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Compiled from SEC Form N-PX filings and ESTABLISHMENT LABS HOLDINGS INC.’s Form 8-K, filed May 28, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of May 24, 2024: 4 items on ESTABLISHMENT LABS HOLDINGS INC.’s Form 8-K, filed May 28, 2024: 2 elected · 2 approved.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore ESTABLISHMENT LABS HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are ESTABLISHMENT LABS HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 28, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Ann Custin | 18,049,023 | 1,659,450 | 912 | -- | 3,244,356 | 92% | Elected | — |
| Elect Director: Bryan Slotkin | 18,175,945 | 1,532,799 | 641 | -- | 3,244,356 | 92% | Elected | — |
| 2. The approval, on an advisory basis, of the compensation of the named executive officers | 17,999,791 | 1,708,025 | 1,569 | -- | 3,244,356 | 91% | Approved | — |
| 3. Ratification of the Appointment of Independent Registered Public Accounting Firm | 20,177,610 | 2,775,431 | 700 | -- | -- | 88% | Approved | — |
Source: ESTABLISHMENT LABS HOLDINGS INC., Form 8-K, filed with the SEC on May 28, 2024 — read the filing on EDGAR.
Each item below shows how the 108 asset managers that disclosed a ESTABLISHMENT LABS HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Description as filed by funds: To elect two directors to serve for a one-year term: Ann Custin
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“Elect Director: Ann Custin”): 18,049,023 for, 1,659,450 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the following nominees were elected as directors to serve until the Company's 2025 Annual Meeting of Shareholders and until their successors are duly elected and qualified:”
Support: 92% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 39,744 | 0 | 0 | 0 | For |
| Nuveen | 38,919 | 0 | 0 | 0 | For |
| Fidelity | 27,245 | 0 | 0 | 0 | For |
| Nushares ETF Trust | 19,665 | 0 | 0 | 0 | For |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 11,710 | 0 | 0 | 0 | For |
| SEI | 10,205 | 0 | 0 | 0 | For |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 6,112 | 0 | 0 | 0 | For |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
| John Hancock | 447 | 0 | 0 | 0 | For |
Fund voting reports, all 29 managers: 2,576,450 for. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Mudita Advisors LLP | 184,222 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 184,222 for.
Combines 3 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Description as filed by funds: To elect two directors to serve for a one-year term: Bryan Slotkin
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“Elect Director: Bryan Slotkin”): 18,175,945 for, 1,532,799 against, per its Form 8-K filed May 28, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of the following nominees were elected as directors to serve until the Company's 2025 Annual Meeting of Shareholders and until their successors are duly elected and qualified:”
Support: 92% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 29 asset managers below reported 2,440,266 for, 136,184 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 0 | 39,744 | 0 | 0 | Against |
| Nuveen | 0 | 38,919 | 0 | 0 | Against |
| Fidelity | 17,528 | 9,717 | 0 | 0 | Mixed |
| Nushares ETF Trust | 0 | 19,665 | 0 | 0 | Against |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 0 | 11,710 | 0 | 0 | Against |
| SEI | 0 | 10,205 | 0 | 0 | Against |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 0 | 6,112 | 0 | 0 | Against |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
| John Hancock | 447 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.
Combines 6 wordings of this item as funds reported it.
91% Approved · of votes cast
Description as filed by funds: To approve, on an advisory basis, the compensation of our named executive officers;
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“2. The approval, on an advisory basis, of the compensation of the named executive officers”): 17,999,791 for, 1,708,025 against — passed, per its Form 8-K filed May 28, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The compensation of the Company's named executive officers was approved, on an advisory basis.”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 39,744 | 0 | 0 | 0 | For |
| Nuveen | 38,919 | 0 | 0 | 0 | For |
| Fidelity | 27,245 | 0 | 0 | 0 | For |
| Simplify Exchange Traded Funds | 25,493 | 0 | 0 | 0 | For |
| Nushares ETF Trust | 19,665 | 0 | 0 | 0 | For |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 11,710 | 0 | 0 | 0 | For |
| SEI | 10,205 | 0 | 0 | 0 | For |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 6,112 | 0 | 0 | 0 | For |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
Fund voting reports, all 30 managers: 2,601,943 for. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JW Asset Management, LLC | 0 | 0 | 0 | 0 | -- |
| RTW INVESTMENTS, LP | 2,475,707 | 0 | 0 | 0 | For |
| BROWN ADVISORY INC | 1,797,581 | 0 | 0 | 0 | For |
| Nantahala Capital Management, LLC | 1,661,282 | 0 | 0 | 0 | For |
| JPMorgan | 404,435 | 0 | 0 | 0 | For |
| BAMCO INC /NY/ | 336,099 | 0 | 0 | 0 | For |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 334,653 | 0 | 0 | 0 | For |
| RICE HALL JAMES & ASSOCIATES, LLC | 323,735 | 0 | 0 | 0 | For |
| Citadel | 305,597 | 0 | 0 | 0 | For |
| Capital Research Global Investors | 258,034 | 0 | 0 | 0 | For |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | 240,392 | 0 | 0 | 0 | For |
| Polar Capital Holdings Plc | 226,519 | 0 | 0 | 0 | For |
| HSBC | 171,937 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 105,341 | 0 | 0 | 0 | For |
| Avidity Partners Management LP | 102,564 | 0 | 0 | 0 | For |
| Redmile Group, LLC | 95,641 | 0 | 0 | 0 | For |
| Sofinnova Investments, Inc. | 93,720 | 0 | 0 | 0 | For |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 82,217 | 0 | 0 | 0 | For |
| BlackRock | 81,744 | 0 | 0 | 0 | For |
| Nuveen | 69,138 | 0 | 0 | 0 | For |
| KENNEDY CAPITAL MANAGEMENT LLC | 65,858 | 0 | 0 | 0 | For |
| Union Square Park Capital Management, LLC | 0 | 0 | 0 | 0 | -- |
| PURA VIDA INVESTMENTS, LLC | 45,000 | 0 | 0 | 0 | For |
| BARON CAPITAL MANAGEMENT INC /NY/ | 30,498 | 0 | 0 | 0 | For |
| Charles Schwab | 30,316 | 0 | 0 | 0 | For |
Institutional-manager reports, all 88 managers: 9,544,293 for, 8,934 against, 3,087,288 unknown. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
88% Approved · of votes cast
Description as filed by funds: To ratify the appointment of Marcum LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024.
ESTABLISHMENT LABS HOLDINGS INC.’s own tally for this item (“3. Ratification of the Appointment of Independent Registered Public Accounting Firm”): 20,177,610 for, 2,775,431 against — passed, per its Form 8-K filed May 28, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The appointment of Marcum LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2024 was ratified.”
Support: 88% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 2,601,943 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brown Advisory Funds | 615,384 | 0 | 0 | 0 | For |
| BUFFALO FUNDS | 346,180 | 0 | 0 | 0 | For |
| JPMorgan | 335,843 | 0 | 0 | 0 | For |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 329,000 | 0 | 0 | 0 | For |
| Capital Group | 258,034 | 0 | 0 | 0 | For |
| Goldman Sachs | 143,726 | 0 | 0 | 0 | For |
| WILLIAM BLAIR FUNDS | 142,448 | 0 | 0 | 0 | For |
| Principal | 96,771 | 0 | 0 | 0 | For |
| New York Life | 59,073 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 56,533 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 39,744 | 0 | 0 | 0 | For |
| Nuveen | 38,919 | 0 | 0 | 0 | For |
| Fidelity | 27,245 | 0 | 0 | 0 | For |
| Simplify Exchange Traded Funds | 25,493 | 0 | 0 | 0 | For |
| Nushares ETF Trust | 19,665 | 0 | 0 | 0 | For |
| Royce | 12,715 | 0 | 0 | 0 | For |
| BlackRock | 11,710 | 0 | 0 | 0 | For |
| SEI | 10,205 | 0 | 0 | 0 | For |
| Jackson National | 7,099 | 0 | 0 | 0 | For |
| TIAA | 6,112 | 0 | 0 | 0 | For |
| Vanguard | 6,109 | 0 | 0 | 0 | For |
| Northern Trust | 5,206 | 0 | 0 | 0 | For |
| SIT MUTUAL FUNDS INC | 4,525 | 0 | 0 | 0 | For |
| BNY Mellon | 2,575 | 0 | 0 | 0 | For |
| Manager Directed Portfolios | 708 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. See all 30 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 27,514,756 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Brown Advisory Funds | 2.24% |
| 2 | BUFFALO FUNDS | 1.26% |
| 3 | JPMorgan | 1.22% |
| 4 | BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 1.20% |
| 5 | Capital Group | 0.94% |
| 6 | Goldman Sachs | 0.52% |
| 7 | WILLIAM BLAIR FUNDS | 0.52% |
| 8 | Principal | 0.35% |
| 9 | New York Life | 0.21% |
| 10 | Columbia Threadneedle | 0.21% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | JW Asset Management, LLC | 10.98% |
| 2 | RTW INVESTMENTS, LP | 9.00% |
| 3 | BROWN ADVISORY INC | 6.53% |
| 4 | Nantahala Capital Management, LLC | 6.04% |
| 5 | JPMorgan | 1.47% |
| 6 | BAMCO INC /NY/ | 1.22% |
| 7 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 1.22% |
| 8 | RICE HALL JAMES & ASSOCIATES, LLC | 1.18% |
| 9 | Citadel | 1.11% |
| 10 | Capital Research Global Investors | 0.94% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| JW Partners, LP | 11.60% | DEF14A |
| Brown Advisory Incorporated | 10.90% | DEF14A |
| Nantahala Capital Management, LLC | 9.98% | DEF14A |
| RTW Investments, LP | 9.98% | DEF14A |
| Juan José Chacón Quirós | 5.29% | DEF14A |
| Juan Jose Chacon Quiros | 5.23% | 13G |
| Nicholas Lewin | 4.02% | DEF14A |
| Morgan Stanley | 3.05% | 13F |
| Citadel Advisors | 2.83% | 13F |
| Point72 | 2.07% | 13F |
Percentages above are of 27,514,756 shares outstanding, as reported by ESTABLISHMENT LABS HOLDINGS INC. on its Form 10-Q dated May 8, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ESTABLISHMENT LABS HOLDINGS INC.’s 10-Q dated May 8, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At ESTABLISHMENT LABS HOLDINGS INC.'s shareholder meeting held May 24, 2024, in the 2023-2024 proxy season, 108 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 292 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers; — ESTABLISHMENT LABS HOLDINGS INC.'s filing reports the proposal as approved, with 91% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ESTABLISHMENT LABS HOLDINGS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 28, 2024.
ESTABLISHMENT LABS HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
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