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Compiled from SEC Form N-PX filings and LUMENTUM HOLDINGS INC.’s Form 8-K, filed November 21, 2023 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of November 17, 2023: 12 items on LUMENTUM HOLDINGS INC.’s Form 8-K, filed November 21, 2023: 12 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore LUMENTUM HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are LUMENTUM HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed November 21, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Harold L. Covert | 54,562,275 | 365,312 | 56,163 | -- | 6,171,060 | 99.3% | Not verified | — |
| Elect Director: Pamela F. Fletcher | 54,705,444 | 210,587 | 67,719 | -- | 6,171,060 | 99.6% | Not verified | — |
| Elect Director: Isaac H. Harris | 44,799,127 | 10,113,681 | 70,942 | -- | 6,171,060 | 82% | Not verified | — |
| Elect Director: Penelope A. Herscher | 53,505,137 | 1,422,971 | 55,642 | -- | 6,171,060 | 97% | Not verified | — |
| Elect Director: Julia S. Johnson | 53,925,528 | 987,472 | 70,750 | -- | 6,171,060 | 98% | Not verified | — |
| Elect Director: Brian J. Lillie | 44,808,932 | 10,116,011 | 58,807 | -- | 6,171,060 | 82% | Not verified | — |
| Elect Director: Alan S. Lowe | 54,599,845 | 306,826 | 77,079 | -- | 6,171,060 | 99.4% | Not verified | — |
| Elect Director: Ian S. Small | 44,747,666 | 10,178,916 | 57,168 | -- | 6,171,060 | 81% | Not verified | — |
| Elect Director: Janet S. Wong | 54,048,409 | 880,853 | 54,488 | -- | 6,171,060 | 98% | Not verified | — |
| (ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: | 26,653,255 | 28,222,008 | 108,487 | -- | 6,171,060 | 48.6% | Not verified | — |
| (iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers: | 39,033,778 | 15,848,248 | 101,724 | -- | 6,171,060 | 71% | Not verified | — |
| (v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024: | 60,900,666 | 147,314 | 106,830 | -- | -- | 99.7% | Not verified | — |
Source: LUMENTUM HOLDINGS INC., Form 8-K, filed with the SEC on November 21, 2023 — read the filing on EDGAR.
Each item below shows how the 407 asset managers that disclosed a LUMENTUM HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LUMENTUM HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Alan S. Lowe
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Alan S. Lowe”): 54,599,845 for, 306,826 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 28,633,447 for, 5,680 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 4 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Brian J. Lillie
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Brian J. Lillie”): 44,808,932 for, 10,116,011 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 82% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 21,058,005 for, 7,581,122 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Mixed |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 50,156 | 169,252 | 0 | 0 | Mixed |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Harold L. Covert
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Harold L. Covert”): 54,562,275 for, 365,312 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 28,639,127 for, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
81% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Ian S. Small
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Ian S. Small”): 44,747,666 for, 10,178,916 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 81% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 21,058,005 for, 7,581,122 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Mixed |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 50,156 | 169,252 | 0 | 0 | Mixed |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Isaac H. Harris
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Isaac H. Harris”): 44,799,127 for, 10,113,681 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 82% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 21,052,325 for, 7,586,802 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Mixed |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 50,156 | 169,252 | 0 | 0 | Mixed |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Janet S. Wong
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Janet S. Wong”): 54,048,409 for, 880,853 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 28,633,447 for, 5,680 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Julia S. Johnson
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Julia S. Johnson”): 53,925,528 for, 987,472 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 28,607,179 for, 31,948 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.6% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Pamela F. Fletcher
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Pamela F. Fletcher”): 54,705,444 for, 210,587 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 28,639,127 for, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Penelope A. Herscher
LUMENTUM HOLDINGS INC.’s own tally for this item (“Elect Director: Penelope A. Herscher”): 53,505,137 for, 1,422,971 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 92 asset managers below reported 28,685,501 for, 103,622 against, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 299,992 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 92 asset managers. See all 92 in the interactive database.
Combines 2 wordings of this item as funds reported it.
84% of fund votes cast · no official result
The 94 asset managers below reported 24,116,646 for, 4,463,270 against, 20,723 abstained, 479 unknown. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 2,214,555 | 0 | 0 | Against |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 621,336 | 67,919 | 0 | 0 | Mixed |
| Dimensional | 0 | 379,717 | 0 | 0 | Against |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 264,571 | 0 | 0 | Against |
| BNY Mellon | 0 | 219,408 | 0 | 0 | Against |
| CARILLON SERIES TRUST | 0 | 195,670 | 0 | 0 | Against |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 2,938 | 157,241 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 115,796 | 10,530 | 0 | 0 | Mixed |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 0 | 83,518 | 0 | 0 | Against |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 58,746 | 0 | 0 | Against |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 0 | 49,978 | 0 | 0 | Against |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
Combines 6 wordings of this item as funds reported it.
43% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,149,388 | 7,122,612 | 0 | 0 | Mixed |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 2,214,555 | 0 | 0 | Against |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 759,237 | 0 | 0 | Against |
| Hartford | 621,336 | 67,919 | 0 | 0 | Mixed |
| Dimensional | 0 | 379,717 | 0 | 0 | Against |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 264,571 | 0 | 0 | Against |
| BNY Mellon | 0 | 219,408 | 0 | 0 | Against |
| CARILLON SERIES TRUST | 0 | 195,670 | 0 | 0 | Against |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 2,938 | 157,241 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 0 | 149,996 | 0 | 0 | Against |
| Lincoln Financial | 115,796 | 10,530 | 0 | 0 | Mixed |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 0 | 100,000 | 0 | 0 | Against |
| Allspring | 0 | 83,518 | 0 | 0 | Against |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 58,746 | 0 | 0 | Against |
| SEI | 0 | 54,765 | 0 | 0 | Against |
| John Hancock | 0 | 49,978 | 0 | 0 | Against |
Fund voting reports, all 89 managers: 16,040,588 for, 12,539,270 against, 20,723 abstained, 479 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 9,344,198 | 0 | 0 | Against |
| Meeder Advisory Services, Inc. | 0 | 6,000,000 | 0 | 0 | Against |
| AllianceBernstein | 3,487,916 | 0 | 0 | 0 | For |
| Invesco | 2,265,813 | 0 | 0 | 0 | For |
| Swedbank Robur Fonder AB | 0 | 2,000,000 | 0 | 0 | Against |
| BlackRock | 1,895,757 | 32,056 | 0 | 0 | For |
| Capital Research Global Investors | 1,902,767 | 0 | 0 | 0 | For |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0 | 1,058,861 | 0 | 0 | Against |
| State Street | 999,501 | 21,672 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,003,007 | 0 | 0 | 0 | For |
| Wellington | 942,664 | 0 | 0 | 0 | For |
| Divisar Capital Management LLC | 797,375 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 763,386 | 0 | 0 | Against |
| Newton Investment Management North America, LLC | 0 | 755,848 | 0 | 0 | Against |
| Robeco Schweiz AG | 0 | 731,000 | 0 | 0 | Against |
| EARNEST PARTNERS LLC | 0 | 686,969 | 0 | 0 | Against |
| Bridgewater | 0 | 640,990 | 0 | 0 | Against |
| Northern Trust | 417,499 | 1,231 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 407,201 | 0 | 0 | Against |
| AMERIPRISE FINANCIAL INC | 26 | 394,089 | 0 | 0 | Against |
| Alyeska Investment Group, L.P. | 0 | 387,625 | 0 | 0 | Against |
| Fisher Asset Management, LLC | 0 | 332,190 | 0 | 0 | Against |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 0 | 332,110 | 0 | 0 | Against |
| VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V. | 318,750 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 312,730 | 0 | 0 | Against |
Institutional-manager reports, all 322 managers: 14,578,124 for, 28,374,860 against, 30,047 abstained, 500 not voted, 233,133 1 year. Showing the 25 largest; see all in the interactive database.
Combines 6 wordings of this item as funds reported it.
66% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To approve, on a non-binding advisory basis, the frequency of future advisory votes to approve the compensation of our named executive officers.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 0 | 0 | 0 | -- |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | -- |
| Capital Group | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| AllianceBernstein | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| Hartford | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 0 | 0 | 0 | 0 | -- |
| AIG/SunAmerica | 0 | 0 | 0 | 0 | -- |
| BNY Mellon | 0 | 0 | 0 | 0 | -- |
| CARILLON SERIES TRUST | 0 | 0 | 0 | 0 | -- |
| Equitable | 0 | 0 | 0 | 0 | -- |
| Jackson National | 0 | 0 | 0 | 0 | -- |
| AMERICAN BEACON FUNDS | 0 | 0 | 0 | 0 | -- |
| Lincoln Financial | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| TOCQUEVILLE TRUST | 0 | 0 | 0 | 0 | -- |
| Allspring | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| Brinker Capital Destinations Trust | 0 | 0 | 0 | 0 | -- |
| SEI | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 89 managers: 33,420 for, 20,723 abstained, 28,098,234 1 year, 408,204 3 year, 40,479 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 0 | 0 | 0 | 0 | -- |
| Meeder Advisory Services, Inc. | 0 | 0 | 0 | 0 | -- |
| AllianceBernstein | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
| Swedbank Robur Fonder AB | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Capital Research Global Investors | 0 | 0 | 0 | 0 | -- |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| Wellington | 0 | 0 | 0 | 0 | -- |
| Divisar Capital Management LLC | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | Not Voted |
| Newton Investment Management North America, LLC | 0 | 0 | 0 | 0 | -- |
| Robeco Schweiz AG | 0 | 0 | 0 | 0 | -- |
| EARNEST PARTNERS LLC | 0 | 0 | 0 | 0 | -- |
| Bridgewater | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | -- |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0 | -- |
| Alyeska Investment Group, L.P. | 0 | 0 | 0 | 0 | -- |
| Fisher Asset Management, LLC | 0 | 0 | 0 | 0 | -- |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 0 | 0 | 0 | 0 | -- |
| VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V. | 0 | 0 | 0 | 0 | -- |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 315 managers: 151,295 for, 94,358 against, 30,047 abstained, 500 not voted, 42,760,375 1 year, 132,703 3 year, 493 unknown, 15 2 year. Showing the 25 largest; see all in the interactive database.
71% Majority: yes · of votes cast
Description as filed by funds: Advisory Vote on Say on Pay Frequency
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers:”): 39,033,778 for, 15,848,248 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 71% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of LUMENTUM HOLDINGS INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Executive Salary Vote Frequency” (2 managers, 4 for).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 0 | 0 | 0 | 0 | -- |
| PARADIGM FUNDS | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 2 managers: 59,269 1 year.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 125,685 | 0 | 0 | 0 | For |
| JPMorgan | 0 | 0 | 0 | 0 | -- |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 0 | 0 | 0 | 0 | -- |
| Desjardins Global Asset Management Inc. | 0 | 0 | 0 | 0 | -- |
| Echo Street Capital Management LLC | 0 | 0 | 0 | 0 | -- |
| Regime de rentes du Mouvement Desjardins | 0 | 0 | 0 | 0 | -- |
| TD ASSET MANAGEMENT INC | 0 | 0 | 0 | 0 | -- |
| MILLER HOWARD INVESTMENTS INC /NY | 0 | 20 | 0 | 0 | Against |
Institutional-manager reports, all 8 managers: 125,685 for, 20 against, 151,501 1 year.
Combines 2 wordings of this item as funds reported it.
71% Majority: yes · of votes cast
Description as filed by funds: 14A Executive Compensation Vote Frequency
LUMENTUM HOLDINGS INC.’s own tally for this item (“(iii) To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of Company's named executive officers:”): 39,033,778 for, 15,848,248 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 71% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 3 asset managers below reported 1 for, 6,199 1 year, 15 2 year.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Cornerstone Investment Partners, LLC | 0 | 0 | 0 | 0 | -- |
| OLD SECOND NATIONAL BANK OF AURORA | 0 | 0 | 0 | 0 | -- |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | 1 | 0 | 0 | 0 | For |
Combines 6 wordings of this item as funds reported it.
99.7% Majority: yes · of votes cast
Description as filed by funds: TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2024.
LUMENTUM HOLDINGS INC.’s own tally for this item (“(v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2024:”): 60,900,666 for, 147,314 against, per its Form 8-K filed November 21, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 93 asset managers below reported 28,639,128 for, 20,723 abstained, 479 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 8,272,000 | 0 | 0 | 0 | For |
| Vanguard | 6,759,429 | 0 | 0 | 0 | For |
| Invesco | 2,233,854 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 2,214,555 | 0 | 0 | 0 | For |
| Capital Group | 1,902,774 | 0 | 0 | 0 | For |
| BlackRock | 1,602,536 | 0 | 0 | 0 | For |
| AllianceBernstein | 795,990 | 0 | 0 | 0 | For |
| Charles Schwab | 759,237 | 0 | 0 | 0 | For |
| Hartford | 689,255 | 0 | 0 | 0 | For |
| Dimensional | 379,717 | 0 | 0 | 0 | For |
| AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | 324,754 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 264,571 | 0 | 0 | 0 | For |
| BNY Mellon | 219,408 | 0 | 0 | 0 | For |
| CARILLON SERIES TRUST | 195,670 | 0 | 0 | 0 | For |
| Equitable | 169,270 | 0 | 0 | 0 | For |
| Jackson National | 160,179 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 149,996 | 0 | 0 | 0 | For |
| Lincoln Financial | 126,326 | 0 | 0 | 0 | For |
| State Street | 107,766 | 0 | 0 | 0 | For |
| TOCQUEVILLE TRUST | 100,000 | 0 | 0 | 0 | For |
| Allspring | 83,518 | 0 | 0 | 0 | For |
| Northern Trust | 67,500 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 58,746 | 0 | 0 | 0 | For |
| SEI | 54,765 | 0 | 0 | 0 | For |
| John Hancock | 49,978 | 0 | 0 | 0 | For |
Showing the 25 largest of 93 asset managers. See all 93 in the interactive database.
Not shown here: this season’s fund filings also report 1 item from the meeting of November 20, 2024, which belongs to the 2024-2025 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 67,000,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 12.35% |
| 2 | Vanguard | 10.09% |
| 3 | Invesco | 3.33% |
| 4 | Columbia Threadneedle | 3.31% |
| 5 | Capital Group | 2.84% |
| 6 | BlackRock | 2.39% |
| 7 | AllianceBernstein | 1.19% |
| 8 | Charles Schwab | 1.13% |
| 9 | Hartford | 1.03% |
| 10 | Dimensional | 0.57% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 13.95% |
| 2 | Meeder Advisory Services, Inc. | 8.96% |
| 3 | AllianceBernstein | 5.21% |
| 4 | Invesco | 3.38% |
| 5 | Swedbank Robur Fonder AB | 2.99% |
| 6 | BlackRock | 2.88% |
| 7 | Capital Research Global Investors | 2.84% |
| 8 | SCHRODER INVESTMENT MANAGEMENT GROUP | 1.58% |
| 9 | State Street | 1.52% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 1.50% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 11.89% | 13F |
| Vanguard Group | 11.17% | 13F |
| Invesco | 9.01% | 13F |
| FMR (Fidelity) | 8.86% | 13F |
| Point72 | 4.03% | 13F |
| State Street | 3.02% | 13F |
| Citadel Advisors | 2.58% | 13F |
| Dimensional Fund Advisors | 2.35% | 13F |
| BNY Mellon | 2.16% | 13F |
| Franklin Templeton | 2.01% | 13F |
Percentages above are of 67,000,000 shares outstanding, as reported by LUMENTUM HOLDINGS INC. on its Form 10-Q dated September 30, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LUMENTUM HOLDINGS INC.’s 10-Q dated September 30, 2023. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At LUMENTUM HOLDINGS INC.'s shareholder meeting held November 17, 2023, in the 2023-2024 proxy season, 407 asset managers reported how they voted in their SEC Form N-PX filings, covering 5,642 separate fund positions. Their filings are grouped here into 15 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LUMENTUM HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To approve, on a non-binding advisory basis, the compensation of our named executive officers. — the reporting funds and managers cast 43% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
LUMENTUM HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.