HILLTOP HOLDINGS INC. 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors A. Haag Sherman

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: A. Haag Sherman”): 39,066,540 for, 13,779,241 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 74% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 14,663,856 for, 8,694,306 withheld, 272,451 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Andrew J. Littlefair

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Andrew J. Littlefair”): 51,950,701 for, 895,080 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,371,372 for, 37,777 withheld, 221,464 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Carl B. Webb

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Carl B. Webb”): 51,038,241 for, 1,807,540 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,469,843 for, 160,770 withheld, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Charlotte Jones

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Charlotte Jones”): 41,051,240 for, 11,794,541 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 78% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 16,008,544 for, 7,569,906 withheld, 52,163 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Gerald J. Ford

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Gerald J. Ford”): 50,663,960 for, 2,181,821 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,357,626 for, 272,987 withheld, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Hill A. Feinberg

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Hill A. Feinberg”): 50,487,588 for, 2,358,193 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,232,179 for, 255,953 withheld, 142,481 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors J. Markham Green

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: J. Markham Green”): 51,914,774 for, 931,007 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,346,399 for, 62,750 withheld, 221,464 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors J. Taylor Crandall

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: J. Taylor Crandall”): 43,160,973 for, 9,684,808 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 82% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 16,731,296 for, 6,847,490 withheld, 51,827 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Jeremy B. Ford

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Jeremy B. Ford”): 51,925,997 for, 919,784 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,527,414 for, 103,199 withheld, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Jonathan S. Sobel

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Jonathan S. Sobel”): 49,839,905 for, 3,005,876 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 22,787,629 for, 842,648 withheld, 336 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Kenneth D. Russell

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Kenneth D. Russell”): 47,757,898 for, 5,087,883 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 21,670,722 for, 1,959,891 withheld, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Lee Lewis

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Lee Lewis”): 49,647,048 for, 3,198,733 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 22,566,076 for, 842,737 withheld, 221,800 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Rhodes R. Bobbitt

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Rhodes R. Bobbitt”): 51,806,716 for, 1,039,065 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,346,399 for, 62,750 withheld, 221,464 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Robert C. Taylor, Jr.

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Robert C. Taylor, Jr.”): 44,157,969 for, 8,687,812 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 84% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 17,112,423 for, 6,244,899 withheld, 273,291 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Tracy A. Bolt

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Tracy A. Bolt”): 52,196,702 for, 649,079 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 23,371,372 for, 37,777 withheld, 221,464 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors W. Robert Nichols, III

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: W. Robert Nichols, III”): 29,102,980 for, 23,742,801 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 55% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 77 asset managers below reported 6,458,608 for, 16,773,122 withheld, 398,883 abstained, 1,068 unknown.

Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.

Description as filed by funds: Election of Directors Tom C. Nichols

HILLTOP HOLDINGS INC.’s own tally for this item (“Elect Director: Tom C. Nichols”): 52,521,763 for, 324,018 withheld, per its Form 8-K filed July 24, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The voting results at the 2023 Annual Meeting were as follows: Proposal No. 1 : The stockholders elected the following 17 director nominees to serve on the Company's Board of Directors until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified.”
Support: 99.3% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 60 asset managers below reported 21,538,700 for, 26,498 withheld.

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

The 20 asset managers below reported 2,054,225 for, 11,190 withheld, 1,068 unknown. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Description as filed by funds: NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

HILLTOP HOLDINGS INC.’s own tally for this item (“2. The 2022 compensation of the Company's named executive officers”): 45,576,969 for, 7,209,808 against — passed, per its Form 8-K filed July 24, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal No. 2 : The stockholders approved, on an advisory basis, the 2022 compensation of the Company's named executive officers.”
Support: 86% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of HILLTOP HOLDINGS INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” (5 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 76 managers: 19,338,431 for, 4,241,762 against, 3,760 abstained, 1,068 unknown. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 152 managers: 13,537,245 for, 2,949,413 against, 513 abstained, 83,782 1 year. Showing the 25 largest; see all in the interactive database.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports, all 76 managers: 33,832 for, 3,760 abstained, 20,223,943 1 year, 3,322,418 3 year, 1,068 unknown. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 148 managers: 101,481 for, 513 abstained, 16,049,429 1 year, 389,288 3 year, 113 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: Ratification of the appointment of PricewaterhouseCoopers LLP as Hilltop Holdings Inc.'s independent registered public accounting firm for the 2023 fiscal year.

HILLTOP HOLDINGS INC.’s own tally for this item (“4. The appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023”): 55,336,038 for, 859,449 against — passed, per its Form 8-K filed July 24, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “2 Proposal No. 4: The stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 80 asset managers below reported 23,360,836 for, 266,236 against, 3,760 abstained, 1,068 unknown.

Showing the 25 largest of 80 asset managers. See all 80 in the interactive database.