LIVENT CORP. 2023-2024 Proxy Voting Records

Description as filed by funds: Adopt the Transaction Agreement, dated as of May 10, 2023, as amended by the Amendment to Transaction Agreement, dated as of August 2, 2023 and the Second Amendment to Transaction Agreement, dated as of November 5, 2023 (and as it may may be further amended from time to time, the "Transaction Agreement"), among Livent, Allkem Limited, Arcadium Lithium plc (f/k/a Allkem Livent plc, f/k/a Lightning-A Limited) ("NewCo"), pursuant to which, among other transactions, Merger Sub will merge with and into Livent, with Livent surviving the merger as a wholly owned subsidiary of NewCo (the "merger"), and each share of Livent common stock, par value $0.001 per share, of NewCo (the "NewCo Shares"), and approve the transactions contemplated by the Transaction Agreement, including the merger (collectively, the "Transaction") (Proposal 1).

LIVENT CORP.’s own tally for this item (“1. Proposal to adopt the Transaction Agreement, dated as of May 10, 2023, as amended by the Amendment to Transaction Agreement, dated as of August 2, 2023 and the Second Amendment to Transaction Agreement, dated as of No”): 121,945,849 for, 308,589 against — passed, per its Form 8-K filed December 19, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved based on the following votes:”
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 105 asset managers below reported 56,661,498 for, 55,494 abstained, 773,571 not voted, 2,507 unknown.

Showing the 25 largest of 105 asset managers. See all 105 in the interactive database.

Description as filed by funds: Approve, in a non-binding, advisory vote, a provision of the articles of association of NewCo setting forth the requirements for shareholder nominations and other proposals to be considered at an annual general meeting of NewCo or an extraordinary general meeting of NewCo (Proposal 3).

LIVENT CORP.’s own tally for this item (“3. Proposal to approve, in a non-binding, advisory vote, a provision of the articles of association of NewCo setting forth the requirements for shareholder nominations and other proposals to be considered at an annual ge”): 39,121,321 for, 82,970,845 against — failed, per its Form 8-K filed December 19, 2023 (Item 5.07).

Reported outcome: Not approved, in the filing’s own words: “The proposal was not approved based on the following votes:”
Support: 32% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 106 asset managers below reported 20,271,020 for, 36,454,402 against, 41,080 abstained, 774,940 not voted, 2,507 unknown.

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

Description as filed by funds: Approve, in a non-binding, advisory vote, a provision of the articles of association of NewCo to the effect that directors may be removed from office by ordinary resolution of the NewCo shareholders only for cause (Proposal 4).

LIVENT CORP.’s own tally for this item (“4. Proposal to approve, in a non-binding, advisory vote, a provision of the articles of association of NewCo to the effect that directors may be removed from office by ordinary resolution of the NewCo shareholders only f”): 19,572,604 for, 102,454,354 against — failed, per its Form 8-K filed December 19, 2023 (Item 5.07).

Reported outcome: Not approved, in the filing’s own words: “The proposal was not approved based on the following votes:”
Support: 16% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 106 asset managers below reported 230,285 for, 56,495,137 against, 41,080 abstained, 774,940 not voted, 2,507 unknown.

Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.

Description as filed by funds: Approve, in a non-binding, advisory vote, a provision of the articles of association of NewCo establishing that the holders of NewCo Shares representing at least a majority of the voting power of the shares entitled to vote at such meeting will be a quorum of shareholders (Proposal 5).

LIVENT CORP.’s own tally for this item (“5. Proposal to approve, in a non-binding, advisory vote, a provision of the articles of association of NewCo establishing that the holders of NewCo Shares representing at least a majority of the voting power of the share”): 121,341,916 for, 847,404 against — passed, per its Form 8-K filed December 19, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved based on the following votes:”
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the shares outstanding (“majority of the voting power”).

The 105 asset managers below reported 56,655,382 for, 20,530 against, 41,080 abstained, 773,571 not voted, 2,507 unknown.

Showing the 25 largest of 105 asset managers. See all 105 in the interactive database.

Description as filed by funds: Approve one or more adjournments of the special meeting of Livent stockholders to a later date or dates for any purpose if necessary or appropriate, including if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Transaction Agreement and approve the Transaction (Proposal 6).

LIVENT CORP.’s own tally for this item (“6. Proposal to approve one or more adjournments of the Special Meeting to a later date or dates for any purpose if necessary or appropriate, including if necessary or appropriate to solicit additional proxies if there ar”): 118,094,934 for, 4,141,186 against — passed, per its Form 8-K filed December 19, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved based on the following votes; however, this proposal was not necessary following the approval of the Transaction Agreement Proposal and was therefore not implemented.”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of LIVENT CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Approval Of The Adjournment Proposal: Approve One Or More Adjournments Of The Special Meeting Of Livent Stockholders To A Later Date Or Dates For Any Purpose If Necessary Or Appropriate, Including If Necessary Or Appropriate To Solicit Additional Proxies If There Are Insufficient Votes To Adopt The ” (2 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

The 104 asset managers below reported 55,787,552 for, 888,360 against, 40,280 abstained, 773,571 not voted, 2,507 unknown.

Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.

Description as filed by funds: Proposal 2- Approval of the Livent Compensation Proposal Approve, in a non-binding, advisory vote, the compensation that may be paid or become payable to Livent's named executive officers in connection with the Transaction

LIVENT CORP.’s own tally for this item (“2. Proposal to approve, in a non-binding, advisory vote, the compensation that may be paid or become payable to Livent's named executive officers in connection with the Transaction. The proposal”): 113,539,815 for, 8,525,765 against — passed, per its Form 8-K filed December 19, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The proposal was approved based on the following votes:”
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 98 managers: 56,274,677 for, 364,886 against, 40,280 abstained, 773,571 not voted, 2,507 unknown. Showing the 25 largest; see all in the interactive database.

No total is shown for the institutional-manager reports: their sum exceeds the total votes cast at the meeting. Showing the 25 largest; see all in the interactive database.