T. Rowe Price3,063,4760 00For
Vanguard2,548,3810 00For
Dimensional2,386,2100 00For
BlackRock961,2970 00For
Fidelity905,2790 00For
Invesco805,2000 00For
JPMorgan685,0600 00For
Charles Schwab401,6190 00For
American Century318,5130 00For
Brighthouse192,4810 00For
State Street167,932123 00For
Jackson National164,0280 00For
Goldman Sachs103,9190 00For
Northern Trust101,5050 00For
Northwestern Mutual100,5120 00For
AMERICAN BEACON FUNDS98,8150 00For
AIG/SunAmerica92,6850 00For
TIAA68,7010 00For
Equitable68,6780 00For
WisdomTree62,3830 00For
Conversant Capital LLC58,5580 00For
MassMutual51,8220 00For
QUANTITATIVE MASTER SERIES LLC47,5900 00For
World Funds Trust46,0100 00For
Nushares ETF Trust45,9270 00For

Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.

Largest PENNYMAC FINANCIAL SERVICES INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 50,907,865 shares outstanding at the time of that meeting.

Fund voting reports: top PENNYMAC FINANCIAL SERVICES INC. shareholders by shares voted on “To approve, by non-binding vote, our executive compensation.”, 2023-2024
#Asset manager % of shares outstanding
1T. Rowe Price 6.02%
2Vanguard 5.01%
3Dimensional 4.69%
4BlackRock 1.89%
5Fidelity 1.78%
6Invesco 1.58%
7JPMorgan 1.35%
8Charles Schwab 0.79%
9American Century 0.63%
10Brighthouse 0.38%
Institutional-manager reports: top PENNYMAC FINANCIAL SERVICES INC. shareholders by shares voted on “To approve, by non-binding vote, our executive compensation.”, 2023-2024
#Asset manager % of shares outstanding
1T. Rowe Price 9.12%
2MFN Partners Management, LP 8.90%
3BlackRock 1.92%
4Senvest Management, LLC 1.53%
5State Street 1.40%
6Man Group plc 1.40%
7Invesco 1.28%
8GEODE CAPITAL MANAGEMENT, LLC 1.16%
9Charles Schwab 0.79%
10Goldman Sachs 0.69%

Reported PENNYMAC FINANCIAL SERVICES INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

PENNYMAC FINANCIAL SERVICES INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
Vanguard Group 5.54% 13F
Dimensional Fund Advisors 5.33% 13F
FMR (Fidelity) 4.86% 13F
BlackRock 4.27% 13F
Invesco 1.91% 13F
State Street 1.62% 13F
Goldman Sachs 1.43% 13F
JPMorgan Chase 1.27% 13F
Geode Capital 1.16% 13F
Citadel Advisors 1.09% 13F

Percentages above are of 50,907,865 shares outstanding, as reported by PENNYMAC FINANCIAL SERVICES INC. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PENNYMAC FINANCIAL SERVICES INC.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.

At PENNYMAC FINANCIAL SERVICES INC.'s shareholder meeting held June 5, 2024, in the 2023-2024 proxy season, 222 asset managers reported how they voted on 14 ballot items in their SEC Form N-PX filings, covering 4,056 separate fund positions. On the most widely held item on that ballot — To approve, by non-binding vote, our executive compensation. — FOR was 99% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PENNYMAC FINANCIAL SERVICES INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 6, 2024.

PENNYMAC FINANCIAL SERVICES INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.