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Compiled from SEC Form N-PX filings and ETHAN ALLEN INTERIORS INC.’s Form 8-K, filed November 9, 2023 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of November 9, 2023: 8 items on ETHAN ALLEN INTERIORS INC.’s Form 8-K, filed November 9, 2023: 6 elected · 2 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore ETHAN ALLEN INTERIORS INC. in the interactive database Compare manager voting policies
These tallies are ETHAN ALLEN INTERIORS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed November 9, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: M. Farooq Kathwari | 17,783,119 | 857,384 | 37,711 | -- | 2,110,472 | 95% | Elected | — |
| Elect Director: Maria Eugenia Casar | 18,544,454 | 116,667 | 17,093 | -- | 2,110,472 | 99.3% | Elected | — |
| Elect Director: John J. Dooner, Jr. | 17,900,523 | 757,500 | 20,191 | -- | 2,110,472 | 96% | Elected | — |
| Elect Director: David M. Sable | 18,286,721 | 371,879 | 19,614 | -- | 2,110,472 | 98% | Elected | — |
| Elect Director: Tara I. Stacom | 18,547,278 | 98,415 | 32,521 | -- | 2,110,472 | 99.4% | Elected | — |
| Elect Director: Cynthia Ekberg Tsai | 18,520,039 | 139,308 | 18,867 | -- | 2,110,472 | 99.2% | Elected | — |
| 2. Approve, through a non-binding advisory vote, the fiscal 2023 compensation awarded to the Company ' s named executive officers | 18,331,707 | 240,608 | 105,899 | -- | 2,110,472 | 99% | Approved | — |
| 4. Ratify the appointment of CohnReznick LLP as the Company ' s independent registered public accounting firm for the fiscal 2024 year | 20,730,362 | 39,210 | 19,114 | -- | -- | 99.8% | Approved | — |
Source: ETHAN ALLEN INTERIORS INC., Form 8-K, filed with the SEC on November 9, 2023 — read the filing on EDGAR.
Each item below shows how the 254 asset managers that disclosed a ETHAN ALLEN INTERIORS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ETHAN ALLEN INTERIORS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 4 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Cynthia Ekberg Tsai
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“Elect Director: Cynthia Ekberg Tsai”): 18,520,039 for, 139,308 against, per its Form 8-K filed November 9, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the six director nominees shown below was elected to serve a one-year term until the 2024 Annual Meeting of Stockholders.”
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 89 asset managers below reported 11,681,520 for, 675 against, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 285,152 | 0 | 0 | 0 | For |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 99,869 | 0 | 0 | 0 | For |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 89 asset managers. See all 89 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: John J. Dooner, Jr.
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“Elect Director: John J. Dooner, Jr.”): 17,900,523 for, 757,500 against, per its Form 8-K filed November 9, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the six director nominees shown below was elected to serve a one-year term until the 2024 Annual Meeting of Stockholders.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 89 asset managers below reported 11,290,503 for, 391,692 against, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 0 | 285,152 | 0 | 0 | Against |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 0 | 99,869 | 0 | 0 | Against |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 89 asset managers. See all 89 in the interactive database.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: M. Farooq Kathwari
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“Elect Director: M. Farooq Kathwari”): 17,783,119 for, 857,384 against, per its Form 8-K filed November 9, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the six director nominees shown below was elected to serve a one-year term until the 2024 Annual Meeting of Stockholders.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 89 asset managers below reported 11,290,803 for, 391,392 against, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 0 | 285,152 | 0 | 0 | Against |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 0 | 99,869 | 0 | 0 | Against |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 89 asset managers. See all 89 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Maria Eugenia Casar
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“Elect Director: Maria Eugenia Casar”): 18,544,454 for, 116,667 against, per its Form 8-K filed November 9, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the six director nominees shown below was elected to serve a one-year term until the 2024 Annual Meeting of Stockholders.”
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 89 asset managers below reported 11,681,520 for, 675 against, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 285,152 | 0 | 0 | 0 | For |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 99,869 | 0 | 0 | 0 | For |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 89 asset managers. See all 89 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: David M. Sable
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“Elect Director: David M. Sable”): 18,286,721 for, 371,879 against, per its Form 8-K filed November 9, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the six director nominees shown below was elected to serve a one-year term until the 2024 Annual Meeting of Stockholders.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 11,674,650 for, 675 against, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 285,152 | 0 | 0 | 0 | For |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 99,869 | 0 | 0 | 0 | For |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Tara I. Stacom
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“Elect Director: Tara I. Stacom”): 18,547,278 for, 98,415 against, per its Form 8-K filed November 9, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the six director nominees shown below was elected to serve a one-year term until the 2024 Annual Meeting of Stockholders.”
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 88 asset managers below reported 11,674,650 for, 675 against, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 285,152 | 0 | 0 | 0 | For |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 99,869 | 0 | 0 | 0 | For |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.
Combines 13 wordings of this item as funds reported it.
99% Approved · of votes cast
Description as filed by funds: To approve, by a non-binding advisory vote, executive compensation of the Company's Named Executive Officers.
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“2. Approve, through a non-binding advisory vote, the fiscal 2023 compensation awarded to the Company ' s named executive officers”): 18,331,707 for, 240,608 against — passed, per its Form 8-K filed November 9, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “An advisory resolution approving the compensation of the Company's named executive officers, as disclosed in the Company's proxy statement, was approved as follows:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 285,152 | 0 | 0 | 0 | For |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 99,869 | 0 | 0 | 0 | For |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Fund voting reports, all 88 managers: 11,681,651 for, 2,929 against, 18,589 not voted, 751 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Curi RMB Capital, LLC | 9,000,000 | 0 | 0 | 0 | For |
| State Street | 783,514 | 0 | 0 | 0 | For |
| Charles Schwab | 744,608 | 0 | 0 | 0 | For |
| BlackRock | 545,167 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 423,343 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 407,560 | 0 | 0 | 0 | For |
| American Century | 372,202 | 0 | 0 | 0 | For |
| Robeco Institutional Asset Management B.V. | 277,820 | 0 | 0 | 0 | For |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 228,219 | 0 | 0 | 0 | For |
| M&G Plc | 223,766 | 0 | 0 | 0 | For |
| Dimensional | 149,999 | 0 | 0 | 0 | For |
| Sterling Capital Management LLC | 143,736 | 0 | 0 | 0 | For |
| Allspring | 135,821 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 134,179 | 0 | 0 | 0 | For |
| APG Asset Management US Inc. | 134,151 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 134,001 | 0 | 0 | 0 | For |
| JPMorgan | 99,977 | 0 | 0 | 0 | For |
| Rhumbline | 44,403 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 80,929 | 0 | 0 | 0 | For |
| SEI | 76,031 | 35 | 0 | 0 | For |
| Goldman Sachs | 72,308 | 0 | 0 | 0 | For |
| Nuveen | 68,864 | 0 | 0 | 0 | For |
| Northern Trust | 67,071 | 675 | 0 | 0 | For |
| Brandywine Global Investment Management, LLC | 67,615 | 0 | 0 | 0 | For |
| BNY Mellon | 64,182 | 0 | 0 | 0 | For |
Institutional-manager reports, all 180 managers: 15,798,403 for, 27,889 against, 44,403 1 year. Showing the 25 largest; see all in the interactive database.
Combines 8 wordings of this item as funds reported it.
100% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To approve, by a non-binding advisory vote, the frequency of holding the advisory vote to approve Named Executive Officer compensation.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| First Trust | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| Cambria ETF Trust | 0 | 0 | 0 | 0 | -- |
| Royce | 0 | 0 | 0 | 0 | -- |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 0 | -- |
| WisdomTree | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| STERLING CAPITAL FUNDS | 0 | 0 | 0 | 0 | -- |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | -- |
| EA Series Trust | 0 | 0 | 0 | 0 | -- |
| Allspring | 0 | 0 | 0 | 0 | -- |
| Equitable | 0 | 0 | 0 | 0 | -- |
| TETON WESTWOOD FUNDS | 0 | 0 | 0 | 0 | -- |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | -- |
| ADVISORS' INNER CIRCLE FUND | 0 | 0 | 0 | 0 | -- |
| TIAA | 0 | 0 | 0 | 0 | -- |
| Jackson National | 0 | 0 | 0 | 0 | -- |
| SEI | 0 | 0 | 0 | 0 | -- |
| AMERICAN BEACON FUNDS | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 85 managers: 9,412 for, 9,628,361 1 year, 1,780,137 3 year, 751 unknown. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Curi RMB Capital, LLC | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| LSV ASSET MANAGEMENT | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| Robeco Institutional Asset Management B.V. | 0 | 0 | 0 | 0 | -- |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 0 | 0 | 0 | -- |
| M&G Plc | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Sterling Capital Management LLC | 0 | 0 | 0 | 0 | -- |
| Allspring | 0 | 0 | 0 | 0 | -- |
| PRINCIPAL GLOBAL INVESTORS | 0 | 0 | 0 | 0 | -- |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | -- |
| Rhumbline | 44,403 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 0 | 0 | 0 | -- |
| SEI | 0 | 0 | 0 | 0 | -- |
| Goldman Sachs | 0 | 0 | 0 | 0 | -- |
| Nuveen | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| Brandywine Global Investment Management, LLC | 0 | 0 | 0 | 0 | -- |
| BNY Mellon | 0 | 0 | 0 | 0 | -- |
| Assenagon Asset Management S.A. | 0 | 0 | 0 | 0 | -- |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 169 managers: 84,058 for, 15,370,977 1 year, 150,024 3 year, 885 unknown. Showing the 25 largest; see all in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: To ratify the appointment of CohnReznick LLP as the Company's independent registered public accounting firm for the 2024 fiscal year.
ETHAN ALLEN INTERIORS INC.’s own tally for this item (“4. Ratify the appointment of CohnReznick LLP as the Company ' s independent registered public accounting firm for the fiscal 2024 year”): 20,730,362 for, 39,210 against — passed, per its Form 8-K filed November 9, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The selection of CohnReznick LLP as the Company's independent registered public accounting firm for the fiscal 2024 year was ratified by the following vote:”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 90 asset managers below reported 11,684,506 for, 18,589 not voted, 751 unknown.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,909,874 | 0 | 0 | 0 | For |
| Dimensional | 1,756,112 | 0 | 0 | 0 | For |
| Vanguard | 1,509,069 | 0 | 0 | 0 | For |
| Charles Schwab | 737,418 | 0 | 0 | 0 | For |
| First Trust | 493,064 | 0 | 0 | 0 | For |
| Fidelity | 396,551 | 0 | 0 | 0 | For |
| American Century | 371,870 | 0 | 0 | 0 | For |
| State Street | 327,677 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 303,406 | 0 | 0 | 0 | For |
| Cambria ETF Trust | 285,152 | 0 | 0 | 0 | For |
| Royce | 283,282 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 206,600 | 0 | 0 | 0 | For |
| WisdomTree | 199,487 | 0 | 0 | 0 | For |
| Northern Trust | 183,734 | 0 | 0 | 0 | For |
| STERLING CAPITAL FUNDS | 143,736 | 0 | 0 | 0 | For |
| EA Series Trust | 119,278 | 0 | 0 | 0 | For |
| VALUED ADVISERS TRUST | 99,869 | 0 | 0 | 0 | For |
| Allspring | 98,473 | 0 | 0 | 0 | For |
| Equitable | 83,426 | 0 | 0 | 0 | For |
| TETON WESTWOOD FUNDS | 78,100 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 73,243 | 0 | 0 | 0 | For |
| ADVISORS' INNER CIRCLE FUND | 68,900 | 0 | 0 | 0 | For |
| TIAA | 68,259 | 0 | 0 | 0 | For |
| Jackson National | 64,316 | 0 | 0 | 0 | For |
| SEI | 61,034 | 0 | 0 | 0 | For |
Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 25,399,000 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 11.46% |
| 2 | Dimensional | 6.91% |
| 3 | Vanguard | 5.94% |
| 4 | Charles Schwab | 2.90% |
| 5 | First Trust | 1.94% |
| 6 | Fidelity | 1.56% |
| 7 | American Century | 1.46% |
| 8 | State Street | 1.29% |
| 9 | NORTHERN LIGHTS FUND TRUST II | 1.20% |
| 10 | Cambria ETF Trust | 1.12% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Curi RMB Capital, LLC | 35.43% |
| 2 | State Street | 3.08% |
| 3 | Charles Schwab | 2.93% |
| 4 | BlackRock | 2.15% |
| 5 | LSV ASSET MANAGEMENT | 1.67% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 1.60% |
| 7 | American Century | 1.47% |
| 8 | Robeco Institutional Asset Management B.V. | 1.09% |
| 9 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0.90% |
| 10 | M&G Plc | 0.88% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.37% | 13F |
| Dimensional Fund Advisors | 7.95% | 13F |
| Vanguard Group | 6.93% | 13F |
| State Street | 3.61% | 13F |
| Charles Schwab | 3.54% | 13F |
| Goldman Sachs | 2.27% | 13F |
| Geode Capital | 2.00% | 13F |
| BNY Mellon | 1.69% | 13F |
| Northern Trust | 1.50% | 13F |
| Invesco | 1.21% | 13F |
Percentages above are of 25,399,000 shares outstanding, as reported by ETHAN ALLEN INTERIORS INC. on its Form 10-Q dated September 30, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ETHAN ALLEN INTERIORS INC.’s 10-Q dated September 30, 2023. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At ETHAN ALLEN INTERIORS INC.'s shareholder meeting held November 9, 2023, in the 2023-2024 proxy season, 254 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,011 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, by a non-binding advisory vote, executive compensation of the Company's Named… — ETHAN ALLEN INTERIORS INC.'s filing reports the proposal as approved, with 99% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ETHAN ALLEN INTERIORS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on November 9, 2023.
ETHAN ALLEN INTERIORS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.